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Schwab U.S Small- Cap ETF

941 hedge funds and large institutions have $8.11B invested in Schwab U.S Small- Cap ETF in 2023 Q3 according to their latest regulatory filings, with 57 funds opening new positions, 398 increasing their positions, 345 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

597% more call options, than puts

Call options by funds: $2.08M | Put options by funds: $298K

15% more repeat investments, than reductions

Existing positions increased: 398 | Existing positions reduced: 345

0.74% more ownership

Funds ownership: 118.54%119.27% (+0.74%)

4% less capital invested

Capital invested by funds: $8.45B → $8.11B (-$339M)

7% less first-time investments, than exits

New positions opened: 57 | Existing positions closed: 61

2% less funds holding

Funds holding: 957941 (-16)

8% less funds holding in top 10

Funds holding in top 10: 6560 (-5)

Holders
941
Holders Change
-16
Holders Change %
-1.67%
% of All Funds
14.93%
Holding in Top 10
60
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-7.69%
% of All Funds
0.95%
New
57
Increased
398
Reduced
345
Closed
61
Calls
$2.08M
Puts
$298K
Net Calls
+$1.78M
Net Calls Change
-$747K
Name Holding Trade Value Shares
Change
Change in
Stake
WPA
376
West Paces Advisors
Georgia
$1.16M
SPFA
377
Summit Place Financial Advisors
New Jersey
$1.15M -$269K -12,280 -18%
SWA
378
Stratos Wealth Advisors
Ohio
$1.15M +$64.6K +2,944 +6%
NP
379
NorthRock Partners
Minnesota
$1.14M +$1.21M +55,256 New
CFG
380
Cooper Financial Group
California
$1.14M +$88 +4 +0%
WIM
381
Warwick Investment Management
Texas
$1.13M +$68.2K +3,108 +6%
WCM
382
Wisconsin Capital Management
Wisconsin
$1.12M
BPWM
383
Badgley Phelps Wealth Managers
Washington
$1.12M -$10.4K -474 -0.9%
CA
384
Cambridge Advisors
Nebraska
$1.11M -$127K -5,782 -10%
CS
385
Crescent Sterling
Louisiana
$1.1M -$13.1K -598 -1%
CAL
386
Capital Analysts LLC
Pennsylvania
$1.09M +$65K +2,962 +6%
PA
387
PFG Advisors
Arizona
$1.08M -$194K -8,844 -14%
HI
388
Harbour Investments
Wisconsin
$1.08M -$21.4K -974 -2%
PSCM
389
Per Stirling Capital Management
Texas
$1.07M +$7.29K +332 +0.6%
AWM
390
Abound Wealth Management
Tennessee
$1.07M +$16.4K +746 +1%
FBB
391
Fulton Breakefield Broenniman
Maryland
$1.07M +$2.72K +124 +0.2%
PCM
392
Passive Capital Management
Maryland
$1.07M -$7.29K -332 -0.6%
Citadel Advisors
393
Citadel Advisors
Florida
$1.06M +$919K +41,886 +442%
PCMC
394
Private Capital Management (Colorado)
Colorado
$1.06M -$120K -5,446 -10%
Northern Trust
395
Northern Trust
Illinois
$1.06M +$34.8K +1,588 +3%
PWMAG
396
Pinnacle Wealth Management Advisory Group
New Jersey
$1.05M -$136K -6,202 -11%
BI
397
Berkeley Inc
Idaho
$1.05M -$24.7K -1,126 -2%
OFS
398
OneAscent Financial Services
Alabama
$1.05M +$1.11M +50,662 New
PA
399
Parallel Advisors
California
$1.05M -$204K -9,302 -16%
PWW
400
Pettyjohn Wood & White
Virginia
$1.05M +$17.6K +800 +2%

SCHA Hedge Fund Activity: Q3 2023 in Review

941 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2023, worth a combined $8.11B — down 4% from $8.45B a quarter earlier.

Sellers outnumbered buyers: 61 funds closed out of SCHA and 57 opened new positions — a net loss of 4 holders — while 345 trimmed existing stakes and 398 added.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $66.1M. The largest seller was Empower Advisory Group, cutting an estimated $41.3M.

  • 941 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2023, down from 957 in Q2 2023.
  • Funds reported $8.11B of Schwab U.S Small- Cap ETF stock for Q3 2023, down 4% quarter-over-quarter.
  • 57 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2023 and 61 closed out, a net change of -4 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2023 was Charles Schwab Investment Advisory, an estimated $66.1M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2023 was Empower Advisory Group, an estimated $41.3M sold.

Based on aggregated 13F filings for Q3 2023.