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Schwab U.S Small- Cap ETF
SCHA

941 hedge funds and large institutions have $9.12B invested in Schwab U.S Small- Cap ETF in 2022 Q4 according to their latest regulatory filings, with 143 funds opening new positions, 382 increasing their positions, 317 reducing their positions, and 49 closing their positions.

New
Increased
Maintained
Reduced
Closed

589% more call options, than puts

Call options by funds: $1.84M | Put options by funds: $267K

192% more first-time investments, than exits

New positions opened: 143 | Existing positions closed: 49

26% more capital invested

Capital invested by funds: $7.24B → $9.12B (+$1.88B)

21% more repeat investments, than reductions

Existing positions increased: 382 | Existing positions reduced: 317

9% more funds holding

Funds holding: 867 → 941 (+74)

5.19% more ownership

Funds ownership: 114.68% → 119.87% (+5.2%)

0% more funds holding in top 10

Funds holding in top 10: 70 → 70 (0)

Holders
941
Holders Change
+74
Holders Change %
+8.54%
% of All Funds
15.13%
Holding in Top 10
70
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
1.13%
New
143
Increased
382
Reduced
317
Closed
49
Calls
$1.84M
Puts
$267K
Net Calls
+$1.57M
Net Calls Change
+$159K

Top Buyers

Rank Fund Capital Flow
1
Goldman Sachs
Goldman Sachs
New York
+$93.2M
2
TCM
Tradewinds Capital Management
Washington
+$27.4M
3
CSIA
Charles Schwab Investment Advisory
California
+$24.9M
4
PCA
Personal Capital Advisors
California
+$20.7M
5
Ameriprise
Ameriprise
Minnesota
+$17.2M

Top Sellers

Rank Fund Capital Flow
1
UBS AM
UBS AM
Illinois
-$88.7M
2
SEI Investments
SEI Investments
Pennsylvania
-$11.4M
3
JFGLC
Johnson Financial Group LLC (Colorado)
Colorado
-$8.87M
4
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services
Minnesota
-$8.81M
5
Thrivent Financial for Lutherans
Thrivent Financial for Lutherans
Minnesota
-$7.72M
Name Holding Trade Value Shares
Change 		Change in
Stake
LPAM
226
Lodestar Private Asset Management
California
$2.95M +$2.98M +145,464 New
IAIM
227
International Assets Investment Management
Florida
$2.94M +$2.12M +103,422 New
TIM
228
Tortoise Investment Management
New York
$2.93M +$258K +12,610 +10%
LWAC
229
Laurel Wealth Advisors (California)
California
$2.92M -$1.39M -67,712 -32%
Cetera Investment Advisers
230
Cetera Investment Advisers
Illinois
$2.91M +$498K +24,280 +20%
WA
231
Wealth Architects
California
$2.9M +$7.95K +388 +0.3%
GPFA
232
Game Plan Financial Advisors
Ohio
$2.8M -$2.91K -142 -0.1%
AWM
233
Adams Wealth Management
Utah
$2.79M -$513K -25,048 -15%
PAG
234
Powers Advisory Group
Illinois
$2.77M -$8.28K -404 -0.3%
CNFG
235
Creegan & Nassoura Financial Group
New Hampshire
$2.73M +$4.1K +200 +0.1%
CCM
236
Coldstream Capital Management
Washington
$2.73M +$2.76M +134,720 New
SM
237
Sensible Money
Arizona
$2.71M +$2.74M +133,900 New
MFT
238
Moisand Fitzgerald Tamayo
Florida
$2.71M -$1.04M -50,676 -27%
VCM
239
Vision Capital Management
Oregon
$2.7M -$20.6K -1,006 -0.7%
WMWM
240
Whitaker-Myers Wealth Managers
Ohio
$2.68M +$2.71M +132,302 New
SFG
241
Sunburst Financial Group
Alabama
$2.68M +$1.25M +60,956 +86%
PFA
242
Petra Financial Advisors
Colorado
$2.67M +$2.7M +131,736 New
CAAM
243
Cornerstone Advisors Asset Management
Pennsylvania
$2.64M +$1.81M +88,532 +212%
OF
244
Outfitter Financial
Maine
$2.61M -$13.9K -678 -0.5%
PWM
245
Perigon Wealth Management
California
$2.6M +$37K +1,806 +1%
SWM
246
Southern Wealth Management
Texas
$2.58M -$260K -12,666 -9%
NB
247
NBT Bank
New York
$2.58M -$957K -46,688 -27%
CAG
248
Compass Advisory Group
New York
$2.57M -$1.9M -92,750 -44%
EFG
249
Everhart Financial Group
Ohio
$2.56M -$28.3K -1,380 -1%
DFA
250
DHJJ Financial Advisors
Illinois
$2.54M -$527K -25,728 -17%
8 9
10
11 12

SCHA Hedge Fund Activity: Q4 2022 in Review

941 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q4 2022, worth a combined $9.12B — up 26% from $7.24B a quarter earlier.

Buyers outnumbered sellers: 143 funds opened new SCHA positions and 49 closed out — a net gain of 94 holders — while 382 added to existing stakes and 317 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $93.2M. The largest seller was UBS AM, exiting entirely with an estimated $88.7M sold.

  • 941 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q4 2022, up from 867 in Q3 2022.
  • Funds reported $9.12B of Schwab U.S Small- Cap ETF stock for Q4 2022, up 26% quarter-over-quarter.
  • 143 funds opened new Schwab U.S Small- Cap ETF positions in Q4 2022 and 49 closed out, a net change of +94 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q4 2022 was Goldman Sachs, an estimated $93.2M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q4 2022 was UBS AM, an estimated $88.7M sold.

Based on aggregated 13F filings for Q4 2022.