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Schwab U.S Small- Cap ETF

837 hedge funds and large institutions have $10B invested in Schwab U.S Small- Cap ETF in 2021 Q3 according to their latest regulatory filings, with 59 funds opening new positions, 373 increasing their positions, 268 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more call options, than puts

Call options by funds: $3.37M | Put options by funds: $2.34M

39% more repeat investments, than reductions

Existing positions increased: 373 | Existing positions reduced: 268

23% more first-time investments, than exits

New positions opened: 59 | Existing positions closed: 48

3% more funds holding in top 10

Funds holding in top 10: 7274 (+2)

0% less funds holding

Funds holding: 838837 (-1)

0% less capital invested

Capital invested by funds: $10.1B → $10B (-$50M)

1.12% less ownership

Funds ownership: 244.8%243.68% (-1.1%)

Holders
837
Holders Change
-1
Holders Change %
-0.12%
% of All Funds
14.65%
Holding in Top 10
74
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+2.78%
% of All Funds
1.3%
New
59
Increased
373
Reduced
268
Closed
48
Calls
$3.37M
Puts
$2.34M
Net Calls
+$1.03M
Net Calls Change
-$1.69M
Name Holding Trade Value Shares
Change
Change in
Stake
HWA
401
Heritage Way Advisors
Illinois
$1.07M +$42.9K +1,688 +4%
CP
402
Capital Planning
Washington
$1.07M -$4.5M -177,056 -81%
CAL
403
Capital Analysts LLC
Pennsylvania
$1.06M +$49.3K +1,940 +5%
RCA
404
Reitz Capital Advisors
Michigan
$1.06M -$2.27M -89,312 -68%
PCWA
405
Pacific Capital Wealth Advisors
California
$1.06M -$29.6K -1,164 -3%
OCG
406
Opus Capital Group
Ohio
$1.04M
AIC
407
Ameritas Investment Company
Nebraska
$1.03M +$724K +28,520 +222%
CAM
408
Cozad Asset Management
Illinois
$1.03M
ACG
409
Allen Capital Group
Nebraska
$1.02M +$106K +4,184 +11%
WF
410
Whelan Financial
California
$1.02M +$1.03M +40,644 New
TCM
411
Twele Capital Management
Minnesota
$988K +$7.52K +296 +0.8%
IFS
412
Ifrah Financial Services
Arkansas
$978K +$32.9K +1,296 +3%
ASW
413
Astoria Strategic Wealth
Texas
$975K +$125K +4,940 +15%
CAS
414
Cascadia Advisory Services
Oregon
$969K -$45.7K -1,800 -4%
RPG
415
Resource Planning Group
Georgia
$958K -$52.4K -2,064 -5%
AFAS
416
Acorn Financial Advisory Services
Virginia
$956K -$21.2K -836 -2%
BlackRock
417
BlackRock
New York
$949K -$24.9K -980 -3%
CP
418
Camelot Portfolios
Ohio
$937K +$35.8K +1,408 +4%
MCM
419
Mitchell Capital Management
Kansas
$929K +$331K +13,020 +54%
OCM
420
One Capital Management
California
$926K -$30.5K -1,200 -3%
CG
421
Colony Group
Massachusetts
$922K -$406 -16 -0%
MAG
422
Mayfair Advisory Group
Alabama
$905K +$60.9K +2,400 +7%
LFA
423
Landmark Financial Advisors
Kentucky
$904K +$49.2K +1,936 +6%
CA
424
Cetera Advisors
Colorado
$896K +$5.79K +228 +0.6%
SAM
425
S.A. Mason
Michigan
$892K +$19.7K +776 +2%

SCHA Hedge Fund Activity: Q3 2021 in Review

837 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2021, worth a combined $10B — down 0.5% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 59 funds opened new SCHA positions and 48 closed out — a net gain of 11 holders — while 373 added to existing stakes and 268 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $142M. The largest seller was Financial Management Professionals, cutting an estimated $29.4M.

  • 837 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2021, down from 838 in Q2 2021.
  • Funds reported $10B of Schwab U.S Small- Cap ETF stock for Q3 2021, down 0.5% quarter-over-quarter.
  • 59 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2021 and 48 closed out, a net change of +11 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2021 was Charles Schwab Investment Advisory, an estimated $142M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2021 was Financial Management Professionals, an estimated $29.4M sold.

Based on aggregated 13F filings for Q3 2021.