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Schwab U.S Small- Cap ETF

707 hedge funds and large institutions have $4.57B invested in Schwab U.S Small- Cap ETF in 2019 Q4 according to their latest regulatory filings, with 138 funds opening new positions, 297 increasing their positions, 208 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more first-time investments, than exits

New positions opened: 138 | Existing positions closed: 23

43% more repeat investments, than reductions

Existing positions increased: 297 | Existing positions reduced: 208

29% more funds holding in top 10

Funds holding in top 10: 5267 (+15)

18% more funds holding

Funds holding: 598707 (+109)

16% more capital invested

Capital invested by funds: $3.94B → $4.57B (+$636M)

9.22% more ownership

Funds ownership: 191.63%200.85% (+9.2%)

52% less call options, than puts

Call options by funds: $1.01M | Put options by funds: $2.12M

Holders
707
Holders Change
+109
Holders Change %
+18.23%
% of All Funds
13.93%
Holding in Top 10
67
Holding in Top 10 Change
+15
Holding in Top 10 Change %
+28.85%
% of All Funds
1.32%
New
138
Increased
297
Reduced
208
Closed
23
Calls
$1.01M
Puts
$2.12M
Net Calls
-$1.11M
Net Calls Change
-$397K
Name Holding Trade Value Shares
Change
Change in
Stake
CT
626
Caldwell Trust
Florida
$45.4K +$43.4K +2,400 New
Deutsche Bank
627
Deutsche Bank
Germany
$45K -$1.38K -76 -3%
PK
628
Pflug Koory
Nebraska
$39K
Citigroup
629
Citigroup
New York
$38K -$3.04K -168 -8%
BCM
630
Blume Capital Management
California
$38K
SPIA
631
Steward Partners Investment Advisory
New York
$38K +$29.2K +1,616 +378%
SL
632
Salomon & Ludwin
Virginia
$37K
LFG
633
LifePlan Financial Group
Ohio
$35K -$24.7K -1,364 -43%
SWM
634
Sugarloaf Wealth Management
Georgia
$35K +$33.6K +1,856 New
TL
635
TrueWealth LLC
Georgia
$34K -$14.5K -800 -31%
CAC
636
Certified Advisory Corp
Florida
$34K +$8.11K +448 +33%
GI
637
GS Investments
Minnesota
$33.3K +$22.4K +1,240 +218%
PC
638
Permanens Capital
New York
$33K -$29K -1,600 -48%
CAL
639
Capital Analysts LLC
Pennsylvania
$32K
LWM
640
Lenox Wealth Management
Ohio
$31K +$14.2K +784 +89%
AA
641
Ancora Advisors
Ohio
$27K +$25.6K +1,416 New
GWMIA
642
Global Wealth Management Investment Advisory
Florida
$26K +$1.38K +76 +6%
DI
643
Disciplined Investments
Oklahoma
$26K +$24.9K +1,376 New
CCM
644
Covington Capital Management
California
$24K
KTC
645
Kistler-Tiffany Companies
Pennsylvania
$24K
VCM
646
Versant Capital Management
Arizona
$24K +$217 +12 +1%
MWA
647
Moser Wealth Advisors
Washington
$23K +$21.6K +1,196 New
WC
648
Westwind Capital
New Mexico
$22K -$1.98M -109,532 -99%
VRM
649
Vectors Research Management
New York
$22K
PIP
650
Peachtree Investment Partners
Florida
$20K +$19K +1,048 New

SCHA Hedge Fund Activity: Q4 2019 in Review

707 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q4 2019, worth a combined $4.57B — up 16% from $3.94B a quarter earlier.

Buyers outnumbered sellers: 138 funds opened new SCHA positions and 23 closed out — a net gain of 115 holders — while 297 added to existing stakes and 208 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $94.1M. The largest seller was Envestnet Asset Management, cutting an estimated $25.3M.

  • 707 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q4 2019, up from 598 in Q3 2019.
  • Funds reported $4.57B of Schwab U.S Small- Cap ETF stock for Q4 2019, up 16% quarter-over-quarter.
  • 138 funds opened new Schwab U.S Small- Cap ETF positions in Q4 2019 and 23 closed out, a net change of +115 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q4 2019 was Charles Schwab Investment Advisory, an estimated $94.1M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q4 2019 was Envestnet Asset Management, an estimated $25.3M sold.

Based on aggregated 13F filings for Q4 2019.