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Schwab U.S Small- Cap ETF

837 hedge funds and large institutions have $10B invested in Schwab U.S Small- Cap ETF in 2021 Q3 according to their latest regulatory filings, with 59 funds opening new positions, 373 increasing their positions, 268 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more call options, than puts

Call options by funds: $3.37M | Put options by funds: $2.34M

39% more repeat investments, than reductions

Existing positions increased: 373 | Existing positions reduced: 268

23% more first-time investments, than exits

New positions opened: 59 | Existing positions closed: 48

3% more funds holding in top 10

Funds holding in top 10: 7274 (+2)

0% less funds holding

Funds holding: 838837 (-1)

0% less capital invested

Capital invested by funds: $10.1B → $10B (-$50M)

1.12% less ownership

Funds ownership: 244.8%243.68% (-1.1%)

Holders
837
Holders Change
-1
Holders Change %
-0.12%
% of All Funds
14.65%
Holding in Top 10
74
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+2.78%
% of All Funds
1.3%
New
59
Increased
373
Reduced
268
Closed
48
Calls
$3.37M
Puts
$2.34M
Net Calls
+$1.03M
Net Calls Change
-$1.69M
Name Holding Trade Value Shares
Change
Change in
Stake
BAM
426
Barrett Asset Management
New York
$890K +$49.9K +1,964 +6%
FCM
427
Firestone Capital Management
Florida
$886K
ASN
428
Advisory Services Network
Georgia
$882K -$1.33M -52,192 -60%
CWA
429
Cornerstone Wealth Advisors
Minnesota
$882K -$43.8K -1,724 -5%
WT
430
Whittier Trust
California
$881K
RTL
431
Red Tortoise LLC
Georgia
$875K +$2.35M +92,640 New
JAG
432
Journey Advisory Group
Kentucky
$868K +$104K +4,112 +13%
BA
433
Bridgewater Advisors
New York
$860K -$1.63K -64 -0.2%
APSI
434
Asset Planning Services Inc
Louisiana
$858K
PAM
435
Pegasus Asset Management
New York
$850K +$17.8K +700 +2%
CHJWM
436
Carlton Hofferkamp & Jenks Wealth Management
Texas
$838K +$26.8K +1,056 +4%
DWT
437
Dorsey & Whitney Trust
South Dakota
$830K +$200K +7,884 +31%
OFS
438
Oldfather Financial Services
Nebraska
$825K +$20.4K +804 +3%
GCA
439
Gradient Capital Advisors
California
$820K +$20.6K +812 +3%
BF
440
BOK Financial
Oklahoma
$819K +$831K +32,716 New
FA
441
FDx Advisors
Illinois
$811K +$63.6K +2,504 +8%
BA
442
Bristlecone Advisors
Washington
$801K
KPWS
443
Kestra Private Wealth Services
Texas
$788K
FAIM
444
Financial Advocates Investment Management
Washington
$788K +$800K +31,492 New
PSF
445
Pacific Sun Financial
California
$788K +$800K +31,500 New
MPM
446
Meritage Portfolio Management
Kansas
$785K +$157K +6,192 +25%
AIM
447
Avity Investment Management
Connecticut
$780K
MCM
448
Manchester Capital Management
Vermont
$779K
EK
449
Evensky & Katz
Florida
$770K -$914 -36 -0.1%
LWAC
450
Laurel Wealth Advisors (California)
California
$766K -$5.99K -236 -0.8%

SCHA Hedge Fund Activity: Q3 2021 in Review

837 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2021, worth a combined $10B — down 0.5% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 59 funds opened new SCHA positions and 48 closed out — a net gain of 11 holders — while 373 added to existing stakes and 268 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $142M. The largest seller was Financial Management Professionals, cutting an estimated $29.4M.

  • 837 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2021, down from 838 in Q2 2021.
  • Funds reported $10B of Schwab U.S Small- Cap ETF stock for Q3 2021, down 0.5% quarter-over-quarter.
  • 59 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2021 and 48 closed out, a net change of +11 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2021 was Charles Schwab Investment Advisory, an estimated $142M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2021 was Financial Management Professionals, an estimated $29.4M sold.

Based on aggregated 13F filings for Q3 2021.