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Schwab U.S Small- Cap ETF

941 hedge funds and large institutions have $8.11B invested in Schwab U.S Small- Cap ETF in 2023 Q3 according to their latest regulatory filings, with 57 funds opening new positions, 398 increasing their positions, 345 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

597% more call options, than puts

Call options by funds: $2.08M | Put options by funds: $298K

15% more repeat investments, than reductions

Existing positions increased: 398 | Existing positions reduced: 345

0.74% more ownership

Funds ownership: 118.54%119.27% (+0.74%)

4% less capital invested

Capital invested by funds: $8.45B → $8.11B (-$339M)

7% less first-time investments, than exits

New positions opened: 57 | Existing positions closed: 61

2% less funds holding

Funds holding: 957941 (-16)

8% less funds holding in top 10

Funds holding in top 10: 6560 (-5)

Holders
941
Holders Change
-16
Holders Change %
-1.67%
% of All Funds
14.93%
Holding in Top 10
60
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-7.69%
% of All Funds
0.95%
New
57
Increased
398
Reduced
345
Closed
61
Calls
$2.08M
Puts
$298K
Net Calls
+$1.78M
Net Calls Change
-$747K
Name Holding Trade Value Shares
Change
Change in
Stake
GWM
626
Gray Wealth Management
Maine
$347K +$4.78K +218 +1%
M
627
MYeCFO
California
$345K +$149K +6,800 +69%
SWM
628
Stockman Wealth Management
Montana
$345K -$13.2K -600 -3%
MMA
629
Miracle Mile Advisors
California
$344K -$121K -5,512 -25%
IWN
630
Independent Wealth Network
Iowa
$342K +$7.59K +346 +2%
RDIA
631
RE Dickinson Investment Advisors
Iowa
$341K -$32.3K -1,474 -8%
CL
632
Choreo LLC
Illinois
$340K -$2.11K -96 -0.6%
SQA
633
Simon Quick Advisors
New Jersey
$339K +$132K +5,998 +58%
PP
634
Patten & Patten
Tennessee
$338K +$358K +16,310 New
MA
635
MJP Associates
Connecticut
$334K +$1.32K +60 +0.4%
FWS
636
FinDec Wealth Services
California
$334K -$21.1K -960 -6%
SFG
637
Sovereign Financial Group
Connecticut
$332K -$28.9K -1,318 -8%
CB
638
Commerce Bank
Missouri
$331K +$351K +15,984 New
FCP
639
Fidelis Capital Partners
Florida
$325K +$345K +15,714 New
KLI
640
Kelman-Lazarov Inc
Tennessee
$325K -$20.7K -942 -6%
Qube Research & Technologies (QRT)
641
Qube Research & Technologies (QRT)
United Kingdom
$325K +$8.87K +404 +3%
CG
642
Caprock Group
Idaho
$324K +$1.01K +46 +0.3%
APW
643
Aurora Private Wealth
New Jersey
$324K -$10.2K -466 -3%
CI
644
Cordant Inc
Oregon
$323K -$135K -6,160 -28%
EWP
645
Elevation Wealth Partners
California
$321K -$3.42K -156 -1%
SHA
646
Seneca House Advisors
Virginia
$321K -$2.75M -125,184 -89%
PG
647
Proffitt & Goodson
Tennessee
$320K
KFS
648
Kaizen Financial Strategies
California
$319K -$935K -42,610 -73%
HGWM
649
Horst & Graben Wealth Management
Oregon
$317K -$36.1K -1,646 -10%
FNBOMD
650
First National Bank of Mount Dora
Florida
$315K

SCHA Hedge Fund Activity: Q3 2023 in Review

941 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2023, worth a combined $8.11B — down 4% from $8.45B a quarter earlier.

Sellers outnumbered buyers: 61 funds closed out of SCHA and 57 opened new positions — a net loss of 4 holders — while 345 trimmed existing stakes and 398 added.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $66.1M. The largest seller was Empower Advisory Group, cutting an estimated $41.3M.

  • 941 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2023, down from 957 in Q2 2023.
  • Funds reported $8.11B of Schwab U.S Small- Cap ETF stock for Q3 2023, down 4% quarter-over-quarter.
  • 57 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2023 and 61 closed out, a net change of -4 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2023 was Charles Schwab Investment Advisory, an estimated $66.1M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2023 was Empower Advisory Group, an estimated $41.3M sold.

Based on aggregated 13F filings for Q3 2023.