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Schwab U.S Small- Cap ETF

941 hedge funds and large institutions have $8.11B invested in Schwab U.S Small- Cap ETF in 2023 Q3 according to their latest regulatory filings, with 57 funds opening new positions, 398 increasing their positions, 345 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

597% more call options, than puts

Call options by funds: $2.08M | Put options by funds: $298K

15% more repeat investments, than reductions

Existing positions increased: 398 | Existing positions reduced: 345

0.74% more ownership

Funds ownership: 118.54%119.27% (+0.74%)

4% less capital invested

Capital invested by funds: $8.45B → $8.11B (-$339M)

7% less first-time investments, than exits

New positions opened: 57 | Existing positions closed: 61

2% less funds holding

Funds holding: 957941 (-16)

8% less funds holding in top 10

Funds holding in top 10: 6560 (-5)

Holders
941
Holders Change
-16
Holders Change %
-1.67%
% of All Funds
14.93%
Holding in Top 10
60
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-7.69%
% of All Funds
0.95%
New
57
Increased
398
Reduced
345
Closed
61
Calls
$2.08M
Puts
$298K
Net Calls
+$1.78M
Net Calls Change
-$747K
Name Holding Trade Value Shares
Change
Change in
Stake
GAM
26
Gemmer Asset Management
California
$40.4M +$262K +11,928 +0.6%
UCFA
27
United Capital Financial Advisors
Texas
$39.1M -$637K -29,042 -2%
RRWA
28
Rainey & Randall Wealth Advisors
Florida
$33.6M +$2.7M +122,996 +8%
KFC
29
Klingenstein Fields & Co
New York
$29.3M -$24.7K -1,124 -0.1%
PCIA
30
Prime Capital Investment Advisors
Kansas
$25.6M -$11.7M -534,636 -30%
RWM
31
RKL Wealth Management
Pennsylvania
$24.7M +$31.2K +1,422 +0.1%
LWMT
32
Legacy Wealth Management (Tennessee)
Tennessee
$24.2M -$275K -12,524 -1%
MGIA
33
Moneta Group Investment Advisors
Missouri
$23.2M +$3.14M +142,988 +15%
Corient Private Wealth
34
Corient Private Wealth
Florida
$21.9M -$40.9K -1,866 -0.2%
VWA
35
Visionary Wealth Advisors
Illinois
$21.8M -$1.57M -71,430 -6%
MM
36
Meridian Management
Arkansas
$21.4M +$325K +14,818 +1%
BPA
37
Beacon Pointe Advisors
California
$21M +$3.03M +138,238 +16%
MAG
38
Mokosak Advisory Group
Iowa
$20.6M +$403K +18,344 +2%
1832 Asset Management
39
1832 Asset Management
Ontario, Canada
$19.5M
SFS
40
Summit Financial Strategies
Ohio
$19.4M +$381K +17,364 +2%
BWL
41
Bogart Wealth LLC
Virginia
$18.7M +$785K +35,766 +4%
CAPTRUST Financial Advisors
42
CAPTRUST Financial Advisors
North Carolina
$17.8M +$8.3M +378,240 +79%
Wells Fargo
43
Wells Fargo
California
$17.3M +$373K +16,994 +2%
BWA
44
BlueSky Wealth Advisors
North Carolina
$17.2M +$1.24M +56,402 +7%
NFW
45
Noble Family Wealth
Florida
$16.9M -$152K -6,928 -0.8%
GBWM
46
Granite Bay Wealth Management
New Hampshire
$16.6M +$16.6M +755,968 New
Thrivent Financial for Lutherans
47
Thrivent Financial for Lutherans
Minnesota
$16.6M +$3.19M +145,146 +22%
FI
48
FIDELIS iM
Oregon
$16M +$342K +15,590 +2%
MFGP
49
Marshall Financial Group (Pennsylvania)
Pennsylvania
$15.4M -$128K -5,840 -0.8%
FWM
50
ForthRight Wealth Management
Georgia
$14.8M +$64.1K +2,920 +0.4%

SCHA Hedge Fund Activity: Q3 2023 in Review

941 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2023, worth a combined $8.11B — down 4% from $8.45B a quarter earlier.

Sellers outnumbered buyers: 61 funds closed out of SCHA and 57 opened new positions — a net loss of 4 holders — while 345 trimmed existing stakes and 398 added.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $66.1M. The largest seller was Empower Advisory Group, cutting an estimated $41.3M.

  • 941 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2023, down from 957 in Q2 2023.
  • Funds reported $8.11B of Schwab U.S Small- Cap ETF stock for Q3 2023, down 4% quarter-over-quarter.
  • 57 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2023 and 61 closed out, a net change of -4 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2023 was Charles Schwab Investment Advisory, an estimated $66.1M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2023 was Empower Advisory Group, an estimated $41.3M sold.

Based on aggregated 13F filings for Q3 2023.