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Schwab U.S Small- Cap ETF

559 hedge funds and large institutions have $2.95B invested in Schwab U.S Small- Cap ETF in 2018 Q4 according to their latest regulatory filings, with 114 funds opening new positions, 225 increasing their positions, 169 reducing their positions, and 59 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 59

50% more call options, than puts

Call options by funds: $473K | Put options by funds: $316K

33% more repeat investments, than reductions

Existing positions increased: 225 | Existing positions reduced: 169

10% more funds holding

Funds holding: 510559 (+49)

6.54% more ownership

Funds ownership: 170.79%177.34% (+6.5%)

3% less funds holding in top 10

Funds holding in top 10: 5856 (-2)

21% less capital invested

Capital invested by funds: $3.72B → $2.95B (-$772M)

Holders
559
Holders Change
+49
Holders Change %
+9.61%
% of All Funds
12.46%
Holding in Top 10
56
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.45%
% of All Funds
1.25%
New
114
Increased
225
Reduced
169
Closed
59
Calls
$473K
Puts
$316K
Net Calls
+$157K
Net Calls Change
+$111K
Name Holding Trade Value Shares
Change
Change in
Stake
CIR
401
Clear Investment Research
Georgia
$307K +$12.1K +716 +4%
RPA
402
Rock Point Advisors
Vermont
$302K +$3.58K +212 +1%
AIP
403
Almanack Investment Partners
Pennsylvania
$299K -$8.82M -521,792 -96%
SBA
404
Secrest Blakey & Associates
North Carolina
$297K -$33.6K -1,988 -9%
FRA
405
Front Row Advisors
California
$295K +$3.24K +192 +1%
CWM
406
CCG Wealth Management
California
$294K +$328K +19,392 New
PWW
407
Pettyjohn Wood & White
Virginia
$285K
CP
408
Camelot Portfolios
Ohio
$283K +$119K +7,024 +60%
SS
409
Simplicity Solutions
Minnesota
$280K +$4.93K +292 +2%
Calamos Advisors
410
Calamos Advisors
Illinois
$280K +$21.8K +1,288 +8%
PAM
411
Premier Asset Management
Illinois
$278K +$5.81K +344 +2%
PIM
412
Penobscot Investment Management
Massachusetts
$277K -$2.03K -120 -0.7%
FG
413
Fiduciary Group
Georgia
$276K +$1.82K +108 +0.6%
Principal Financial Group
414
Principal Financial Group
Iowa
$275K +$306K +18,124 New
EAM
415
Evanson Asset Management
California
$274K +$54.5K +3,224 +22%
NGA
416
Naples Global Advisors
Florida
$266K +$45.3K +2,680 +20%
LWANC
417
Laurel Wealth Advisors (North Carolina)
North Carolina
$266K +$297K +17,560 New
Northern Trust
418
Northern Trust
Illinois
$265K -$245K -14,516 -45%
SWM
419
Segment Wealth Management
Texas
$264K +$1.49K +88 +0.5%
VDFA
420
Vickerman & Driscoll Financial Advisors
Washington
$263K +$2.16K +128 +0.7%
SP
421
SWS Partners
Ohio
$263K +$293K +17,324 New
AFA
422
American Financial Advisors
Georgia
$262K +$292K +17,252 New
AA
423
Apriem Advisors
California
$258K -$20.3M -1,202,552 -99%
HWA
424
Heritage Way Advisors
Illinois
$258K +$12.8K +760 +5%
AWA
425
Arete Wealth Advisors
Illinois
$254K

SCHA Hedge Fund Activity: Q4 2018 in Review

559 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q4 2018, worth a combined $2.95B — down 21% from $3.72B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new SCHA positions and 59 closed out — a net gain of 55 holders — while 225 added to existing stakes and 169 trimmed.

The largest buyer was Financial Engines Advisors, adding an estimated $40.4M. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $117M.

  • 559 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q4 2018, up from 510 in Q3 2018.
  • Funds reported $2.95B of Schwab U.S Small- Cap ETF stock for Q4 2018, down 21% quarter-over-quarter.
  • 114 funds opened new Schwab U.S Small- Cap ETF positions in Q4 2018 and 59 closed out, a net change of +55 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q4 2018 was Financial Engines Advisors, an estimated $40.4M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q4 2018 was Charles Schwab Investment Advisory, an estimated $117M sold.

Based on aggregated 13F filings for Q4 2018.