We are live on ! Find out more
SCHA icon

Schwab U.S Small- Cap ETF

837 hedge funds and large institutions have $10B invested in Schwab U.S Small- Cap ETF in 2021 Q3 according to their latest regulatory filings, with 59 funds opening new positions, 373 increasing their positions, 268 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more call options, than puts

Call options by funds: $3.37M | Put options by funds: $2.34M

39% more repeat investments, than reductions

Existing positions increased: 373 | Existing positions reduced: 268

23% more first-time investments, than exits

New positions opened: 59 | Existing positions closed: 48

3% more funds holding in top 10

Funds holding in top 10: 7274 (+2)

0% less funds holding

Funds holding: 838837 (-1)

0% less capital invested

Capital invested by funds: $10.1B → $10B (-$50M)

1.12% less ownership

Funds ownership: 244.8%243.68% (-1.1%)

Holders
837
Holders Change
-1
Holders Change %
-0.12%
% of All Funds
14.65%
Holding in Top 10
74
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+2.78%
% of All Funds
1.3%
New
59
Increased
373
Reduced
268
Closed
48
Calls
$3.37M
Puts
$2.34M
Net Calls
+$1.03M
Net Calls Change
-$1.69M
Name Holding Trade Value Shares
Change
Change in
Stake
CIAS
501
Capital Investment Advisory Services
North Carolina
$572K -$200K -7,872 -26%
IA
502
IFG Advisory
Georgia
$569K -$19.5K -768 -3%
OPS
503
Orion Portfolio Solutions
Nebraska
$569K -$6.4K -252 -1%
BO
504
BRR OpCo
Ohio
$567K -$337K -13,284 -37%
AFS
505
Annapolis Financial Services
Maryland
$563K -$39.4K -1,552 -6%
WSTAM
506
Wilbanks Smith & Thomas Asset Management
Virginia
$561K -$3.25K -128 -0.6%
WP
507
WealthSource Partners
California
$555K -$54.3K -2,140 -9%
ACM
508
Armbruster Capital Management
New York
$553K
FC
509
Forte Capital
New York
$550K +$19.5K +768 +4%
TAM
510
Townsend Asset Management
North Carolina
$542K +$102 +4 +0%
CIC
511
Carnegie Investment Counsel
Ohio
$538K +$102 +4 +0%
SBIA
512
Sheaff Brock Investment Advisors
Indiana
$531K +$28.4K +1,120 +6%
LA
513
LexAurum Advisors
Kansas
$527K +$20.8K +820 +4%
MWM
514
Madison Wealth Management
Ohio
$523K -$23.6K -928 -4%
DP
515
DDD Partners
Washington
$523K +$3.66K +144 +0.7%
CFD
516
Creative Financial Designs
Indiana
$520K +$22.9K +900 +5%
RA
517
RFG Advisory
Alabama
$518K +$16.9K +664 +3%
LB
518
Legacy Bridge
Iowa
$517K -$10.2K -400 -2%
TIA
519
Tiemann Investment Advisors
California
$513K
APP
520
Avantax Planning Partners
Iowa
$506K +$2.03K +80 +0.4%
GWM
521
Gray Wealth Management
Maine
$503K -$15.4K -608 -3%
SWM
522
Stockman Wealth Management
Montana
$501K
BFEC
523
Benjamin F. Edwards & Company
Missouri
$499K -$7.72K -304 -2%
VVP
524
Venture Visionary Partners
Ohio
$493K -$11.2K -440 -2%
EH
525
Equitable Holdings
New York
$491K +$26.8K +1,056 +6%

SCHA Hedge Fund Activity: Q3 2021 in Review

837 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2021, worth a combined $10B — down 0.5% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 59 funds opened new SCHA positions and 48 closed out — a net gain of 11 holders — while 373 added to existing stakes and 268 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $142M. The largest seller was Financial Management Professionals, cutting an estimated $29.4M.

  • 837 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2021, down from 838 in Q2 2021.
  • Funds reported $10B of Schwab U.S Small- Cap ETF stock for Q3 2021, down 0.5% quarter-over-quarter.
  • 59 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2021 and 48 closed out, a net change of +11 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2021 was Charles Schwab Investment Advisory, an estimated $142M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2021 was Financial Management Professionals, an estimated $29.4M sold.

Based on aggregated 13F filings for Q3 2021.