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Schwab U.S Small- Cap ETF

217 hedge funds and large institutions have $661M invested in Schwab U.S Small- Cap ETF in 2015 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 112 increasing their positions, 61 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

466% more call options, than puts

Call options by funds: $1.64M | Put options by funds: $290K

84% more repeat investments, than reductions

Existing positions increased: 112 | Existing positions reduced: 61

25% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 16

4% more funds holding in top 10

Funds holding in top 10: 2425 (+1)

3.49% more ownership

Funds ownership: 90.64%94.13% (+3.5%)

2% more funds holding

Funds holding: 213217 (+4)

2% less capital invested

Capital invested by funds: $672M → $661M (-$10.7M)

Holders
217
Holders Change
+4
Holders Change %
+1.88%
% of All Funds
6.06%
Holding in Top 10
25
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+4.17%
% of All Funds
0.7%
New
20
Increased
112
Reduced
61
Closed
16
Calls
$1.64M
Puts
$290K
Net Calls
+$1.35M
Net Calls Change
+$736K
Name Holding Trade Value Shares
Change
Change in
Stake
CCM
26
CWH Capital Management
Washington
$5.11M +$2.13M +154,800 +63%
GAM
27
Gemmer Asset Management
California
$4.82M -$97.2K -7,060 -2%
VFS
28
VSR Financial Services
Kansas
$4.66M -$493K -35,812 -9%
NIC
29
Northwest Investment Counselors
Oregon
$4.58M -$59.6K -4,328 -1%
SAM
30
Summit Asset Management
Tennessee
$4.4M +$283K +20,552 +6%
GA
31
Gateway Advisory
New Jersey
$4.37M +$1.51M +109,824 +47%
HP
32
HT Partners
Connecticut
$4.36M -$1.24M -89,992 -21%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$4.35M +$925K +67,224 +24%
EK
34
Evensky & Katz
Florida
$4.22M -$996K -72,364 -18%
MAS
35
Madden Advisory Services
Florida
$4.21M +$495K +35,976 +12%
NDSI
36
Newman Dignan & Sheerar Inc
Rhode Island
$4.14M +$244K +17,708 +6%
Wells Fargo
37
Wells Fargo
California
$4M -$5.68M -412,552 -57%
LPL Financial
38
LPL Financial
California
$3.82M -$2.03M -147,784 -34%
QI
39
QS Investors
New York
$3.7M +$2.98M +216,644 +289%
EHPM
40
Emery Howard Portfolio Management
California
$3.69M +$541K +39,316 +16%
Goldman Sachs
41
Goldman Sachs
New York
$3.65M +$3.95M +287,116 New
AWM
42
Avior Wealth Management
Nebraska
$3.56M +$107K +7,804 +3%
NPC
43
National Planning Corporation
California
$3.47M +$110K +8,024 +3%
SFS
44
Summit Financial Strategies
Ohio
$3.27M +$9.75K +708 +0.3%
CFA
45
Cahill Financial Advisors
Minnesota
$3.24M +$7.71K +560 +0.2%
Citigroup
46
Citigroup
New York
$2.92M -$2.36M -171,560 -43%
PFM
47
Parsec Financial Management
North Carolina
$2.91M +$62.4K +4,536 +2%
SIA
48
Starfire Investment Advisers
Michigan
$2.88M -$48.1K -3,496 -2%
TCM
49
Tradewinds Capital Management
Washington
$2.84M +$125K +9,080 +4%
BBPWM
50
Blue Bell Private Wealth Management
Pennsylvania
$2.69M +$92.3K +6,708 +3%

SCHA Hedge Fund Activity: Q3 2015 in Review

217 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2015, worth a combined $661M — down 1.6% from $672M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new SCHA positions and 16 closed out — a net gain of 4 holders — while 112 added to existing stakes and 61 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $26.2M. The largest seller was United Capital Financial Advisors, cutting an estimated $6.1M.

  • 217 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2015, up from 213 in Q2 2015.
  • Funds reported $661M of Schwab U.S Small- Cap ETF stock for Q3 2015, down 1.6% quarter-over-quarter.
  • 20 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2015 and 16 closed out, a net change of +4 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2015 was Charles Schwab Investment Advisory, an estimated $26.2M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2015 was United Capital Financial Advisors, an estimated $6.1M sold.

Based on aggregated 13F filings for Q3 2015.