We are live on ! Find out more
SCHA icon

Schwab U.S Small- Cap ETF

837 hedge funds and large institutions have $10B invested in Schwab U.S Small- Cap ETF in 2021 Q3 according to their latest regulatory filings, with 59 funds opening new positions, 373 increasing their positions, 268 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more call options, than puts

Call options by funds: $3.37M | Put options by funds: $2.34M

39% more repeat investments, than reductions

Existing positions increased: 373 | Existing positions reduced: 268

23% more first-time investments, than exits

New positions opened: 59 | Existing positions closed: 48

3% more funds holding in top 10

Funds holding in top 10: 7274 (+2)

0% less funds holding

Funds holding: 838837 (-1)

0% less capital invested

Capital invested by funds: $10.1B → $10B (-$50M)

1.12% less ownership

Funds ownership: 244.8%243.68% (-1.1%)

Holders
837
Holders Change
-1
Holders Change %
-0.12%
% of All Funds
14.65%
Holding in Top 10
74
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+2.78%
% of All Funds
1.3%
New
59
Increased
373
Reduced
268
Closed
48
Calls
$3.37M
Puts
$2.34M
Net Calls
+$1.03M
Net Calls Change
-$1.69M
Name Holding Trade Value Shares
Change
Change in
Stake
RDFA
676
Ritter Daniher Financial Advisory
Ohio
$204K
SCA
677
STALEY CAPITAL ADVISERS
Pennsylvania
$204K
DADC
678
D.A. Davidson & Co
Montana
$202K -$14.5K -572 -7%
SFS
679
Strategic Financial Services
New York
$202K
CWA
680
Centennial Wealth Advisory
Michigan
$202K +$813 +32 +0.4%
AAS
681
Annex Advisory Services
Wisconsin
$200K -$20.4K -804 -9%
RF
682
Robbins Farley
New Hampshire
$198K -$5.89K -232 -3%
SSB
683
Sandy Spring Bank
Maryland
$183K +$3.56K +140 +2%
RPCA
684
Running Point Capital Advisors
California
$179K
ICM
685
Islay Capital Management
Texas
$174K
NSIM
686
North Star Investment Management
Illinois
$167K
FMII
687
Farmers & Merchants Investments Inc
Nebraska
$160K
LWA
688
Lenox Wealth Advisors
New York
$157K +$9.75K +384 +7%
OFG
689
Oxford Financial Group
Indiana
$151K +$1.02K +40 +0.7%
OIA
690
Optimum Investment Advisors
Illinois
$145K +$34.2K +1,348 +30%
CWC
691
Carolinas Wealth Consulting
North Carolina
$134K +$305 +12 +0.2%
AWA
692
Arkadios Wealth Advisors
Georgia
$128K +$22.9K +900 +21%
JP Morgan Chase
693
JP Morgan Chase
New York
$122K
ACA
694
Aptus Capital Advisors
Alabama
$122K +$7.21K +284 +6%
CDIA
695
Capital Directions Investment Advisors
Georgia
$119K
BC
696
Barnett & Company
Tennessee
$119K +$121K +4,764 New
LFG
697
Larson Financial Group
Missouri
$111K +$4.47K +176 +4%
CAL
698
Capital Advisors Ltd
Ohio
$105K +$102 +4 +0.1%
US Bancorp
699
US Bancorp
Minnesota
$103K -$2.64K -104 -2%
CAM
700
Costello Asset Management
Pennsylvania
$99K +$1.52K +60 +2%

SCHA Hedge Fund Activity: Q3 2021 in Review

837 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2021, worth a combined $10B — down 0.5% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 59 funds opened new SCHA positions and 48 closed out — a net gain of 11 holders — while 373 added to existing stakes and 268 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $142M. The largest seller was Financial Management Professionals, cutting an estimated $29.4M.

  • 837 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2021, down from 838 in Q2 2021.
  • Funds reported $10B of Schwab U.S Small- Cap ETF stock for Q3 2021, down 0.5% quarter-over-quarter.
  • 59 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2021 and 48 closed out, a net change of +11 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2021 was Charles Schwab Investment Advisory, an estimated $142M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2021 was Financial Management Professionals, an estimated $29.4M sold.

Based on aggregated 13F filings for Q3 2021.