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Schwab U.S Small- Cap ETF

950 hedge funds and large institutions have $10.5B invested in Schwab U.S Small- Cap ETF in 2021 Q4 according to their latest regulatory filings, with 174 funds opening new positions, 416 increasing their positions, 237 reducing their positions, and 44 closing their positions.

New
Increased
Maintained
Reduced
Closed

295% more first-time investments, than exits

New positions opened: 174 | Existing positions closed: 44

157% more call options, than puts

Call options by funds: $3.82M | Put options by funds: $1.49M

76% more repeat investments, than reductions

Existing positions increased: 416 | Existing positions reduced: 237

14% more funds holding

Funds holding: 837950 (+113)

8% more funds holding in top 10

Funds holding in top 10: 7480 (+6)

1.85% more ownership

Funds ownership: 243.68%245.53% (+1.9%)

5% more capital invested

Capital invested by funds: $10B → $10.5B (+$466M)

Holders
950
Holders Change
+113
Holders Change %
+13.5%
% of All Funds
14.62%
Holding in Top 10
80
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+8.11%
% of All Funds
1.23%
New
174
Increased
416
Reduced
237
Closed
44
Calls
$3.82M
Puts
$1.49M
Net Calls
+$2.33M
Net Calls Change
+$1.31M
Name Holding Trade Value Shares
Change
Change in
Stake
ML
326
McAdam LLC
Pennsylvania
$2M +$30K +1,160 +2%
PA
327
Parallel Advisors
California
$2M +$277K +10,688 +16%
BAM
328
Belpointe Asset Management
Nevada
$2M -$9.63K -372 -0.5%
CNFG
329
Creegan & Nassoura Financial Group
New Hampshire
$1.99M -$10.3K -400 -0.5%
CFS
330
CRA Financial Services
New Jersey
$1.98M +$114K +4,408 +6%
Prudential Financial
331
Prudential Financial
New Jersey
$1.98M +$1.45M +56,016 +332%
AWE
332
Avidian Wealth Enterprises
Texas
$1.97M +$1.99M +76,984 New
LHEI
333
Leo H. Evart Inc
California
$1.97M +$1.99M +76,860 New
AWA
334
Arete Wealth Advisors
Illinois
$1.95M -$296K -11,428 -13%
VCM
335
Vivaldi Capital Management
Illinois
$1.94M +$52.5K +2,028 +3%
Lido Advisors
336
Lido Advisors
California
$1.86M +$54.6K +2,112 +3%
MCM
337
Mainstay Capital Management
Michigan
$1.85M -$1.88M -72,776 -50%
SWM
338
Spire Wealth Management
Virginia
$1.81M -$3K -116 -0.2%
BAM
339
Berkshire Asset Management
Pennsylvania
$1.81M +$33.4K +1,292 +2%
AAS
340
Avantax Advisory Services
Texas
$1.81M +$1.06M +41,088 +139%
JPG
341
Jordan Park Group
California
$1.81M +$1.39M +53,556 +315%
PWA
342
Pillar Wealth Advisors
Pennsylvania
$1.81M +$1.83M +70,548 New
AWM
343
Avior Wealth Management
Nebraska
$1.8M -$68K -2,628 -4%
BAM
344
Baldrige Asset Management
Pennsylvania
$1.79M -$4.35K -168 -0.2%
Rockefeller Capital Management
345
Rockefeller Capital Management
New York
$1.78M +$685K +26,492 +61%
CPIG
346
Chicago Partners Investment Group
Illinois
$1.75M +$663K +25,632 +52%
BCM
347
Brookstone Capital Management
Illinois
$1.71M +$330K +12,768 +23%
MS
348
Madden Securities
Texas
$1.71M +$41.4K +1,600 +2%
CMBA
349
C.M. Bidwell & Associates
Hawaii
$1.7M -$13.5K -520 -0.8%
BP
350
BCK Partners
New York
$1.7M -$36.2K -1,400 -2%

SCHA Hedge Fund Activity: Q4 2021 in Review

950 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q4 2021, worth a combined $10.5B — up 4.7% from $10B a quarter earlier.

Buyers outnumbered sellers: 174 funds opened new SCHA positions and 44 closed out — a net gain of 130 holders — while 416 added to existing stakes and 237 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $175M. The largest seller was Bank of America, cutting an estimated $186M.

  • 950 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q4 2021, up from 837 in Q3 2021.
  • Funds reported $10.5B of Schwab U.S Small- Cap ETF stock for Q4 2021, up 4.7% quarter-over-quarter.
  • 174 funds opened new Schwab U.S Small- Cap ETF positions in Q4 2021 and 44 closed out, a net change of +130 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q4 2021 was Charles Schwab Investment Advisory, an estimated $175M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q4 2021 was Bank of America, an estimated $186M sold.

Based on aggregated 13F filings for Q4 2021.