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Schwab U.S Small- Cap ETF

837 hedge funds and large institutions have $10B invested in Schwab U.S Small- Cap ETF in 2021 Q3 according to their latest regulatory filings, with 59 funds opening new positions, 373 increasing their positions, 268 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more call options, than puts

Call options by funds: $3.37M | Put options by funds: $2.34M

39% more repeat investments, than reductions

Existing positions increased: 373 | Existing positions reduced: 268

23% more first-time investments, than exits

New positions opened: 59 | Existing positions closed: 48

3% more funds holding in top 10

Funds holding in top 10: 7274 (+2)

0% less funds holding

Funds holding: 838837 (-1)

0% less capital invested

Capital invested by funds: $10.1B → $10B (-$50M)

1.12% less ownership

Funds ownership: 244.8%243.68% (-1.1%)

Holders
837
Holders Change
-1
Holders Change %
-0.12%
% of All Funds
14.65%
Holding in Top 10
74
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+2.78%
% of All Funds
1.3%
New
59
Increased
373
Reduced
268
Closed
48
Calls
$3.37M
Puts
$2.34M
Net Calls
+$1.03M
Net Calls Change
-$1.69M
Name Holding Trade Value Shares
Change
Change in
Stake
MS
326
Madden Securities
Texas
$1.63M +$37.3K +1,468 +2%
PAM
327
Palisade Asset Management
Minnesota
$1.62M
NB
328
NBT Bank
New York
$1.62M -$35K -1,380 -2%
MCM
329
Mengis Capital Management
Oregon
$1.61M +$23.4K +920 +1%
WCM
330
Wisconsin Capital Management
Wisconsin
$1.6M
NIM
331
Nicollet Investment Management
Minnesota
$1.58M -$8.73K -344 -0.5%
IA
332
IFP Advisors
Florida
$1.58M +$150K +5,916 +10%
GWM
333
Greenhouse Wealth Management
Connecticut
$1.58M +$24.9K +980 +2%
PFC
334
Phocas Financial Corp
California
$1.58M +$13.1K +516 +0.8%
HA
335
Harborview Advisors
Maine
$1.57M
FCM
336
Fortis Capital Management
Washington
$1.54M +$622K +24,508 +66%
PFM
337
Phillips Financial Management
Indiana
$1.53M +$127K +5,020 +9%
FBB
338
Fulton Breakefield Broenniman
Maryland
$1.51M -$9.65K -380 -0.6%
CI
339
Cordant Inc
Oregon
$1.51M +$186K +7,332 +14%
PGFC
340
Peapack-Gladstone Financial Corp
New Jersey
$1.48M +$5.38K +212 +0.4%
CFIA
341
Cantor Fitzgerald Investment Advisors
New York
$1.48M -$98.5K -3,880 -6%
WPA
342
West Paces Advisors
Georgia
$1.46M
SFG
343
SNS Financial Group
Minnesota
$1.46M -$166K -6,528 -10%
Cerity Partners
344
Cerity Partners
New York
$1.45M +$139K +5,460 +10%
CWM
345
Cedar Wealth Management
California
$1.43M +$23.3K +916 +2%
SWP
346
Stratos Wealth Partners
Ohio
$1.43M +$1.17M +45,992 +417%
OC
347
Oarsman Capital
Wisconsin
$1.42M +$10.2K +400 +0.7%
BCM
348
Brookstone Capital Management
Illinois
$1.42M -$21.4K -844 -1%
PFGIA
349
Patriot Financial Group Insurance Agency
Massachusetts
$1.42M +$77.4K +3,048 +6%
CC
350
Copperleaf Capital
North Carolina
$1.41M +$522K +20,556 +57%

SCHA Hedge Fund Activity: Q3 2021 in Review

837 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2021, worth a combined $10B — down 0.5% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 59 funds opened new SCHA positions and 48 closed out — a net gain of 11 holders — while 373 added to existing stakes and 268 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $142M. The largest seller was Financial Management Professionals, cutting an estimated $29.4M.

  • 837 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2021, down from 838 in Q2 2021.
  • Funds reported $10B of Schwab U.S Small- Cap ETF stock for Q3 2021, down 0.5% quarter-over-quarter.
  • 59 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2021 and 48 closed out, a net change of +11 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2021 was Charles Schwab Investment Advisory, an estimated $142M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2021 was Financial Management Professionals, an estimated $29.4M sold.

Based on aggregated 13F filings for Q3 2021.