We are live on ! Find out more
SCHA icon

Schwab U.S Small- Cap ETF
SCHA

633 hedge funds and large institutions have $5.51B invested in Schwab U.S Small- Cap ETF in 2020 Q2 according to their latest regulatory filings, with 59 funds opening new positions, 217 increasing their positions, 276 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

53% more capital invested

Capital invested by funds: $3.61B → $5.51B (+$1.91B)

6% more funds holding in top 10

Funds holding in top 10: 51 → 54 (+3)

4.08% more ownership

Funds ownership: 235.15% → 239.23% (+4.1%)

1% less funds holding

Funds holding: 637 → 633 (-4)

3% less first-time investments, than exits

New positions opened: 59 | Existing positions closed: 61

21% less repeat investments, than reductions

Existing positions increased: 217 | Existing positions reduced: 276

Holders
633
Holders Change
-4
Holders Change %
-0.63%
% of All Funds
12.98%
Holding in Top 10
54
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+5.88%
% of All Funds
1.11%
New
59
Increased
217
Reduced
276
Closed
61
Calls
$710K
Puts
–
Net Calls
+$710K
Net Calls Change
+$703K

Top Buyers

1
CSIA
Charles Schwab Investment Advisory
California
+$984M
2
Financial Engines Advisors
Financial Engines Advisors
California
+$88.6M
3
PCA
Personal Capital Advisors
California
+$23.2M
4
AWS
AJ Wealth Strategies
New York
+$23.2M
5
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services
Minnesota
+$12.4M

Top Sellers

1
Osaic Holdings
Osaic Holdings
Arizona
-$205M
2
SS
Sunbelt Securities
Texas
-$168M
3
UBS Group
UBS Group
Switzerland
-$21.7M
4
ACM
Alpha Capital Management
Texas
-$19.3M
5
MW
Marcum Wealth
Ohio
-$17M
Name Holding Trade Value Shares
Change 		Change in
Stake
AAP
551
Arax Advisory Partners
Colorado
$34K +$12.9K +860 +70%
BCM
552
Blume Capital Management
California
$33K – – –
LWM
553
Lenox Wealth Management
Ohio
$32K +$5.87K +392 +25%
TPWA
554
TRUE Private Wealth Advisors
Oregon
$31K – – –
SWM
555
Sugarloaf Wealth Management
Georgia
$30K – – –
BAM
556
Barrett Asset Management
New York
$29K +$60 +4 +0.2%
LWA
557
Lenox Wealth Advisors
New York
$29K +$26.5K +1,772 +14,767%
CAC
558
Certified Advisory Corp
Florida
$27K – – –
Fifth Third Bancorp
559
Fifth Third Bancorp
Ohio
$27K +$4.13K +276 +20%
PO
560
Private Ocean
California
$23K -$10.7K -712 -34%
AA
561
Ancora Advisors
Ohio
$23K +$60 +4 +0.3%
FHA
562
First Horizon Advisors
Tennessee
$22K -$12.6K -840 -38%
AssetMark Inc
563
AssetMark Inc
California
$22K – – –
DI
564
Disciplined Investments
Oklahoma
$22K – – –
CAAS
565
Capital Asset Advisory Services
Michigan
$21K -$42.7K -2,852 -71%
GWMIA
566
Global Wealth Management Investment Advisory
Florida
$21K – – –
KTC
567
Kistler-Tiffany Companies
Pennsylvania
$21K – – –
OIA
568
Optimum Investment Advisors
Illinois
$20K -$68K -4,540 -78%
LFG
569
LifePlan Financial Group
Ohio
$20K -$9.16K -612 -33%
VRM
570
Vectors Research Management
New York
$19K – – –
WC
571
Westwind Capital
New Mexico
$19K – – –
FA
572
Financial Advantage
Maryland
$19K +$18.2K +1,216 New
POIA
573
Pin Oak Investment Advisors
Texas
$18K – – –
CMA
574
Cedar Mountain Advisors
Oregon
$16K -$839 -56 -5%
CIA
575
Cascade Investment Advisors
Oregon
$15K – – –
21 22
23
24 25

SCHA Hedge Fund Activity: Q2 2020 in Review

633 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q2 2020, worth a combined $5.51B — up 53% from $3.61B a quarter earlier.

Sellers outnumbered buyers: 61 funds closed out of SCHA and 59 opened new positions — a net loss of 2 holders — while 276 trimmed existing stakes and 217 added.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $984M. The largest seller was Osaic Holdings, cutting an estimated $205M.

  • 633 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q2 2020, down from 637 in Q1 2020.
  • Funds reported $5.51B of Schwab U.S Small- Cap ETF stock for Q2 2020, up 53% quarter-over-quarter.
  • 59 funds opened new Schwab U.S Small- Cap ETF positions in Q2 2020 and 61 closed out, a net change of -2 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q2 2020 was Charles Schwab Investment Advisory, an estimated $984M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q2 2020 was Osaic Holdings, an estimated $205M sold.

Based on aggregated 13F filings for Q2 2020.