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Schwab U.S Small- Cap ETF

236 hedge funds and large institutions have $905M invested in Schwab U.S Small- Cap ETF in 2016 Q1 according to their latest regulatory filings, with 32 funds opening new positions, 107 increasing their positions, 75 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

71% more call options, than puts

Call options by funds: $419K | Put options by funds: $245K

45% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 22

43% more repeat investments, than reductions

Existing positions increased: 107 | Existing positions reduced: 75

19% more capital invested

Capital invested by funds: $762M → $905M (+$143M)

15.31% more ownership

Funds ownership: 100.85%116.16% (+15%)

4% more funds holding in top 10

Funds holding in top 10: 2526 (+1)

4% more funds holding

Funds holding: 227236 (+9)

Holders
236
Holders Change
+9
Holders Change %
+3.96%
% of All Funds
6.29%
Holding in Top 10
26
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+4%
% of All Funds
0.69%
New
32
Increased
107
Reduced
75
Closed
22
Calls
$419K
Puts
$245K
Net Calls
+$174K
Net Calls Change
+$316K
Name Holding Trade Value Shares
Change
Change in
Stake
GAM
26
Gemmer Asset Management
California
$5.99M -$155K -12,780 -3%
VFS
27
VSR Financial Services
Kansas
$5.89M +$326K +26,944 +6%
MFT
28
Moisand Fitzgerald Tamayo
Florida
$5.47M +$318K +26,248 +7%
NIC
29
Northwest Investment Counselors
Oregon
$5.45M +$581K +47,988 +13%
Jane Street
30
Jane Street
New York
$5.37M -$2.74M -225,824 -35%
BFG
31
Bouchey Financial Group
New York
$5.33M -$149K -12,316 -3%
EHPM
32
Emery Howard Portfolio Management
California
$5.13M +$822K +67,824 +21%
Envestnet Asset Management
33
Envestnet Asset Management
Illinois
$4.91M +$9.45K +780 +0.2%
PA
34
Planning Alternatives
Michigan
$4.9M +$2.16M +178,680 +90%
UCFA
35
United Capital Financial Advisors
Texas
$4.81M -$1M -82,724 -18%
SI
36
SII Investments
Wisconsin
$4.75M +$1.13M +93,456 +34%
MAS
37
Madden Advisory Services
Florida
$4.57M +$19.7K +1,628 +0.5%
SBL
38
Sargent Bickham Lagudis
Colorado
$4.43M +$4.12M +340,412 New
SFS
39
Summit Financial Strategies
Ohio
$4.07M +$494K +40,804 +15%
EK
40
Evensky & Katz
Florida
$4.05M +$1.55K +128 +0%
Goldman Sachs
41
Goldman Sachs
New York
$3.86M +$114K +9,448 +3%
ADL
42
Asset Dedication LLC
California
$3.76M +$2.03M +167,852 +139%
CFA
43
Cahill Financial Advisors
Minnesota
$3.67M +$106K +8,788 +3%
KKAMG
44
Kernodle & Katon Asset Management Group
Arkansas
$3.64M -$510K -42,092 -13%
AWM
45
Avior Wealth Management
Nebraska
$3.46M +$16.2K +1,340 +0.5%
NPC
46
National Planning Corporation
California
$3.43M +$37.6K +3,108 +1%
NDSI
47
Newman Dignan & Sheerar Inc
Rhode Island
$3.25M -$961K -79,372 -24%
PFM
48
Parsec Financial Management
North Carolina
$3.13M +$76.7K +6,336 +3%
NSAM
49
North Star Asset Management
Wisconsin
$3.12M +$457K +37,700 +19%
TCM
50
Tradewinds Capital Management
Washington
$3.09M +$134K +11,056 +5%

SCHA Hedge Fund Activity: Q1 2016 in Review

236 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q1 2016, worth a combined $905M — up 19% from $762M a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new SCHA positions and 22 closed out — a net gain of 10 holders — while 107 added to existing stakes and 75 trimmed.

The largest buyer was Bank of America, adding an estimated $49.2M. The largest seller was BRR OpCo, exiting entirely with an estimated $11.9M sold.

  • 236 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q1 2016, up from 227 in Q4 2015.
  • Funds reported $905M of Schwab U.S Small- Cap ETF stock for Q1 2016, up 19% quarter-over-quarter.
  • 32 funds opened new Schwab U.S Small- Cap ETF positions in Q1 2016 and 22 closed out, a net change of +10 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q1 2016 was Bank of America, an estimated $49.2M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q1 2016 was BRR OpCo, an estimated $11.9M sold.

Based on aggregated 13F filings for Q1 2016.