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Schwab U.S Small- Cap ETF

941 hedge funds and large institutions have $8.11B invested in Schwab U.S Small- Cap ETF in 2023 Q3 according to their latest regulatory filings, with 57 funds opening new positions, 398 increasing their positions, 345 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

597% more call options, than puts

Call options by funds: $2.08M | Put options by funds: $298K

15% more repeat investments, than reductions

Existing positions increased: 398 | Existing positions reduced: 345

0.74% more ownership

Funds ownership: 118.54%119.27% (+0.74%)

4% less capital invested

Capital invested by funds: $8.45B → $8.11B (-$339M)

7% less first-time investments, than exits

New positions opened: 57 | Existing positions closed: 61

2% less funds holding

Funds holding: 957941 (-16)

8% less funds holding in top 10

Funds holding in top 10: 6560 (-5)

Holders
941
Holders Change
-16
Holders Change %
-1.67%
% of All Funds
14.93%
Holding in Top 10
60
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-7.69%
% of All Funds
0.95%
New
57
Increased
398
Reduced
345
Closed
61
Calls
$2.08M
Puts
$298K
Net Calls
+$1.78M
Net Calls Change
-$747K
Name Holding Trade Value Shares
Change
Change in
Stake
CCG
551
Chatham Capital Group
Georgia
$488K -$24.4K -1,114 -5%
MPM
552
Meritage Portfolio Management
Kansas
$487K -$8.91K -406 -2%
LFAS
553
Level Four Advisory Services
Texas
$480K +$30.2K +1,374 +6%
BIA
554
Bigelow Investment Advisors
Maine
$473K +$37.2K +1,696 +8%
VFA
555
Valeo Financial Advisors
Indiana
$471K -$23.3K -1,064 -4%
TIAA Trust, National Association
556
TIAA Trust, National Association
North Carolina
$470K +$498K +22,684 New
PAS
557
Park Avenue Securities
New York
$467K +$44.4K +2,022 +10%
CWA
558
Cornerstone Wealth Advisors
Minnesota
$466K -$5.79K -264 -1%
MWM
559
Madison Wealth Management
Ohio
$463K
ACM
560
Armbruster Capital Management
New York
$457K
Envestnet Portfolio Solutions
561
Envestnet Portfolio Solutions
Illinois
$456K +$484K +22,040 New
LNWWM
562
Laird Norton Wetherby Wealth Management
California
$455K +$23.6K +1,076 +5%
WCFA
563
Walkner Condon Financial Advisors
Wisconsin
$453K +$351 +16 +0.1%
MAS
564
Madden Advisory Services
Florida
$447K +$50.6K +2,306 +12%
AWM
565
Aspire Wealth Management
Massachusetts
$443K -$196K -8,912 -29%
WF
566
Wayfinding Financial
Washington
$442K -$1.67K -76 -0.3%
LFA
567
Landmark Financial Advisors
Kentucky
$441K -$6.93K -316 -1%
GDP
568
Great Diamond Partners
Maine
$441K +$1.27K +58 +0.3%
BFEC
569
Benjamin F. Edwards & Company
Missouri
$439K +$571 +26 +0.1%
HI
570
Hendershot Investments
Virginia
$437K +$11.4K +520 +3%
FHB
571
First Hawaiian Bank
Hawaii
$435K
MWP
572
Meridian Wealth Partners
Pennsylvania
$434K -$20.1K -918 -4%
WOC
573
West Oak Capital
California
$434K +$8.12K +370 +2%
BTWM
574
Baker Tilly Wealth Management
Wisconsin
$434K +$27K +1,230 +6%
HR
575
Howe & Rusling
New York
$432K +$21.1K +962 +5%

SCHA Hedge Fund Activity: Q3 2023 in Review

941 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2023, worth a combined $8.11B — down 4% from $8.45B a quarter earlier.

Sellers outnumbered buyers: 61 funds closed out of SCHA and 57 opened new positions — a net loss of 4 holders — while 345 trimmed existing stakes and 398 added.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $66.1M. The largest seller was Empower Advisory Group, cutting an estimated $41.3M.

  • 941 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2023, down from 957 in Q2 2023.
  • Funds reported $8.11B of Schwab U.S Small- Cap ETF stock for Q3 2023, down 4% quarter-over-quarter.
  • 57 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2023 and 61 closed out, a net change of -4 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2023 was Charles Schwab Investment Advisory, an estimated $66.1M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2023 was Empower Advisory Group, an estimated $41.3M sold.

Based on aggregated 13F filings for Q3 2023.