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Schwab U.S Small- Cap ETF

1,055 hedge funds and large institutions have $9.59B invested in Schwab U.S Small- Cap ETF in 2023 Q4 according to their latest regulatory filings, with 170 funds opening new positions, 406 increasing their positions, 360 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

262% more first-time investments, than exits

New positions opened: 170 | Existing positions closed: 47

41% more call options, than puts

Call options by funds: $2.3M | Put options by funds: $1.63M

18% more funds holding in top 10

Funds holding in top 10: 6071 (+11)

18% more capital invested

Capital invested by funds: $8.11B → $9.59B (+$1.47B)

13% more repeat investments, than reductions

Existing positions increased: 406 | Existing positions reduced: 360

12% more funds holding

Funds holding: 9411,055 (+114)

11.14% more ownership

Funds ownership: 119.27%130.41% (+11%)

Holders
1,055
Holders Change
+114
Holders Change %
+12.11%
% of All Funds
15.38%
Holding in Top 10
71
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+18.33%
% of All Funds
1.04%
New
170
Increased
406
Reduced
360
Closed
47
Calls
$2.3M
Puts
$1.63M
Net Calls
+$672K
Net Calls Change
-$1.11M
Name Holding Trade Value Shares
Change
Change in
Stake
CNFG
251
Creegan & Nassoura Financial Group
New Hampshire
$3.15M -$4.21K -200 -0.1%
WA
252
Wealth Architects
California
$3.15M -$8.18K -388 -0.3%
AWM
253
Adams Wealth Management
Utah
$3.08M +$2.75M +130,330 New
CHA
254
Carmichael Hill & Associates
Maryland
$3.08M +$195K +9,230 +8%
OF
255
Outfitter Financial
Maine
$3.07M +$16.4K +780 +0.6%
CIP
256
Capital Insight Partners
Arizona
$3.05M +$8.56K +406 +0.3%
AI
257
Atria Investments
North Carolina
$3.02M +$513K +24,362 +24%
SM
258
Sensible Money
Arizona
$3.01M -$5.27K -250 -0.2%
Fidelity Investments
259
Fidelity Investments
Massachusetts
$3.01M +$456K +21,634 +20%
AIM
260
Anchor Investment Management
South Carolina
$3.01M +$39.3K +1,866 +1%
BCM
261
Barden Capital Management
Texas
$2.98M +$226K +10,728 +8%
HG
262
Harbor Group
New Hampshire
$2.98M +$169K +7,996 +7%
LFG
263
Larson Financial Group
Missouri
$2.97M +$278K +13,204 +12%
Cetera Investment Advisers
264
Cetera Investment Advisers
Illinois
$2.97M -$37.6K -1,784 -1%
LCM
265
Leisure Capital Management
California
$2.96M +$296K +14,040 +13%
WCM
266
Winthrop Capital Management
Indiana
$2.96M +$2.64M +125,260 New
PFA
267
Petra Financial Advisors
Colorado
$2.94M -$5.06K -240 -0.2%
Comerica Bank
268
Comerica Bank
Texas
$2.91M +$593K +28,156 +30%
PA
269
Pinnacle Associates
New York
$2.9M +$19K +900 +0.7%
EE
270
EWG Elevate
California
$2.87M -$180K -8,536 -7%
RSWM
271
Robertson Stephens Wealth Management
California
$2.84M +$2.53M +120,186 New
Janney Montgomery Scott
272
Janney Montgomery Scott
Pennsylvania
$2.84M -$91.6K -4,348 -3%
RWA
273
Roberts Wealth Advisors
California
$2.83M -$33.8K -1,602 -4%
VCM
274
Vision Capital Management
Oregon
$2.79M -$22.4K -1,064 -0.9%
EW
275
Element Wealth
Mississippi
$2.75M -$30.2K -1,434 -1%

SCHA Hedge Fund Activity: Q4 2023 in Review

1,055 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q4 2023, worth a combined $9.59B — up 18% from $8.11B a quarter earlier.

Buyers outnumbered sellers: 170 funds opened new SCHA positions and 47 closed out — a net gain of 123 holders — while 406 added to existing stakes and 360 trimmed.

The largest buyer was Cerity Partners, adding an estimated $624M. The largest seller was Strategic Investment Solutions, cutting an estimated $41.1M.

  • 1,055 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q4 2023, up from 941 in Q3 2023.
  • Funds reported $9.59B of Schwab U.S Small- Cap ETF stock for Q4 2023, up 18% quarter-over-quarter.
  • 170 funds opened new Schwab U.S Small- Cap ETF positions in Q4 2023 and 47 closed out, a net change of +123 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q4 2023 was Cerity Partners, an estimated $624M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q4 2023 was Strategic Investment Solutions, an estimated $41.1M sold.

Based on aggregated 13F filings for Q4 2023.