We are live on ! Find out more
SCHA icon

Schwab U.S Small- Cap ETF

559 hedge funds and large institutions have $2.95B invested in Schwab U.S Small- Cap ETF in 2018 Q4 according to their latest regulatory filings, with 114 funds opening new positions, 225 increasing their positions, 169 reducing their positions, and 59 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 59

50% more call options, than puts

Call options by funds: $473K | Put options by funds: $316K

33% more repeat investments, than reductions

Existing positions increased: 225 | Existing positions reduced: 169

10% more funds holding

Funds holding: 510559 (+49)

6.54% more ownership

Funds ownership: 170.79%177.34% (+6.5%)

3% less funds holding in top 10

Funds holding in top 10: 5856 (-2)

21% less capital invested

Capital invested by funds: $3.72B → $2.95B (-$772M)

Holders
559
Holders Change
+49
Holders Change %
+9.61%
% of All Funds
12.46%
Holding in Top 10
56
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.45%
% of All Funds
1.25%
New
114
Increased
225
Reduced
169
Closed
59
Calls
$473K
Puts
$316K
Net Calls
+$157K
Net Calls Change
+$111K
Name Holding Trade Value Shares
Change
Change in
Stake
DSC
351
Duncker Streett & Co
Missouri
$491K +$29.9K +1,768 +6%
SG
352
Somerset Group
Minnesota
$490K -$8.58K -508 -2%
PV
353
Private Vista
Illinois
$490K +$278K +16,424 +103%
SG
354
StoneX Group
New York
$484K +$32.8K +1,940 +6%
JWM
355
Janiczek Wealth Management
Colorado
$478K +$223K +13,188 +72%
VHAM
356
Van Hulzen Asset Management
California
$473K +$527K +31,172 New
SIC
357
Sigma Investment Counselors
Michigan
$470K +$50.6K +2,992 +11%
BMM
358
Buffington Mohr McNeal
Idaho
$454K +$2.57K +152 +0.5%
SFSG
359
Stearns Financial Services Group
North Carolina
$453K +$4.39K +260 +0.9%
PFBT
360
Parkside Financial Bank & Trust
Missouri
$450K +$1.22K +72 +0.2%
HCM
361
Hengehold Capital Management
Ohio
$445K +$231K +13,648 +87%
N
362
Nuveen
North Carolina
$440K +$491K +29,028 New
Bank of New York Mellon
363
Bank of New York Mellon
New York
$439K -$39K -2,308 -7%
BA
364
Bristlecone Advisors
Washington
$438K
MSWMA
365
Market Street Wealth Management Advisors
Indiana
$438K +$488K +28,868 New
AIM
366
Avity Investment Management
Connecticut
$437K
TIM
367
Tortoise Investment Management
New York
$434K +$86.2K +5,104 +22%
GA
368
Gateway Advisory
New Jersey
$426K -$137K -8,116 -22%
VCP
369
Vista Capital Partners
Oregon
$424K -$61.2K -3,620 -11%
PWM
370
Perigon Wealth Management
California
$419K -$9.26K -548 -2%
NIM
371
Nicollet Investment Management
Minnesota
$414K +$28.4K +1,680 +7%
CRC
372
Curi RMB Capital
Illinois
$414K +$461K +27,304 New
PAM
373
Pegasus Asset Management
New York
$407K -$4.05K -240 -0.9%
PA
374
PFG Advisors
Arizona
$406K +$101K +6,000 +35%
BIA
375
BHK Investment Advisors
Alabama
$406K +$116K +6,860 +35%

SCHA Hedge Fund Activity: Q4 2018 in Review

559 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q4 2018, worth a combined $2.95B — down 21% from $3.72B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new SCHA positions and 59 closed out — a net gain of 55 holders — while 225 added to existing stakes and 169 trimmed.

The largest buyer was Financial Engines Advisors, adding an estimated $40.4M. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $117M.

  • 559 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q4 2018, up from 510 in Q3 2018.
  • Funds reported $2.95B of Schwab U.S Small- Cap ETF stock for Q4 2018, down 21% quarter-over-quarter.
  • 114 funds opened new Schwab U.S Small- Cap ETF positions in Q4 2018 and 59 closed out, a net change of +55 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q4 2018 was Financial Engines Advisors, an estimated $40.4M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q4 2018 was Charles Schwab Investment Advisory, an estimated $117M sold.

Based on aggregated 13F filings for Q4 2018.