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Schwab U.S Small- Cap ETF
SCHA

227 hedge funds and large institutions have $762M invested in Schwab U.S Small- Cap ETF in 2015 Q4 according to their latest regulatory filings, with 35 funds opening new positions, 119 increasing their positions, 57 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

109% more repeat investments, than reductions

Existing positions increased: 119 | Existing positions reduced: 57

59% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 22

15% more capital invested

Capital invested by funds: $661M → $762M (+$101M)

6.72% more ownership

Funds ownership: 94.13% → 100.85% (+6.7%)

5% more funds holding

Funds holding: 217 → 227 (+10)

0% more funds holding in top 10

Funds holding in top 10: 25 → 25 (0)

33% less call options, than puts

Call options by funds: $285K | Put options by funds: $427K

Holders
227
Holders Change
+10
Holders Change %
+4.61%
% of All Funds
5.95%
Holding in Top 10
25
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.66%
New
35
Increased
119
Reduced
57
Closed
22
Calls
$285K
Puts
$427K
Net Calls
-$142K
Net Calls Change
-$1.49M

Top Buyers

1
CSIA
Charles Schwab Investment Advisory
California
+$44.5M
2
BO
BRR OpCo
Ohio
+$12.2M
3
Allianz Asset Management
Allianz Asset Management
Germany
+$9.77M
4
CCM
CWH Capital Management
Washington
+$5.22M
5
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services
Minnesota
+$5.02M

Top Sellers

1
FMP
Financial Management Professionals
Texas
-$17.9M
2
PFG
Piershale Financial Group
Illinois
-$14.8M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$8.3M
4
Mariner
Mariner
Kansas
-$5.11M
5
SHJ
Sharkey, Howes & Javer
Colorado
-$4.62M
Name Holding Trade Value Shares
Change 		Change in
Stake
GAM
26
Gemmer Asset Management
California
$6.16M +$1.25M +93,608 +25%
UCFA
27
United Capital Financial Advisors
Texas
$5.89M -$1.73M -129,396 -22%
VFS
28
VSR Financial Services
Kansas
$5.54M +$784K +58,724 +16%
BFG
29
Bouchey Financial Group
New York
$5.5M -$600K -44,920 -10%
Wells Fargo
30
Wells Fargo
California
$5.26M +$1.19M +88,840 +28%
UBS Group
31
UBS Group
Switzerland
$5.22M -$1.45M -108,500 -21%
MFT
32
Moisand Fitzgerald Tamayo
Florida
$5.14M +$5.27M +394,608 New
Envestnet Asset Management
33
Envestnet Asset Management
Illinois
$4.9M -$1.64M -123,244 -25%
NIC
34
Northwest Investment Counselors
Oregon
$4.83M +$133K +9,988 +3%
MAS
35
Madden Advisory Services
Florida
$4.56M +$240K +18,016 +5%
HP
36
HT Partners
Connecticut
$4.38M -$3.31K -248 -0.1%
GA
37
Gateway Advisory
New Jersey
$4.31M -$170K -12,744 -4%
NDSI
38
Newman Dignan & Sheerar Inc
Rhode Island
$4.29M +$47.4K +3,548 +1%
EHPM
39
Emery Howard Portfolio Management
California
$4.25M +$474K +35,540 +12%
KKAMG
40
Kernodle & Katon Asset Management Group
Arkansas
$4.2M +$4.3M +322,212 New
EK
41
Evensky & Katz
Florida
$4.05M -$287K -21,516 -6%
Commonwealth Equity Services
42
Commonwealth Equity Services
Massachusetts
$3.89M +$2.2M +165,180 +124%
Goldman Sachs
43
Goldman Sachs
New York
$3.74M +$5.34K +400 +0.1%
CFA
44
Cahill Financial Advisors
Minnesota
$3.56M +$241K +18,088 +7%
SFS
45
Summit Financial Strategies
Ohio
$3.55M +$201K +15,040 +6%
SI
46
SII Investments
Wisconsin
$3.54M +$3.63M +272,048 New
AWM
47
Avior Wealth Management
Nebraska
$3.44M -$215K -16,132 -6%
PFM
48
Parsec Financial Management
North Carolina
$3.05M +$60.8K +4,552 +2%
NPC
49
National Planning Corporation
California
$2.98M +$72.3K +5,416 +2%
SIA
50
Starfire Investment Advisers
Michigan
$2.97M +$24K +1,800 +0.8%
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SCHA Hedge Fund Activity: Q4 2015 in Review

227 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q4 2015, worth a combined $762M — up 15% from $661M a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new SCHA positions and 22 closed out — a net gain of 13 holders — while 119 added to existing stakes and 57 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $44.5M. The largest seller was Financial Management Professionals, cutting an estimated $17.9M.

  • 227 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q4 2015, up from 217 in Q3 2015.
  • Funds reported $762M of Schwab U.S Small- Cap ETF stock for Q4 2015, up 15% quarter-over-quarter.
  • 35 funds opened new Schwab U.S Small- Cap ETF positions in Q4 2015 and 22 closed out, a net change of +13 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q4 2015 was Charles Schwab Investment Advisory, an estimated $44.5M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q4 2015 was Financial Management Professionals, an estimated $17.9M sold.

Based on aggregated 13F filings for Q4 2015.