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Schwab U.S Small- Cap ETF

941 hedge funds and large institutions have $8.11B invested in Schwab U.S Small- Cap ETF in 2023 Q3 according to their latest regulatory filings, with 57 funds opening new positions, 398 increasing their positions, 345 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

597% more call options, than puts

Call options by funds: $2.08M | Put options by funds: $298K

15% more repeat investments, than reductions

Existing positions increased: 398 | Existing positions reduced: 345

0.74% more ownership

Funds ownership: 118.54%119.27% (+0.74%)

4% less capital invested

Capital invested by funds: $8.45B → $8.11B (-$339M)

7% less first-time investments, than exits

New positions opened: 57 | Existing positions closed: 61

2% less funds holding

Funds holding: 957941 (-16)

8% less funds holding in top 10

Funds holding in top 10: 6560 (-5)

Holders
941
Holders Change
-16
Holders Change %
-1.67%
% of All Funds
14.93%
Holding in Top 10
60
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-7.69%
% of All Funds
0.95%
New
57
Increased
398
Reduced
345
Closed
61
Calls
$2.08M
Puts
$298K
Net Calls
+$1.78M
Net Calls Change
-$747K
Name Holding Trade Value Shares
Change
Change in
Stake
CIR
526
Clear Investment Research
Georgia
$547K -$1.23K -56 -0.2%
MCC
527
Money Concepts Capital
Florida
$546K +$60.9K +2,776 +12%
OCM
528
One Capital Management
California
$545K
SBIA
529
Sheaff Brock Investment Advisors
Indiana
$537K
APP
530
Avantax Planning Partners
Iowa
$532K +$50.5K +2,302 +10%
MA
531
MONECO Advisors
Connecticut
$530K +$11.6K +528 +2%
OSAM
532
O'Shaughnessy Asset Management
Connecticut
$529K +$72.2K +3,292 +15%
AL
533
ACAS LLC
California
$521K -$15.1K -688 -3%
Prudential Financial
534
Prudential Financial
New Jersey
$520K +$303K +13,792 +122%
CPW
535
Catalyst Private Wealth
California
$517K +$548K +24,956 New
JWBC
536
John W. Brooker & Co
California
$515K +$4.83K +220 +0.9%
WP
537
Westmount Partners
California
$510K -$44 -2 -0%
BL
538
BCWM LLC
Kansas
$507K +$27.9K +1,272 +5%
CIC
539
Carnegie Investment Counsel
Ohio
$507K +$9.35K +426 +2%
Principal Financial Group
540
Principal Financial Group
Iowa
$507K +$93.8K +4,276 +21%
AIM
541
Acropolis Investment Management
Missouri
$505K
LB
542
Legacy Bridge
Iowa
$504K
CFD
543
Creative Financial Designs
Indiana
$503K +$34.4K +1,566 +7%
ES
544
ETF Store
Kansas
$501K +$51.5K +2,348 +10%
RA
545
Ruggaard & Associates
Ohio
$498K -$6.23K -284 -1%
BBA
546
BLB&B Advisors
Pennsylvania
$498K -$76.7K -3,496 -13%
AWE
547
Avidian Wealth Enterprises
Texas
$497K -$68.9K -3,140 -12%
PCM
548
Parsons Capital Management
Rhode Island
$497K -$3.29K -150 -0.6%
KFA
549
Kelleher Financial Advisors
New York
$494K
CCM
550
Condor Capital Management
New Jersey
$493K +$74.7K +3,406 +17%

SCHA Hedge Fund Activity: Q3 2023 in Review

941 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2023, worth a combined $8.11B — down 4% from $8.45B a quarter earlier.

Sellers outnumbered buyers: 61 funds closed out of SCHA and 57 opened new positions — a net loss of 4 holders — while 345 trimmed existing stakes and 398 added.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $66.1M. The largest seller was Empower Advisory Group, cutting an estimated $41.3M.

  • 941 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2023, down from 957 in Q2 2023.
  • Funds reported $8.11B of Schwab U.S Small- Cap ETF stock for Q3 2023, down 4% quarter-over-quarter.
  • 57 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2023 and 61 closed out, a net change of -4 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2023 was Charles Schwab Investment Advisory, an estimated $66.1M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2023 was Empower Advisory Group, an estimated $41.3M sold.

Based on aggregated 13F filings for Q3 2023.