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Schwab U.S Small- Cap ETF

837 hedge funds and large institutions have $10B invested in Schwab U.S Small- Cap ETF in 2021 Q3 according to their latest regulatory filings, with 59 funds opening new positions, 373 increasing their positions, 268 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more call options, than puts

Call options by funds: $3.37M | Put options by funds: $2.34M

39% more repeat investments, than reductions

Existing positions increased: 373 | Existing positions reduced: 268

23% more first-time investments, than exits

New positions opened: 59 | Existing positions closed: 48

3% more funds holding in top 10

Funds holding in top 10: 7274 (+2)

0% less funds holding

Funds holding: 838837 (-1)

0% less capital invested

Capital invested by funds: $10.1B → $10B (-$50M)

1.12% less ownership

Funds ownership: 244.8%243.68% (-1.1%)

Holders
837
Holders Change
-1
Holders Change %
-0.12%
% of All Funds
14.65%
Holding in Top 10
74
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+2.78%
% of All Funds
1.3%
New
59
Increased
373
Reduced
268
Closed
48
Calls
$3.37M
Puts
$2.34M
Net Calls
+$1.03M
Net Calls Change
-$1.69M
Name Holding Trade Value Shares
Change
Change in
Stake
AL
626
Aspiriant LLC
California
$272K -$23.8K -936 -8%
RG
627
Retirement Group
California
$272K -$5.59K -220 -2%
BBW
628
Blue Barn Wealth
Utah
$272K +$19.2K +756 +7%
NCM
629
Novare Capital Management
North Carolina
$269K -$40.3K -1,588 -13%
LWANC
630
Laurel Wealth Advisors (North Carolina)
North Carolina
$268K -$231K -9,080 -46%
SSCA
631
South Shore Capital Advisors
Massachusetts
$268K +$7.82K +308 +3%
CAG
632
Compass Advisory Group
New York
$267K +$813 +32 +0.3%
Betterment LLC
633
Betterment LLC
New York
$264K +$267K +10,532 New
PAS
634
Park Avenue Securities
New York
$260K -$220K -8,664 -46%
SCM
635
SOL Capital Management
Maryland
$259K +$203 +8 +0.1%
CFA
636
Capstone Financial Advisors
Illinois
$259K +$4.47K +176 +2%
GB
637
Goepper Burkhardt
South Carolina
$249K
PWM
638
Praetorian Wealth Management
California
$246K
HCM
639
Hengehold Capital Management
Ohio
$246K +$4.98K +196 +2%
PFPT
640
Pinnacle Financial Partners (Tennessee)
Tennessee
$245K +$711 +28 +0.3%
MWM
641
Modera Wealth Management
New Jersey
$242K +$245K +9,656 New
S
642
SignatureFD
Georgia
$240K
T
643
TRUADVICE
Florida
$239K -$1.15M -45,472 -84%
SCM
644
Stordahl Capital Management
Colorado
$239K
LNWWM
645
Laird Norton Wetherby Wealth Management
California
$239K +$203 +8 +0.1%
BFM
646
Broadview Financial Management
Wisconsin
$238K +$6.6K +260 +3%
BIM
647
Baldwin Investment Management
Pennsylvania
$235K -$11.7K -460 -5%
PP
648
Patten & Patten
Tennessee
$235K
PG
649
Patten Group
Tennessee
$234K
Goldman Sachs
650
Goldman Sachs
New York
$232K +$235K +9,260 New

SCHA Hedge Fund Activity: Q3 2021 in Review

837 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2021, worth a combined $10B — down 0.5% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 59 funds opened new SCHA positions and 48 closed out — a net gain of 11 holders — while 373 added to existing stakes and 268 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $142M. The largest seller was Financial Management Professionals, cutting an estimated $29.4M.

  • 837 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2021, down from 838 in Q2 2021.
  • Funds reported $10B of Schwab U.S Small- Cap ETF stock for Q3 2021, down 0.5% quarter-over-quarter.
  • 59 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2021 and 48 closed out, a net change of +11 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2021 was Charles Schwab Investment Advisory, an estimated $142M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2021 was Financial Management Professionals, an estimated $29.4M sold.

Based on aggregated 13F filings for Q3 2021.