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Schwab U.S Small- Cap ETF

559 hedge funds and large institutions have $2.95B invested in Schwab U.S Small- Cap ETF in 2018 Q4 according to their latest regulatory filings, with 114 funds opening new positions, 225 increasing their positions, 169 reducing their positions, and 59 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 59

50% more call options, than puts

Call options by funds: $473K | Put options by funds: $316K

33% more repeat investments, than reductions

Existing positions increased: 225 | Existing positions reduced: 169

10% more funds holding

Funds holding: 510559 (+49)

6.54% more ownership

Funds ownership: 170.79%177.34% (+6.5%)

3% less funds holding in top 10

Funds holding in top 10: 5856 (-2)

21% less capital invested

Capital invested by funds: $3.72B → $2.95B (-$772M)

Holders
559
Holders Change
+49
Holders Change %
+9.61%
% of All Funds
12.46%
Holding in Top 10
56
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.45%
% of All Funds
1.25%
New
114
Increased
225
Reduced
169
Closed
59
Calls
$473K
Puts
$316K
Net Calls
+$157K
Net Calls Change
+$111K
Name Holding Trade Value Shares
Change
Change in
Stake
CAM
576
Cubic Asset Management
Massachusetts
-$268K -14,100 Closed
AIM
577
AMI Investment Management
Indiana
-$264K -13,876 Closed
GLA
578
Good Life Advisors
Pennsylvania
-$255K -13,368 Closed
IWP
579
Icon Wealth Partners
Texas
-$252K -13,232 Closed
LIA
580
LBMC Investment Advisors
Tennessee
-$250K -13,144 Closed
ODCM
581
Old Dominion Capital Management
Virginia
-$246K -12,944 Closed
DIA
582
Davidson Investment Advisors
Montana
-$246K -12,920 Closed
BFM
583
Broadview Financial Management
Wisconsin
-$244K -12,832 Closed
Renaissance Technologies
584
Renaissance Technologies
New York
-$236K -12,400 Closed
MMHP
585
Murphy Middleton Hinkle & Parker
Georgia
-$234K -12,276 Closed
CG
586
Colony Group
Massachusetts
-$233K -12,232 Closed
SCA
587
Stokes Capital Advisors
South Carolina
-$232K -12,176 Closed
LAIC
588
Lederer & Associates Investment Counsel
California
-$232K -12,160 Closed
FNBOMD
589
First National Bank of Mount Dora
Florida
-$229K -12,000 Closed
FM
590
Foster & Motley
Ohio
-$223K -11,692 Closed
Cerity Partners
591
Cerity Partners
New York
-$217K -11,372 Closed
LJAC
592
L.J. Altfest & Co
New York
-$213K -11,204 Closed
HIC
593
Holderness Investments Company
North Carolina
-$208K -10,904 Closed
HFA
594
Huber Financial Advisors
Illinois
-$205K -10,760 Closed
CPIG
595
Chicago Partners Investment Group
Illinois
-$138K -8,308 Closed
WIA
596
Westbourne Investment Advisors
Maryland
-$142K -7,452 Closed
SEIA
597
Signature Estate & Investment Advisors
California
-$112K -5,908 Closed
WTB
598
Washington Trust Bank
Washington
-$105K -5,516 Closed
KJWM
599
Kiley Juergens Wealth Management
Washington
-$99K -5,212 Closed
AA
600
Ancora Advisors
Ohio
-$91K -4,760 Closed

SCHA Hedge Fund Activity: Q4 2018 in Review

559 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q4 2018, worth a combined $2.95B — down 21% from $3.72B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new SCHA positions and 59 closed out — a net gain of 55 holders — while 225 added to existing stakes and 169 trimmed.

The largest buyer was Financial Engines Advisors, adding an estimated $40.4M. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $117M.

  • 559 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q4 2018, up from 510 in Q3 2018.
  • Funds reported $2.95B of Schwab U.S Small- Cap ETF stock for Q4 2018, down 21% quarter-over-quarter.
  • 114 funds opened new Schwab U.S Small- Cap ETF positions in Q4 2018 and 59 closed out, a net change of +55 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q4 2018 was Financial Engines Advisors, an estimated $40.4M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q4 2018 was Charles Schwab Investment Advisory, an estimated $117M sold.

Based on aggregated 13F filings for Q4 2018.