SCHA icon

Schwab U.S Small- Cap ETF
SCHA

Overview Fund Activity

105 hedge funds and large institutions have $246M invested in Schwab U.S Small- Cap ETF in 2013 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 56 increasing their positions, 19 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
105
Holders Change
+9
Holders Change %
+9.38%
% of All Funds
3.41%
Holding in Top 10
9
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+28.57%
% of All Funds
0.29%
New
16
Increased
56
Reduced
19
Closed
7
Calls
$796K
Puts
$1.45M
Net Calls
-$655K
Net Calls Change
-$1.19M

Top Buyers

1
Goldman Sachs
1
Goldman Sachs
New York
$6.17M
2
PMG
2
ProVise Management Group
Florida
$7.32M
3
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$6.17M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$3.36M
5
Charles Schwab
5
Charles Schwab
California
$7.75M

Top Sellers

1
HSA
1
HBK Sorce Advisory
Pennsylvania
$30M
2
Rafferty Asset Management
2
Rafferty Asset Management
New York
$0
3
PA
3
Planning Alternatives
Michigan
$1.07M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$1.99M
5
SWA
5
SFMG Wealth Advisors
Texas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
BSB
26
Bangor Savings Bank
Maine
$1.83M +$80.6K +6,684 +5%
CCA
27
Cobblestone Capital Advisors
New York
$1.79M -$47.9K -3,972 -3%
WSTAM
28
Wilbanks Smith & Thomas Asset Management
Virginia
$1.43M +$326K +27,020 +30%
SIC
29
Salem Investment Counselors
North Carolina
$1.39M +$257K +21,332 +23%
MAS
30
Madden Advisory Services
Florida
$1.15M +$22.6K +1,872 +2%
HCM
31
Hengehold Capital Management
Ohio
$1.07M +$7.23K +600 +0.7%
PA
32
Planning Alternatives
Michigan
$1.07M -$9.2M -762,632 -90%
BIT
33
BlackRock Institutional Trust
California
$1.06M +$1.06M +88,000 New
HIC
34
Hartline Investment Corp
Illinois
$1.06M – – –
Cambridge Investment Research Advisors
35
Cambridge Investment Research Advisors
Iowa
$988K +$566K +47,008 +134%
LPL Financial
36
LPL Financial
California
$960K +$360K +29,360 +60%
SA
37
Strategic Advisors
New York
$940K +$145K +12,040 +18%
GAM
38
Garrison Asset Management
Arkansas
$919K +$89.3K +7,408 +11%
ICOA
39
Investment Centers of America
North Dakota
$801K +$12.4K +1,028 +2%
SAM
40
Summit Asset Management
Tennessee
$799K +$211K +17,480 +36%
DG
41
Davidson & Garrard
Virginia
$757K +$131K +10,880 +21%
BBA
42
BLB&B Advisors
Pennsylvania
$728K -$27K -2,240 -4%
CCM
43
Condor Capital Management
New Jersey
$703K +$106K +8,796 +18%
CMP
44
Courage Miller Partners
Virginia
$657K +$258K +21,404 +65%
LYV
45
Live Your Vision
Pennsylvania
$650K +$24K +1,996 +4%
Bank of America
46
Bank of America
North Carolina
$625K +$560K +46,440 +866%
EHPM
47
Emery Howard Portfolio Management
California
$586K +$183K +15,212 +46%
IFS
48
Ifrah Financial Services
Arkansas
$579K -$19.2K -1,592 -3%
BRWA
49
B. Riley Wealth Advisors
Florida
$554K +$64.3K +5,332 +13%
Jane Street
50
Jane Street
New York
$547K +$547K +45,400 New
1
2
3 4 5