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Schwab U.S Small- Cap ETF

837 hedge funds and large institutions have $10B invested in Schwab U.S Small- Cap ETF in 2021 Q3 according to their latest regulatory filings, with 59 funds opening new positions, 373 increasing their positions, 268 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more call options, than puts

Call options by funds: $3.37M | Put options by funds: $2.34M

39% more repeat investments, than reductions

Existing positions increased: 373 | Existing positions reduced: 268

23% more first-time investments, than exits

New positions opened: 59 | Existing positions closed: 48

3% more funds holding in top 10

Funds holding in top 10: 7274 (+2)

0% less funds holding

Funds holding: 838837 (-1)

0% less capital invested

Capital invested by funds: $10.1B → $10B (-$50M)

1.12% less ownership

Funds ownership: 244.8%243.68% (-1.1%)

Holders
837
Holders Change
-1
Holders Change %
-0.12%
% of All Funds
14.65%
Holding in Top 10
74
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+2.78%
% of All Funds
1.3%
New
59
Increased
373
Reduced
268
Closed
48
Calls
$3.37M
Puts
$2.34M
Net Calls
+$1.03M
Net Calls Change
-$1.69M
Name Holding Trade Value Shares
Change
Change in
Stake
PPA
526
Parametric Portfolio Associates
Washington
$488K +$144K +5,684 +41%
HTC
527
Haverford Trust Company
Pennsylvania
$474K +$1.12K +44 +0.2%
SAM
528
Strategic Asset Management
Minnesota
$473K +$470K +18,516 New
AFA
529
American Financial Advisors
Georgia
$472K -$23.2K -912 -5%
ICG
530
InterOcean Capital Group
Tennessee
$470K -$64.5K -2,540 -12%
SF
531
Synovus Financial
Georgia
$467K -$7.62K -300 -2%
DWP
532
Destiny Wealth Partners
Florida
$466K
AA
533
Alesco Advisors
New York
$465K -$20K -788 -4%
CCM
534
Crew Capital Management
Ohio
$464K -$21.2K -836 -4%
WW
535
Waterfront Wealth
Kansas
$463K +$4.47K +176 +1%
BCP
536
Blackhawk Capital Partners
Wisconsin
$462K -$739K -29,104 -61%
BMD
537
Better Money Decisions
New Mexico
$457K +$5.38K +212 +1%
CCM
538
Carlson Capital Management
Minnesota
$455K +$10.5K +412 +2%
PCM
539
Parsons Capital Management
Rhode Island
$453K +$6.3K +248 +1%
Bank of New York Mellon
540
Bank of New York Mellon
New York
$452K +$12.6K +496 +3%
SMG
541
Spectrum Management Group
Indiana
$448K -$203 -8 -0%
VCP
542
Vista Capital Partners
Oregon
$445K -$45.2K -1,780 -9%
RPA
543
Rock Point Advisors
Vermont
$445K -$40.6K -1,600 -8%
BFPW
544
BOK Financial Private Wealth
Colorado
$444K -$4.17K -164 -0.9%
HHRDM
545
H&H Retirement Design & Management
Nevada
$435K
Prudential Financial
546
Prudential Financial
New Jersey
$430K +$220K +8,660 +105%
WOC
547
West Oak Capital
California
$426K -$14.1K -556 -3%
SRC
548
Sage Rhino Capital
California
$426K
PIM
549
Penobscot Investment Management
Massachusetts
$425K
JPG
550
Jordan Park Group
California
$425K +$432K +16,996 New

SCHA Hedge Fund Activity: Q3 2021 in Review

837 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2021, worth a combined $10B — down 0.5% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 59 funds opened new SCHA positions and 48 closed out — a net gain of 11 holders — while 373 added to existing stakes and 268 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $142M. The largest seller was Financial Management Professionals, cutting an estimated $29.4M.

  • 837 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2021, down from 838 in Q2 2021.
  • Funds reported $10B of Schwab U.S Small- Cap ETF stock for Q3 2021, down 0.5% quarter-over-quarter.
  • 59 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2021 and 48 closed out, a net change of +11 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2021 was Charles Schwab Investment Advisory, an estimated $142M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2021 was Financial Management Professionals, an estimated $29.4M sold.

Based on aggregated 13F filings for Q3 2021.