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Schwab U.S Small- Cap ETF

559 hedge funds and large institutions have $2.95B invested in Schwab U.S Small- Cap ETF in 2018 Q4 according to their latest regulatory filings, with 114 funds opening new positions, 225 increasing their positions, 169 reducing their positions, and 59 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 59

50% more call options, than puts

Call options by funds: $473K | Put options by funds: $316K

33% more repeat investments, than reductions

Existing positions increased: 225 | Existing positions reduced: 169

10% more funds holding

Funds holding: 510559 (+49)

6.54% more ownership

Funds ownership: 170.79%177.34% (+6.5%)

3% less funds holding in top 10

Funds holding in top 10: 5856 (-2)

21% less capital invested

Capital invested by funds: $3.72B → $2.95B (-$772M)

Holders
559
Holders Change
+49
Holders Change %
+9.61%
% of All Funds
12.46%
Holding in Top 10
56
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.45%
% of All Funds
1.25%
New
114
Increased
225
Reduced
169
Closed
59
Calls
$473K
Puts
$316K
Net Calls
+$157K
Net Calls Change
+$111K
Name Holding Trade Value Shares
Change
Change in
Stake
GI
501
GS Investments
Minnesota
$27.4K
LFG
502
LifePlan Financial Group
Ohio
$25K +$203 +12 +0.7%
PWM
503
PRW Wealth Management
Massachusetts
$24K +$26.2K +1,552 New
DWM
504
Doyle Wealth Management
Florida
$24K +$27K +1,600 New
EFSCE
505
Enterprise Financial Services Corp (EFSC)
Missouri
$23K -$59K -3,492 -70%
WEC
506
Winslow Evans & Crocker
Massachusetts
$22K -$23K -1,360 -49%
FHA
507
First Horizon Advisors
Tennessee
$22K +$16.2K +960 +186%
LC
508
Lavaca Capital
Texas
$22K +$24.8K +1,468 New
CAC
509
Certified Advisory Corp
Florida
$20K +$135 +8 +0.6%
MAU
510
MRA Associates USA
Arizona
$20K +$22.4K +1,324 New
CCM
511
Covington Capital Management
California
$19K
KTC
512
Kistler-Tiffany Companies
Pennsylvania
$19K
GWMIA
513
Global Wealth Management Investment Advisory
Florida
$19K +$21.7K +1,284 New
VRM
514
Vectors Research Management
New York
$18K -$35.1K -2,080 -64%
VCM
515
Versant Capital Management
Arizona
$18K +$135 +8 +0.6%
GI
516
Gradient Investments
Minnesota
$18K +$14.2K +840 +250%
POIA
517
Pin Oak Investment Advisors
Texas
$17K
CFGS
518
Concourse Financial Group Securities
Alabama
$17K +$11.7K +692 +143%
Citigroup
519
Citigroup
New York
$15K +$1.42K +84 +10%
PG
520
Patten Group
Tennessee
$14K
PB
521
Pinnacle Bancorp
Nebraska
$14K +$15.4K +912 New
PFGIA
522
Patriot Financial Group Insurance Agency
Massachusetts
$13K +$3.24K +192 +28%
TSW
523
Thompson Siegel & Walmsley
Virginia
$12K
TCM
524
TD Capital Management
Tennessee
$10K
CWM
525
Cedar Wealth Management
California
$10K +$9.06K +536 +496%

SCHA Hedge Fund Activity: Q4 2018 in Review

559 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q4 2018, worth a combined $2.95B — down 21% from $3.72B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new SCHA positions and 59 closed out — a net gain of 55 holders — while 225 added to existing stakes and 169 trimmed.

The largest buyer was Financial Engines Advisors, adding an estimated $40.4M. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $117M.

  • 559 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q4 2018, up from 510 in Q3 2018.
  • Funds reported $2.95B of Schwab U.S Small- Cap ETF stock for Q4 2018, down 21% quarter-over-quarter.
  • 114 funds opened new Schwab U.S Small- Cap ETF positions in Q4 2018 and 59 closed out, a net change of +55 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q4 2018 was Financial Engines Advisors, an estimated $40.4M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q4 2018 was Charles Schwab Investment Advisory, an estimated $117M sold.

Based on aggregated 13F filings for Q4 2018.