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Schwab U.S Small- Cap ETF

837 hedge funds and large institutions have $10B invested in Schwab U.S Small- Cap ETF in 2021 Q3 according to their latest regulatory filings, with 59 funds opening new positions, 373 increasing their positions, 268 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more call options, than puts

Call options by funds: $3.37M | Put options by funds: $2.34M

39% more repeat investments, than reductions

Existing positions increased: 373 | Existing positions reduced: 268

23% more first-time investments, than exits

New positions opened: 59 | Existing positions closed: 48

3% more funds holding in top 10

Funds holding in top 10: 7274 (+2)

0% less funds holding

Funds holding: 838837 (-1)

0% less capital invested

Capital invested by funds: $10.1B → $10B (-$50M)

1.12% less ownership

Funds ownership: 244.8%243.68% (-1.1%)

Holders
837
Holders Change
-1
Holders Change %
-0.12%
% of All Funds
14.65%
Holding in Top 10
74
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+2.78%
% of All Funds
1.3%
New
59
Increased
373
Reduced
268
Closed
48
Calls
$3.37M
Puts
$2.34M
Net Calls
+$1.03M
Net Calls Change
-$1.69M
Name Holding Trade Value Shares
Change
Change in
Stake
MG
276
Mather Group
Illinois
$2.32M -$118K -4,632 -5%
BP
277
Broadleaf Partners
Ohio
$2.32M +$31.3K +1,232 +1%
FIA
278
Foundations Investment Advisors
Arizona
$2.28M -$1.63K -64 -0.1%
ISG
279
Investment Security Group
Colorado
$2.25M -$51.5K -2,028 -2%
B
280
Bailard
California
$2.21M -$26.1K -1,028 -1%
SPAS
281
Spectrum Planning & Advisory Services
California
$2.19M +$29.3K +1,152 +1%
NAG
282
Northstar Advisory Group
New Jersey
$2.19M +$2.23M +87,708 New
CK
283
Cohen Klingenstein
New York
$2.19M -$963K -37,920 -30%
AWA
284
Arete Wealth Advisors
Illinois
$2.18M -$27.1K -1,068 -1%
TSWM
285
Triangle Securities Wealth Management
North Carolina
$2.16M +$58.5K +2,304 +3%
CIP
286
Capital Insight Partners
Arizona
$2.15M +$193K +7,608 +10%
SDWMA
287
Schneider Downs Wealth Management Advisors
Pennsylvania
$2.12M -$20.7K -816 -1%
AIA
288
Armor Investment Advisors
North Carolina
$2.1M -$85.4K -3,364 -4%
FVWA
289
Foster Victor Wealth Advisors
South Carolina
$2.09M -$1.76M -69,360 -45%
Renaissance Technologies
290
Renaissance Technologies
New York
$2.07M -$549K -21,600 -21%
T
291
TNF
Montana
$2.06M +$2.07M +81,708 New
TIM
292
Tortoise Investment Management
New York
$2.04M +$176K +6,920 +9%
FC
293
FCA Corp
Texas
$2.03M -$25.5K -1,004 -1%
ISWM
294
Independent Solutions Wealth Management
New York
$2.01M +$3.56K +140 +0.2%
MA
295
Mutual Advisors
Nebraska
$2M -$205K -8,080 -9%
LBC
296
Lowe Brockenbrough & Co
Virginia
$2M +$2.03M +79,756 New
CF
297
Centaurus Financial
California
$1.99M -$12.7K -500 -0.6%
HA
298
HC Advisors
Georgia
$1.98M +$108K +4,240 +6%
AIA
299
Arcadia Investment Advisors
Idaho
$1.98M -$379K -14,932 -16%
DSC
300
Duncker Streett & Co
Missouri
$1.97M +$1.83K +72 +0.1%

SCHA Hedge Fund Activity: Q3 2021 in Review

837 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2021, worth a combined $10B — down 0.5% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 59 funds opened new SCHA positions and 48 closed out — a net gain of 11 holders — while 373 added to existing stakes and 268 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $142M. The largest seller was Financial Management Professionals, cutting an estimated $29.4M.

  • 837 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2021, down from 838 in Q2 2021.
  • Funds reported $10B of Schwab U.S Small- Cap ETF stock for Q3 2021, down 0.5% quarter-over-quarter.
  • 59 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2021 and 48 closed out, a net change of +11 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2021 was Charles Schwab Investment Advisory, an estimated $142M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2021 was Financial Management Professionals, an estimated $29.4M sold.

Based on aggregated 13F filings for Q3 2021.