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Schwab U.S Small- Cap ETF
SCHA

257 hedge funds and large institutions have $1.19B invested in Schwab U.S Small- Cap ETF in 2016 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 120 increasing their positions, 76 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

906% more call options, than puts

Call options by funds: $2.31M | Put options by funds: $230K

238% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 8

58% more repeat investments, than reductions

Existing positions increased: 120 | Existing positions reduced: 76

18% more capital invested

Capital invested by funds: $1B → $1.19B (+$184M)

8% more funds holding

Funds holding: 239 → 257 (+18)

7% more funds holding in top 10

Funds holding in top 10: 29 → 31 (+2)

4.25% more ownership

Funds ownership: 118.7% → 122.96% (+4.3%)

Holders
257
Holders Change
+18
Holders Change %
+7.53%
% of All Funds
6.86%
Holding in Top 10
31
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+6.9%
% of All Funds
0.83%
New
27
Increased
120
Reduced
76
Closed
8
Calls
$2.31M
Puts
$230K
Net Calls
+$2.08M
Net Calls Change
+$1.86M

Top Buyers

1
CSIA
Charles Schwab Investment Advisory
California
+$55.6M
2
FMP
Financial Management Professionals
Texas
+$23.2M
3
AB
AT Bancorp
Iowa
+$16.5M
4
Jane Street
Jane Street
New York
+$6.85M
5
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$4.48M

Top Sellers

1
HSA
HBK Sorce Advisory
Pennsylvania
-$27.7M
2
SWM
SVA Wealth Management
Wisconsin
-$5.24M
3
Goldman Sachs
Goldman Sachs
New York
-$3.39M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$3.06M
5
FWM
Frontier Wealth Management
Missouri
-$1.8M
Name Holding Trade Value Shares
Change 		Change in
Stake
GAM
26
Gemmer Asset Management
California
$7.33M +$113K +7,944 +2%
MAM
27
Marquette Asset Management
Minnesota
$7.01M -$19.5K -1,376 -0.3%
SI
28
SII Investments
Wisconsin
$6.58M +$752K +53,020 +13%
NIC
29
Northwest Investment Counselors
Oregon
$6.34M +$230K +16,212 +4%
EHPM
30
Emery Howard Portfolio Management
California
$6.04M +$120K +8,448 +2%
Ameriprise
31
Ameriprise
Minnesota
$5.98M +$605K +42,644 +11%
WCWM
32
Wooster Corthell Wealth Management
Connecticut
$5.86M -$291K -20,524 -5%
CCM
33
CWH Capital Management
Washington
$5.85M -$1.47M -103,460 -20%
PFG
34
Piershale Financial Group
Illinois
$5.8M +$1.49M +105,112 +35%
MFT
35
Moisand Fitzgerald Tamayo
Florida
$5.79M -$107K -7,528 -2%
ACM
36
Avalon Capital Management
California
$5.78M +$3.01M +212,524 +112%
MAS
37
Madden Advisory Services
Florida
$5.33M +$185K +13,016 +4%
PA
38
Planning Alternatives
Michigan
$5.23M -$87.1K -6,140 -2%
PMG
39
ProVise Management Group
Florida
$5.18M +$142K +10,028 +3%
SFS
40
Summit Financial Strategies
Ohio
$5.18M +$225K +15,864 +5%
BFG
41
Bouchey Financial Group
New York
$4.69M -$992K -69,904 -18%
Envestnet Asset Management
42
Envestnet Asset Management
Illinois
$4.45M -$315K -22,212 -7%
SJIM
43
St. Johns Investment Management
Florida
$4.44M +$3.49M +246,200 +395%
ADL
44
Asset Dedication LLC
California
$4.35M +$118K +8,296 +3%
CFA
45
Cahill Financial Advisors
Minnesota
$4.2M +$11.3K +796 +0.3%
UCFA
46
United Capital Financial Advisors
Texas
$4.04M -$505K -35,576 -11%
AWM
47
Avior Wealth Management
Nebraska
$3.96M +$37.9K +2,672 +1%
NDSI
48
Newman Dignan & Sheerar Inc
Rhode Island
$3.81M +$75.2K +5,304 +2%
NSAM
49
North Star Asset Management
Wisconsin
$3.72M +$99.9K +7,040 +3%
NPC
50
National Planning Corporation
California
$3.64M +$66.3K +4,672 +2%
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SCHA Hedge Fund Activity: Q3 2016 in Review

257 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2016, worth a combined $1.19B — up 18% from $1B a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new SCHA positions and 8 closed out — a net gain of 19 holders — while 120 added to existing stakes and 76 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $55.6M. The largest seller was HBK Sorce Advisory, cutting an estimated $27.7M.

  • 257 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2016, up from 239 in Q2 2016.
  • Funds reported $1.19B of Schwab U.S Small- Cap ETF stock for Q3 2016, up 18% quarter-over-quarter.
  • 27 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2016 and 8 closed out, a net change of +19 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2016 was Charles Schwab Investment Advisory, an estimated $55.6M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2016 was HBK Sorce Advisory, an estimated $27.7M sold.

Based on aggregated 13F filings for Q3 2016.