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Schwab U.S Small- Cap ETF

941 hedge funds and large institutions have $8.11B invested in Schwab U.S Small- Cap ETF in 2023 Q3 according to their latest regulatory filings, with 57 funds opening new positions, 398 increasing their positions, 345 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

597% more call options, than puts

Call options by funds: $2.08M | Put options by funds: $298K

15% more repeat investments, than reductions

Existing positions increased: 398 | Existing positions reduced: 345

0.74% more ownership

Funds ownership: 118.54%119.27% (+0.74%)

4% less capital invested

Capital invested by funds: $8.45B → $8.11B (-$339M)

7% less first-time investments, than exits

New positions opened: 57 | Existing positions closed: 61

2% less funds holding

Funds holding: 957941 (-16)

8% less funds holding in top 10

Funds holding in top 10: 6560 (-5)

Holders
941
Holders Change
-16
Holders Change %
-1.67%
% of All Funds
14.93%
Holding in Top 10
60
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-7.69%
% of All Funds
0.95%
New
57
Increased
398
Reduced
345
Closed
61
Calls
$2.08M
Puts
$298K
Net Calls
+$1.78M
Net Calls Change
-$747K
Name Holding Trade Value Shares
Change
Change in
Stake
GWANC
601
Guardian Wealth Advisors (North Carolina)
North Carolina
$377K +$1.19K +54 +0.3%
PD
602
Planning Directions
Pennsylvania
$376K +$1.14K +52 +0.3%
GVAG
603
Great Valley Advisor Group
Delaware
$375K -$7.11K -324 -2%
SMA
604
Seven Mile Advisory
New Jersey
$373K
JWM
605
Jeppson Wealth Management
California
$370K -$1.14K -52 -0.3%
WSTAM
606
Wilbanks Smith & Thomas Asset Management
Virginia
$370K +$4.21K +192 +1%
EK
607
Evensky & Katz
Florida
$370K -$5.49K -250 -1%
RPA
608
Rock Point Advisors
Vermont
$367K -$1.1K -50 -0.3%
EAM
609
Evanson Asset Management
California
$366K +$3.2K +146 +0.8%
CWM
610
Cabot Wealth Management
Massachusetts
$364K +$2.85K +130 +0.7%
TA
611
Trellis Advisors
Washington
$364K +$17.1K +778 +5%
PFBT
612
Parkside Financial Bank & Trust
Missouri
$363K +$307 +14 +0.1%
RIM
613
Rockbridge Investment Management
New York
$363K -$36K -1,640 -9%
HIC
614
Holderness Investments Company
North Carolina
$361K +$41.8K +1,904 +12%
TWA
615
Trellis Wealth Advisors
California
$361K
JCM
616
Jacobsen Capital Management
Utah
$361K -$1.14K -52 -0.3%
PHIC
617
Pine Haven Investment Counsel
Massachusetts
$359K -$6.58K -300 -2%
FLPIM
618
F.L. Putnam Investment Management
Massachusetts
$359K -$146K -6,676 -28%
WF
619
Warner Financial
Maryland
$358K +$41.3K +1,880 +12%
HT
620
Heritage Trust
Oklahoma
$356K
CAM
621
Carret Asset Management
New York
$353K +$19.7K +900 +6%
HTC
622
Haverford Trust Company
Pennsylvania
$352K
MA
623
Modus Advisors
Minnesota
$350K +$263 +12 +0.1%
PA
624
Planning Alternatives
Michigan
$349K +$7.68K +350 +2%
WW
625
Waterfront Wealth
Kansas
$348K -$9.17K -418 -2%

SCHA Hedge Fund Activity: Q3 2023 in Review

941 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2023, worth a combined $8.11B — down 4% from $8.45B a quarter earlier.

Sellers outnumbered buyers: 61 funds closed out of SCHA and 57 opened new positions — a net loss of 4 holders — while 345 trimmed existing stakes and 398 added.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $66.1M. The largest seller was Empower Advisory Group, cutting an estimated $41.3M.

  • 941 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2023, down from 957 in Q2 2023.
  • Funds reported $8.11B of Schwab U.S Small- Cap ETF stock for Q3 2023, down 4% quarter-over-quarter.
  • 57 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2023 and 61 closed out, a net change of -4 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2023 was Charles Schwab Investment Advisory, an estimated $66.1M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2023 was Empower Advisory Group, an estimated $41.3M sold.

Based on aggregated 13F filings for Q3 2023.