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Schwab U.S Small- Cap ETF

584 hedge funds and large institutions have $3.6B invested in Schwab U.S Small- Cap ETF in 2019 Q1 according to their latest regulatory filings, with 78 funds opening new positions, 281 increasing their positions, 166 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

70% more first-time investments, than exits

New positions opened: 78 | Existing positions closed: 46

69% more repeat investments, than reductions

Existing positions increased: 281 | Existing positions reduced: 166

22% more capital invested

Capital invested by funds: $2.95B → $3.6B (+$655M)

12.66% more ownership

Funds ownership: 177.34%189.99% (+13%)

4% more funds holding

Funds holding: 559584 (+25)

4% more funds holding in top 10

Funds holding in top 10: 5658 (+2)

70% less call options, than puts

Call options by funds: $657K | Put options by funds: $2.21M

Holders
584
Holders Change
+25
Holders Change %
+4.47%
% of All Funds
12.64%
Holding in Top 10
58
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+3.57%
% of All Funds
1.26%
New
78
Increased
281
Reduced
166
Closed
46
Calls
$657K
Puts
$2.21M
Net Calls
-$1.56M
Net Calls Change
-$1.71M
Name Holding Trade Value Shares
Change
Change in
Stake
PFBT
351
Parkside Financial Bank & Trust
Missouri
$520K +$1.37K +80 +0.3%
HCM
352
Hengehold Capital Management
Ohio
$516K +$3.15K +184 +0.6%
BPM
353
Bowling Portfolio Management
Ohio
$508K +$61.8K +3,612 +14%
SF
354
Summit Financial
New Jersey
$507K +$47.3K +2,764 +11%
MCM
355
Mitchell Capital Management
Kansas
$506K -$58.9K -3,440 -11%
VCP
356
Vista Capital Partners
Oregon
$505K +$15.9K +932 +3%
SWM
357
Stockman Wealth Management
Montana
$504K -$132K -7,700 -21%
AIM
358
Avity Investment Management
Connecticut
$503K
RPG
359
Resource Planning Group
Georgia
$501K -$237K -13,860 -33%
SG
360
Somerset Group
Minnesota
$500K -$62.8K -3,672 -11%
TIM
361
Tortoise Investment Management
New York
$490K -$9.58K -560 -2%
PAM
362
Pegasus Asset Management
New York
$487K +$16.8K +980 +4%
CRC
363
Curi RMB Capital
Illinois
$477K
NCM
364
Northwest Capital Management
Oregon
$474K -$450K -26,324 -49%
LNC
365
Lincoln National Corp
Pennsylvania
$473K -$1.11M -64,728 -71%
STA
366
Summit Trail Advisors
New York
$472K +$462K +26,992 New
PWM
367
Perigon Wealth Management
California
$470K +$20.7K +1,208 +5%
TFS
368
TrustCore Financial Services
Tennessee
$458K +$448K +26,212 New
GIA
369
GHP Investment Advisors
Colorado
$454K +$3.83K +224 +0.9%
LNB
370
Ledyard National Bank
$449K
LB
371
Legacy Bridge
Iowa
$446K +$3.08K +180 +0.7%
FCI
372
Financial Counselors Inc
Kansas
$440K -$242K -14,128 -36%
Bank of New York Mellon
373
Bank of New York Mellon
New York
$422K -$81.7K -4,776 -17%
PA
374
PFG Advisors
Arizona
$420K -$1.3K -76 -0.3%
WP
375
WealthPLAN Partners
Nebraska
$414K +$46.7K +2,732 +13%

SCHA Hedge Fund Activity: Q1 2019 in Review

584 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q1 2019, worth a combined $3.6B — up 22% from $2.95B a quarter earlier.

Buyers outnumbered sellers: 78 funds opened new SCHA positions and 46 closed out — a net gain of 32 holders — while 281 added to existing stakes and 166 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $111M. The largest seller was UBS Group, cutting an estimated $27.4M.

  • 584 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q1 2019, up from 559 in Q4 2018.
  • Funds reported $3.6B of Schwab U.S Small- Cap ETF stock for Q1 2019, up 22% quarter-over-quarter.
  • 78 funds opened new Schwab U.S Small- Cap ETF positions in Q1 2019 and 46 closed out, a net change of +32 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q1 2019 was Charles Schwab Investment Advisory, an estimated $111M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q1 2019 was UBS Group, an estimated $27.4M sold.

Based on aggregated 13F filings for Q1 2019.