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Schwab U.S Small- Cap ETF

837 hedge funds and large institutions have $10B invested in Schwab U.S Small- Cap ETF in 2021 Q3 according to their latest regulatory filings, with 59 funds opening new positions, 373 increasing their positions, 268 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more call options, than puts

Call options by funds: $3.37M | Put options by funds: $2.34M

39% more repeat investments, than reductions

Existing positions increased: 373 | Existing positions reduced: 268

23% more first-time investments, than exits

New positions opened: 59 | Existing positions closed: 48

3% more funds holding in top 10

Funds holding in top 10: 7274 (+2)

0% less funds holding

Funds holding: 838837 (-1)

0% less capital invested

Capital invested by funds: $10.1B → $10B (-$50M)

1.12% less ownership

Funds ownership: 244.8%243.68% (-1.1%)

Holders
837
Holders Change
-1
Holders Change %
-0.12%
% of All Funds
14.65%
Holding in Top 10
74
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+2.78%
% of All Funds
1.3%
New
59
Increased
373
Reduced
268
Closed
48
Calls
$3.37M
Puts
$2.34M
Net Calls
+$1.03M
Net Calls Change
-$1.69M
Name Holding Trade Value Shares
Change
Change in
Stake
IF
376
Ironwood Financial
Arizona
$1.2M -$41.6K -1,640 -3%
APG
377
Abacus Planning Group
South Carolina
$1.17M -$1.02K -40 -0.1%
CCWA
378
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$1.17M +$11K +432 +0.9%
HIC
379
Holderness Investments Company
North Carolina
$1.16M -$21.5K -848 -2%
PAMG
380
Patton Albertson Miller Group
Tennessee
$1.15M -$37.3K -1,468 -3%
PSIWM
381
Paradigm Strategies in Wealth Management
Minnesota
$1.15M +$5.08K +200 +0.4%
NGA
382
Naples Global Advisors
Florida
$1.15M +$102 +4 +0%
CWM
383
CCG Wealth Management
California
$1.14M +$1.16M +45,568 New
MMHP
384
Murphy Middleton Hinkle & Parker
Georgia
$1.14M +$109K +4,284 +10%
BI
385
Blooom Inc
Kansas
$1.14M +$6.3K +248 +0.6%
BJL
386
Brighton Jones LLC
Washington
$1.13M +$339K +13,340 +42%
PWW
387
Pettyjohn Wood & White
Virginia
$1.13M +$112K +4,400 +11%
PA
388
Planning Alternatives
Michigan
$1.13M -$139K -5,464 -11%
Chevy Chase Trust
389
Chevy Chase Trust
Maryland
$1.12M -$21K -828 -2%
CIBC Private Wealth Group
390
CIBC Private Wealth Group
Georgia
$1.12M -$95.1K -3,744 -8%
KWM
391
Kingsview Wealth Management
Oregon
$1.11M -$43.8K -1,724 -4%
OPWM
392
Oakwell Private Wealth Management
Texas
$1.1M -$6.2K -244 -0.6%
FWP
393
FAS Wealth Partners
Kansas
$1.09M +$3.56K +140 +0.3%
MG
394
MilWealth Group
Wisconsin
$1.09M
FNBT
395
FineMark National Bank & Trust
Florida
$1.09M +$2.23K +88 +0.2%
FSWA
396
Financial Synergies Wealth Advisors
Texas
$1.09M -$17.1K -672 -2%
Rockefeller Capital Management
397
Rockefeller Capital Management
New York
$1.08M +$644K +25,372 +142%
RC
398
Roundview Capital
New Jersey
$1.08M +$6.6K +260 +0.6%
WIC
399
Woodmont Investment Counsel
Tennessee
$1.08M -$10.1K -396 -0.9%
SC
400
Slow Capital
California
$1.08M -$175K -6,904 -14%

SCHA Hedge Fund Activity: Q3 2021 in Review

837 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2021, worth a combined $10B — down 0.5% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 59 funds opened new SCHA positions and 48 closed out — a net gain of 11 holders — while 373 added to existing stakes and 268 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $142M. The largest seller was Financial Management Professionals, cutting an estimated $29.4M.

  • 837 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2021, down from 838 in Q2 2021.
  • Funds reported $10B of Schwab U.S Small- Cap ETF stock for Q3 2021, down 0.5% quarter-over-quarter.
  • 59 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2021 and 48 closed out, a net change of +11 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2021 was Charles Schwab Investment Advisory, an estimated $142M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2021 was Financial Management Professionals, an estimated $29.4M sold.

Based on aggregated 13F filings for Q3 2021.