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Schwab U.S Small- Cap ETF

559 hedge funds and large institutions have $2.95B invested in Schwab U.S Small- Cap ETF in 2018 Q4 according to their latest regulatory filings, with 114 funds opening new positions, 225 increasing their positions, 169 reducing their positions, and 59 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 59

50% more call options, than puts

Call options by funds: $473K | Put options by funds: $316K

33% more repeat investments, than reductions

Existing positions increased: 225 | Existing positions reduced: 169

10% more funds holding

Funds holding: 510559 (+49)

6.54% more ownership

Funds ownership: 170.79%177.34% (+6.5%)

3% less funds holding in top 10

Funds holding in top 10: 5856 (-2)

21% less capital invested

Capital invested by funds: $3.72B → $2.95B (-$772M)

Holders
559
Holders Change
+49
Holders Change %
+9.61%
% of All Funds
12.46%
Holding in Top 10
56
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.45%
% of All Funds
1.25%
New
114
Increased
225
Reduced
169
Closed
59
Calls
$473K
Puts
$316K
Net Calls
+$157K
Net Calls Change
+$111K
Name Holding Trade Value Shares
Change
Change in
Stake
PFG
26
Piershale Financial Group
Illinois
$14.8M -$46.2M -2,734,236 -74%
BWM
27
BerganKDV Wealth Management
Minnesota
$14.5M +$696K +41,172 +5%
EA
28
Evergreen Advisors
Tennessee
$14.1M +$15.7M +926,388 New
SHJ
29
Sharkey, Howes & Javer
Colorado
$13.6M -$4.76M -281,820 -24%
RWM
30
RKL Wealth Management
Pennsylvania
$12.7M +$1.21M +71,804 +9%
DCM
31
DeGreen Capital Management
Arizona
$12.5M +$1.4M +82,700 New
CCM
32
CWH Capital Management
Washington
$12.3M +$1.72M +101,908 +14%
SWM
33
SVA Wealth Management
Wisconsin
$11.2M +$427K +25,284 +4%
Envestnet Asset Management
34
Envestnet Asset Management
Illinois
$11.1M +$2.13M +126,108 +21%
EHPM
35
Emery Howard Portfolio Management
California
$10.7M +$3.05M +180,244 +34%
MI
36
Moneywise Inc
Virginia
$10.5M +$771K +45,608 +7%
RRWA
37
Rainey & Randall Wealth Advisors
Florida
$10M -$4.9M -289,992 -31%
MFGP
38
Marshall Financial Group (Pennsylvania)
Pennsylvania
$9.89M +$11M +652,064 New
BWA
39
BlueSky Wealth Advisors
North Carolina
$9.82M -$1.86M -109,860 -16%
MAM
40
Marquette Asset Management
Minnesota
$9.41M -$4.59M -271,536 -30%
MAG
41
Mokosak Advisory Group
Iowa
$9.31M -$2.38M -140,732 -19%
KBFS
42
Kohmann Bosshard Financial Services
Ohio
$9.16M +$247K +14,640 +2%
FIM
43
Frontier Investment Management
Texas
$8.48M +$5.53M +327,016 +141%
WA
44
WealthTrust-Arizona
Arizona
$8.43M -$750K -44,360 -7%
FNC
45
First National Corp
Massachusetts
$8.33M +$9.28M +549,256 New
BWA
46
Burt Wealth Advisors
Maryland
$8.24M -$153K -9,028 -2%
Morgan Stanley
47
Morgan Stanley
New York
$7.83M -$646K -38,228 -7%
BFG
48
Bouchey Financial Group
New York
$7.76M +$8.64M +511,424 New
SFS
49
Summit Financial Strategies
Ohio
$7.52M +$295K +17,476 +4%
NIC
50
Northwest Investment Counselors
Oregon
$7.3M +$46.7K +2,764 +0.6%

SCHA Hedge Fund Activity: Q4 2018 in Review

559 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q4 2018, worth a combined $2.95B — down 21% from $3.72B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new SCHA positions and 59 closed out — a net gain of 55 holders — while 225 added to existing stakes and 169 trimmed.

The largest buyer was Financial Engines Advisors, adding an estimated $40.4M. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $117M.

  • 559 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q4 2018, up from 510 in Q3 2018.
  • Funds reported $2.95B of Schwab U.S Small- Cap ETF stock for Q4 2018, down 21% quarter-over-quarter.
  • 114 funds opened new Schwab U.S Small- Cap ETF positions in Q4 2018 and 59 closed out, a net change of +55 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q4 2018 was Financial Engines Advisors, an estimated $40.4M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q4 2018 was Charles Schwab Investment Advisory, an estimated $117M sold.

Based on aggregated 13F filings for Q4 2018.