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Schwab U.S Small- Cap ETF

559 hedge funds and large institutions have $2.95B invested in Schwab U.S Small- Cap ETF in 2018 Q4 according to their latest regulatory filings, with 114 funds opening new positions, 225 increasing their positions, 169 reducing their positions, and 59 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 59

50% more call options, than puts

Call options by funds: $473K | Put options by funds: $316K

33% more repeat investments, than reductions

Existing positions increased: 225 | Existing positions reduced: 169

10% more funds holding

Funds holding: 510559 (+49)

6.54% more ownership

Funds ownership: 170.79%177.34% (+6.5%)

3% less funds holding in top 10

Funds holding in top 10: 5856 (-2)

21% less capital invested

Capital invested by funds: $3.72B → $2.95B (-$772M)

Holders
559
Holders Change
+49
Holders Change %
+9.61%
% of All Funds
12.46%
Holding in Top 10
56
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.45%
% of All Funds
1.25%
New
114
Increased
225
Reduced
169
Closed
59
Calls
$473K
Puts
$316K
Net Calls
+$157K
Net Calls Change
+$111K
Name Holding Trade Value Shares
Change
Change in
Stake
SF
376
Summit Financial
New Jersey
$398K +$443K +26,224 New
GIA
377
GHP Investment Advisors
Colorado
$391K +$32.7K +1,936 +8%
LNB
378
Ledyard National Bank
$389K
CIC
379
Carnegie Investment Counsel
Ohio
$389K +$40.8K +2,416 +10%
BPM
380
Bowling Portfolio Management
Ohio
$386K +$15.6K +924 +4%
LB
381
Legacy Bridge
Iowa
$384K +$428K +25,340 New
CHJWM
382
Carlton Hofferkamp & Jenks Wealth Management
Texas
$374K +$18.2K +1,076 +5%
TSWM
383
Triangle Securities Wealth Management
North Carolina
$372K +$414K +24,492 New
WP
384
WealthPLAN Partners
Nebraska
$369K +$44K +2,604 +14%
BAM
385
Barrett Asset Management
New York
$367K -$16.8K -996 -4%
MCM
386
Manchester Capital Management
Vermont
$353K
OFG
387
Oxford Financial Group
Indiana
$345K +$3.24K +192 +0.9%
SG Americas Securities
388
SG Americas Securities
New York
$338K +$192K +11,344 +104%
OPA
389
Old Port Advisors
Maine
$337K +$346K +20,452 New
JC
390
Jentner Corp
Ohio
$334K +$76.4K +4,520 +26%
HI
391
Human Investing
Oregon
$331K +$369K +21,820 New
SGCA
392
Steel Grove Capital Advisors
Tennessee
$329K +$2.97K +176 +0.8%
EWA
393
EP Wealth Advisors
California
$329K +$157K +9,312 +75%
WIA
394
World Investment Advisors
California
$327K +$317K +18,740 New
TIA
395
Tiemann Investment Advisors
California
$325K
PCM
396
Parsons Capital Management
Rhode Island
$323K -$44.3K -2,620 -11%
OCM
397
Orser Capital Management
Texas
$323K
PSG
398
Planning Solutions Group
Maryland
$320K +$357K +21,108 New
RI
399
Ridgewood Investments
New Jersey
$317K
TF
400
Trek Financial
Arizona
$312K +$348K +20,580 New

SCHA Hedge Fund Activity: Q4 2018 in Review

559 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q4 2018, worth a combined $2.95B — down 21% from $3.72B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new SCHA positions and 59 closed out — a net gain of 55 holders — while 225 added to existing stakes and 169 trimmed.

The largest buyer was Financial Engines Advisors, adding an estimated $40.4M. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $117M.

  • 559 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q4 2018, up from 510 in Q3 2018.
  • Funds reported $2.95B of Schwab U.S Small- Cap ETF stock for Q4 2018, down 21% quarter-over-quarter.
  • 114 funds opened new Schwab U.S Small- Cap ETF positions in Q4 2018 and 59 closed out, a net change of +55 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q4 2018 was Financial Engines Advisors, an estimated $40.4M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q4 2018 was Charles Schwab Investment Advisory, an estimated $117M sold.

Based on aggregated 13F filings for Q4 2018.