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Schwab U.S Small- Cap ETF
SCHA

Overview Fund Activity

360 hedge funds and large institutions have $2.25B invested in Schwab U.S Small- Cap ETF in 2017 Q3 according to their latest regulatory filings, with 40 funds opening new positions, 184 increasing their positions, 98 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
360
Holders Change
+28
Holders Change %
+8.43%
% of All Funds
8.99%
Holding in Top 10
41
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+17.14%
% of All Funds
1.02%
New
40
Increased
184
Reduced
98
Closed
11
Calls
$870K
Puts
$647K
Net Calls
+$223K
Net Calls Change
-$422K

Top Buyers

1
CSIA
1
Charles Schwab Investment Advisory
California
$948M
2
SEI Investments
2
SEI Investments
Pennsylvania
$187M
3
TAT
3
TD Ameritrade Trust
Colorado
$29.6M
4
QAM
4
QCI Asset Management
New York
$17.8M
5
PCA
5
Personal Capital Advisors
California
$80.2M

Top Sellers

1
FMP
1
Financial Management Professionals
Texas
$78K
2
PFG
2
Piershale Financial Group
Illinois
$0
3
Jane Street
3
Jane Street
New York
$2.46M
4
AA
4
Apriem Advisors
California
$369K
5
Creative Planning
5
Creative Planning
Kansas
$3.76M
Name Holding Trade Value Shares
Change 		Shares
Change %
BF
326
BOK Financial
Oklahoma
$38K +$38K +2,264 New
PO
327
Private Ocean
California
$36K +$68 +4 +0.2%
BCM
328
Blume Capital Management
California
$34K +$67 +4 +0.2%
RCG
329
Ruggie Capital Group
Florida
$34K +$134 +8 +0.4%
GWM
330
Geneos Wealth Management
Colorado
$30K +$17.4K +1,060 +139%
PFBT
331
Parkside Financial Bank & Trust
Missouri
$24K -$10.9K -660 -31%
Citigroup
332
Citigroup
New York
$23K +$7.78K +460 +51%
KTC
333
Kistler-Tiffany Companies
Pennsylvania
$21K – – –
CCM
334
Covington Capital Management
California
$21K +$21K +1,272 New
WTC
335
WhitTier Trust Company
Nevada
$20K – – –
VFA
336
Valeo Financial Advisors
Indiana
$18K +$18K +1,048 New
PMFA
337
Plante Moran Financial Advisors
Michigan
$15K – – –
Simplex Trading
338
Simplex Trading
Illinois
$14K +$10.4K +628 +285%
WA
339
Winfield Associates
Ohio
$13K – – –
TSW
340
Thompson Siegel & Walmsley
Virginia
$13K – – –
SPIA
341
Steward Partners Investment Advisory
New York
$13K +$7.22K +440 +125%
BFEC
342
Benjamin F. Edwards & Company
Missouri
$13K +$13K +756 New
MWM
343
MinichMacGregor Wealth Management
New York
$12K – – –
HI
344
Hudock Inc
Pennsylvania
$12K +$12K +760 New
TCM
345
TD Capital Management
Tennessee
$11K – – –
BWM
346
Baystate Wealth Management
Massachusetts
$10K – – –
PFGIA
347
Patriot Financial Group Insurance Agency
Massachusetts
$10K – – –
VIA
348
Vantage Investment Advisors
Pennsylvania
$9K – – –
MSFP
349
Mark Sheptoff Financial Planning
Connecticut
$9K +$9K +556 New
HCM
350
Horrell Capital Management
Arkansas
$6K -$2.18K -128 -27%
11 12 13
14
15