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Schwab U.S Small- Cap ETF

941 hedge funds and large institutions have $8.11B invested in Schwab U.S Small- Cap ETF in 2023 Q3 according to their latest regulatory filings, with 57 funds opening new positions, 398 increasing their positions, 345 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

597% more call options, than puts

Call options by funds: $2.08M | Put options by funds: $298K

15% more repeat investments, than reductions

Existing positions increased: 398 | Existing positions reduced: 345

0.74% more ownership

Funds ownership: 118.54%119.27% (+0.74%)

4% less capital invested

Capital invested by funds: $8.45B → $8.11B (-$339M)

7% less first-time investments, than exits

New positions opened: 57 | Existing positions closed: 61

2% less funds holding

Funds holding: 957941 (-16)

8% less funds holding in top 10

Funds holding in top 10: 6560 (-5)

Holders
941
Holders Change
-16
Holders Change %
-1.67%
% of All Funds
14.93%
Holding in Top 10
60
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-7.69%
% of All Funds
0.95%
New
57
Increased
398
Reduced
345
Closed
61
Calls
$2.08M
Puts
$298K
Net Calls
+$1.78M
Net Calls Change
-$747K
Name Holding Trade Value Shares
Change
Change in
Stake
LCM
251
Leisure Capital Management
California
$2.31M +$13.9K +634 +0.6%
CFG
252
Citizens Financial Group
Rhode Island
$2.3M -$67.9K -3,094 -3%
NB
253
NBT Bank
New York
$2.29M +$148K +6,742 +6%
PFT
254
Providence First Trust
Arizona
$2.29M
SWM
255
SeaCrest Wealth Management
New York
$2.25M +$7.46K +340 +0.3%
BC
256
Bartlett & Co
Ohio
$2.23M
BCWM
257
Bartlett & Co Wealth Management
Ohio
$2.23M
GAM
258
Garrison Asset Management
Arkansas
$2.23M +$9.35K +426 +0.4%
RWP
259
Revolve Wealth Partners
New Jersey
$2.23M -$634K -28,874 -21%
AOWM
260
Alpha Omega Wealth Management
Virginia
$2.22M +$37K +1,686 +2%
EFG
261
Everhart Financial Group
Ohio
$2.22M -$176K -8,018 -7%
HSA
262
HBK Sorce Advisory
Pennsylvania
$2.21M -$6.14K -280 -0.3%
SIA
263
Sage Investment Advisers
New York
$2.21M +$129K +5,898 +6%
Fidelity Investments
264
Fidelity Investments
Massachusetts
$2.19M +$422K +19,238 +22%
ML
265
McAdam LLC
Pennsylvania
$2.18M +$21.6K +984 +0.9%
CCWA
266
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$2.17M -$385K -17,542 -14%
CFGSD
267
Compass Financial Group (South Dakota)
South Dakota
$2.17M +$281K +12,806 +14%
AWM
268
Apollon Wealth Management
South Carolina
$2.16M -$278K -12,652 -11%
NCM
269
Next Capital Management
New York
$2.16M -$37.7K -1,716 -2%
PFM
270
Phillips Financial Management
Indiana
$2.15M +$144K +6,584 +7%
AI
271
Atria Investments
North Carolina
$2.15M +$2.27M +103,608 New
NFG
272
Northeast Financial Group
Pennsylvania
$2.14M -$115K -5,262 -5%
EWA
273
EP Wealth Advisors
California
$2.12M +$1.55M +70,438 +221%
GG
274
Gleason Group
Kentucky
$2.1M +$258K +11,746 +13%
IRC
275
Investors Research Corp
Georgia
$2.09M -$110K -5,014 -5%

SCHA Hedge Fund Activity: Q3 2023 in Review

941 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2023, worth a combined $8.11B — down 4% from $8.45B a quarter earlier.

Sellers outnumbered buyers: 61 funds closed out of SCHA and 57 opened new positions — a net loss of 4 holders — while 345 trimmed existing stakes and 398 added.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $66.1M. The largest seller was Empower Advisory Group, cutting an estimated $41.3M.

  • 941 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2023, down from 957 in Q2 2023.
  • Funds reported $8.11B of Schwab U.S Small- Cap ETF stock for Q3 2023, down 4% quarter-over-quarter.
  • 57 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2023 and 61 closed out, a net change of -4 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2023 was Charles Schwab Investment Advisory, an estimated $66.1M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2023 was Empower Advisory Group, an estimated $41.3M sold.

Based on aggregated 13F filings for Q3 2023.