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Schwab U.S Small- Cap ETF

559 hedge funds and large institutions have $2.95B invested in Schwab U.S Small- Cap ETF in 2018 Q4 according to their latest regulatory filings, with 114 funds opening new positions, 225 increasing their positions, 169 reducing their positions, and 59 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 59

50% more call options, than puts

Call options by funds: $473K | Put options by funds: $316K

33% more repeat investments, than reductions

Existing positions increased: 225 | Existing positions reduced: 169

10% more funds holding

Funds holding: 510559 (+49)

6.54% more ownership

Funds ownership: 170.79%177.34% (+6.5%)

3% less funds holding in top 10

Funds holding in top 10: 5856 (-2)

21% less capital invested

Capital invested by funds: $3.72B → $2.95B (-$772M)

Holders
559
Holders Change
+49
Holders Change %
+9.61%
% of All Funds
12.46%
Holding in Top 10
56
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.45%
% of All Funds
1.25%
New
114
Increased
225
Reduced
169
Closed
59
Calls
$473K
Puts
$316K
Net Calls
+$157K
Net Calls Change
+$111K
Name Holding Trade Value Shares
Change
Change in
Stake
WAM
251
Wakefield Asset Management
Colorado
$1.03M +$118K +6,984 +11%
VAS
252
Valicenti Advisory Services
New York
$1.03M +$308K +18,208 +37%
BFPW
253
BOK Financial Private Wealth
Colorado
$1.01M +$206K +12,204 +22%
LA
254
LVW Advisors
New York
$1.01M +$1.12M +66,392 New
GCA
255
Genesee Capital Advisors
New York
$1M +$1.12M +66,104 New
JMPWA
256
JP Morgan Private Wealth Advisors
California
$994K -$170K -10,072 -13%
AWA
257
Acorn Wealth Advisors
Michigan
$994K -$138K -8,188 -12%
LWMT
258
Legacy Wealth Management (Tennessee)
Tennessee
$989K -$1.07M -63,076 -49%
PWMAG
259
Pinnacle Wealth Management Advisory Group
New Jersey
$970K -$4.53K -268 -0.4%
SC
260
Savant Capital
Illinois
$967K +$21.9K +1,296 +2%
CAN
261
Cetera Advisor Networks
California
$965K -$1.55K -92 -0.1%
JHCP
262
Jackson Hole Capital Partners
Oklahoma
$965K +$1.07M +63,600 New
WI
263
Wintrust Investments
Illinois
$958K -$255K -15,088 -19%
SGAM
264
Steinberg Global Asset Management
Florida
$958K +$14.8K +876 +1%
AIM
265
Aspen Investment Management
Michigan
$952K +$259K +15,312 +32%
PAM
266
Palisade Asset Management
Minnesota
$940K
BIA
267
Bigelow Investment Advisors
Maine
$939K +$5.41K +320 +0.5%
WPA
268
West Paces Advisors
Georgia
$936K +$462K +27,344 +80%
LFA
269
Landmark Financial Advisors
Kentucky
$935K +$16.1K +952 +2%
YWP
270
YorkBridge Wealth Partners
New York
$932K +$72.7K +4,300 +8%
WF
271
WealthTrust Fairport
Ohio
$931K +$520K +30,780 +101%
HA
272
Harborview Advisors
Maine
$930K +$29.9K +1,772 +3%
HI
273
Hudock Inc
Pennsylvania
$914K -$53.9K -3,192 -5%
CWM
274
Centric Wealth Management
Illinois
$908K +$1.01M +59,876 New
BPWA
275
Beacon Pointe Wealth Advisors
California
$899K +$1.01M +59,548 New

SCHA Hedge Fund Activity: Q4 2018 in Review

559 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q4 2018, worth a combined $2.95B — down 21% from $3.72B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new SCHA positions and 59 closed out — a net gain of 55 holders — while 225 added to existing stakes and 169 trimmed.

The largest buyer was Financial Engines Advisors, adding an estimated $40.4M. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $117M.

  • 559 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q4 2018, up from 510 in Q3 2018.
  • Funds reported $2.95B of Schwab U.S Small- Cap ETF stock for Q4 2018, down 21% quarter-over-quarter.
  • 114 funds opened new Schwab U.S Small- Cap ETF positions in Q4 2018 and 59 closed out, a net change of +55 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q4 2018 was Financial Engines Advisors, an estimated $40.4M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q4 2018 was Charles Schwab Investment Advisory, an estimated $117M sold.

Based on aggregated 13F filings for Q4 2018.