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Schwab U.S Small- Cap ETF

837 hedge funds and large institutions have $10B invested in Schwab U.S Small- Cap ETF in 2021 Q3 according to their latest regulatory filings, with 59 funds opening new positions, 373 increasing their positions, 268 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more call options, than puts

Call options by funds: $3.37M | Put options by funds: $2.34M

39% more repeat investments, than reductions

Existing positions increased: 373 | Existing positions reduced: 268

23% more first-time investments, than exits

New positions opened: 59 | Existing positions closed: 48

3% more funds holding in top 10

Funds holding in top 10: 7274 (+2)

0% less funds holding

Funds holding: 838837 (-1)

0% less capital invested

Capital invested by funds: $10.1B → $10B (-$50M)

1.12% less ownership

Funds ownership: 244.8%243.68% (-1.1%)

Holders
837
Holders Change
-1
Holders Change %
-0.12%
% of All Funds
14.65%
Holding in Top 10
74
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+2.78%
% of All Funds
1.3%
New
59
Increased
373
Reduced
268
Closed
48
Calls
$3.37M
Puts
$2.34M
Net Calls
+$1.03M
Net Calls Change
-$1.69M
Name Holding Trade Value Shares
Change
Change in
Stake
Northwestern Mutual Wealth Management
26
Northwestern Mutual Wealth Management
Wisconsin
$38.5M +$2.85M +112,412 +8%
FWM
27
Filbrandt Wealth Management
Wisconsin
$36.6M +$674K +26,540 +2%
FMT
28
First Mercantile Trust
Tennessee
$35.2M -$5.2M -204,876 -13%
KFC
29
Klingenstein Fields & Co
New York
$34.8M +$78.7K +3,100 +0.2%
FA
30
Financial Advisors
Massachusetts
$33.8M +$2.05M +80,540 +6%
Morgan Stanley
31
Morgan Stanley
New York
$33M +$1.31M +51,432 +4%
LWMT
32
Legacy Wealth Management (Tennessee)
Tennessee
$28M -$200K -7,888 -0.7%
RWM
33
RKL Wealth Management
Pennsylvania
$27.5M +$91K +3,584 +0.3%
H
34
HoyleCohen
California
$26.9M +$2.34M +92,008 +9%
5L
35
55I LLC
Massachusetts
$26.7M +$2.64M +103,884 +11%
1832 Asset Management
36
1832 Asset Management
Ontario, Canada
$25.7M +$398K +15,680 +2%
EFSCE
37
Enterprise Financial Services Corp (EFSC)
Missouri
$24.5M +$362K +14,244 +1%
BWM
38
BerganKDV Wealth Management
Minnesota
$24M +$794K +31,264 +3%
SC
39
Savant Capital
Illinois
$23M +$6.6M +259,936 +40%
BWA
40
BlueSky Wealth Advisors
North Carolina
$22.9M +$627K +24,684 +3%
MM
41
Meridian Management
Arkansas
$22.1M +$544K +21,432 +2%
Wells Fargo
42
Wells Fargo
California
$21.9M -$1.33M -52,332 -6%
VWA
43
Visionary Wealth Advisors
Illinois
$21.9M +$4.33M +170,684 +24%
MI
44
Moneywise Inc
Virginia
$21.5M +$3.23M +127,352 +17%
CST
45
Charles Schwab Trust
Nevada
$20.3M -$83.1K -3,272 -0.4%
RRWA
46
Rainey & Randall Wealth Advisors
Florida
$20.3M +$962K +37,892 +5%
MAG
47
Mokosak Advisory Group
Iowa
$20.1M +$798K +31,408 +4%
OIA
48
OneDigital Investment Advisors
Kansas
$19.1M -$339K -13,368 -2%
NYLIM
49
New York Life Investment Management
New York
$18.9M +$11.2M +441,080 +140%
AWM
50
Adams Wealth Management
Utah
$18.8M +$3.83M +150,876 +25%

SCHA Hedge Fund Activity: Q3 2021 in Review

837 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2021, worth a combined $10B — down 0.5% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 59 funds opened new SCHA positions and 48 closed out — a net gain of 11 holders — while 373 added to existing stakes and 268 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $142M. The largest seller was Financial Management Professionals, cutting an estimated $29.4M.

  • 837 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2021, down from 838 in Q2 2021.
  • Funds reported $10B of Schwab U.S Small- Cap ETF stock for Q3 2021, down 0.5% quarter-over-quarter.
  • 59 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2021 and 48 closed out, a net change of +11 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2021 was Charles Schwab Investment Advisory, an estimated $142M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2021 was Financial Management Professionals, an estimated $29.4M sold.

Based on aggregated 13F filings for Q3 2021.