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Schwab U.S Small- Cap ETF

837 hedge funds and large institutions have $10B invested in Schwab U.S Small- Cap ETF in 2021 Q3 according to their latest regulatory filings, with 59 funds opening new positions, 373 increasing their positions, 268 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more call options, than puts

Call options by funds: $3.37M | Put options by funds: $2.34M

39% more repeat investments, than reductions

Existing positions increased: 373 | Existing positions reduced: 268

23% more first-time investments, than exits

New positions opened: 59 | Existing positions closed: 48

3% more funds holding in top 10

Funds holding in top 10: 7274 (+2)

0% less funds holding

Funds holding: 838837 (-1)

0% less capital invested

Capital invested by funds: $10.1B → $10B (-$50M)

1.12% less ownership

Funds ownership: 244.8%243.68% (-1.1%)

Holders
837
Holders Change
-1
Holders Change %
-0.12%
% of All Funds
14.65%
Holding in Top 10
74
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+2.78%
% of All Funds
1.3%
New
59
Increased
373
Reduced
268
Closed
48
Calls
$3.37M
Puts
$2.34M
Net Calls
+$1.03M
Net Calls Change
-$1.69M
Name Holding Trade Value Shares
Change
Change in
Stake
LAIC
651
Lederer & Associates Investment Counsel
California
$232K +$236K +9,288 New
EVC
652
Eidelman Virant Capital
Missouri
$231K
RIS
653
Retirement Income Solutions
Michigan
$230K
KA
654
Kozak & Associates
Colorado
$230K +$214K +8,444 New
QCM
655
Quest Capital Management
Texas
$230K +$233K +9,180 New
MG
656
McCutchen Group
Washington
$223K
HPA
657
High Probability Advisors
New York
$221K
FMN
658
Financial Management Network
California
$221K +$609 +24 +0.3%
TCA
659
Transcend Capital Advisors
New Jersey
$220K -$6.7K -264 -3%
NHC
660
Nicholas Hoffman & Company
Georgia
$220K +$3.96K +156 +2%
JWM
661
Jeppson Wealth Management
California
$219K
ECG
662
Edge Capital Group
Georgia
$219K +$305 +12 +0.1%
MWP
663
Meridian Wealth Partners
Pennsylvania
$219K +$1.93K +76 +0.9%
GWM
664
Geneos Wealth Management
Colorado
$219K +$108K +4,252 +97%
TIM
665
Total Investment Management
Arizona
$218K +$13.5K +532 +7%
AWM
666
Altium Wealth Management
New York
$217K
JLBC
667
J.L. Bainbridge & Co
Florida
$217K
KL
668
KWMG LLC
Kansas
$217K
WAP
669
Wealthcare Advisory Partners
Pennsylvania
$212K +$215K +8,460 New
FLA
670
Financial Life Advisors
Texas
$211K
GG
671
Gofen & Glossberg
Illinois
$210K +$6.5K +256 +3%
BWA
672
BDO Wealth Advisors
Florida
$210K +$14.8K +584 +7%
ATPW
673
Ashton Thomas Private Wealth
Arizona
$209K +$6.7K +264 +3%
AIM
674
AMI Investment Management
Indiana
$208K
FFA
675
First Foundation Advisors
California
$207K -$14.5K -572 -6%

SCHA Hedge Fund Activity: Q3 2021 in Review

837 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2021, worth a combined $10B — down 0.5% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 59 funds opened new SCHA positions and 48 closed out — a net gain of 11 holders — while 373 added to existing stakes and 268 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $142M. The largest seller was Financial Management Professionals, cutting an estimated $29.4M.

  • 837 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2021, down from 838 in Q2 2021.
  • Funds reported $10B of Schwab U.S Small- Cap ETF stock for Q3 2021, down 0.5% quarter-over-quarter.
  • 59 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2021 and 48 closed out, a net change of +11 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2021 was Charles Schwab Investment Advisory, an estimated $142M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2021 was Financial Management Professionals, an estimated $29.4M sold.

Based on aggregated 13F filings for Q3 2021.