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Schwab U.S Small- Cap ETF

360 hedge funds and large institutions have $2.25B invested in Schwab U.S Small- Cap ETF in 2017 Q3 according to their latest regulatory filings, with 40 funds opening new positions, 184 increasing their positions, 98 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

264% more first-time investments, than exits

New positions opened: 40 | Existing positions closed: 11

88% more repeat investments, than reductions

Existing positions increased: 184 | Existing positions reduced: 98

34% more call options, than puts

Call options by funds: $870K | Put options by funds: $647K

17% more funds holding in top 10

Funds holding in top 10: 3541 (+6)

17% more capital invested

Capital invested by funds: $1.92B → $2.25B (+$321M)

9.35% more ownership

Funds ownership: 144.39%153.74% (+9.3%)

8% more funds holding

Funds holding: 332360 (+28)

Holders
360
Holders Change
+28
Holders Change %
+8.43%
% of All Funds
8.98%
Holding in Top 10
41
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+17.14%
% of All Funds
1.02%
New
40
Increased
184
Reduced
98
Closed
11
Calls
$870K
Puts
$647K
Net Calls
+$223K
Net Calls Change
-$422K
Name Holding Trade Value Shares
Change
Change in
Stake
VCP
226
Vista Capital Partners
Oregon
$451K -$129 -8 -0%
SG
227
Somerset Group
Minnesota
$449K +$6.43K +400 +2%
AFP
228
Ausdal Financial Partners
Iowa
$448K +$80.6K +5,016 +23%
FNBT
229
FineMark National Bank & Trust
Florida
$442K -$17.9K -1,116 -4%
CAN
230
Cetera Advisor Networks
California
$440K +$23.2K +1,444 +6%
SWM
231
Stockman Wealth Management
Montana
$436K +$417K +25,912 New
BAM
232
Barrett Asset Management
New York
$420K +$41.8K +2,600 +12%
STMM
233
South Texas Money Management
Texas
$419K +$3.73K +232 +0.9%
Stifel Financial
234
Stifel Financial
Missouri
$416K +$399K +24,808 New
SS
235
Simplicity Solutions
Minnesota
$413K +$165K +10,236 +72%
SIC
236
Sigma Investment Counselors
Michigan
$410K +$21.8K +1,356 +6%
Northern Trust
237
Northern Trust
Illinois
$403K +$42K +2,612 +12%
VCM
238
Vivaldi Capital Management
Illinois
$393K +$375K +23,348 New
FIAS
239
FinTrust Investment Advisory Services
South Carolina
$384K +$366K +22,780 New
MCM
240
Manchester Capital Management
Vermont
$381K
RPA
241
Rock Point Advisors
Vermont
$377K +$1.93K +120 +0.5%
GC
242
Garde Capital
Washington
$370K +$25.9K +1,608 +8%
AA
243
Apriem Advisors
California
$369K -$6.92M -430,484 -95%
WF
244
WealthTrust Fairport
Ohio
$356K +$18.6K +1,160 +6%
PIM
245
Penobscot Investment Management
Massachusetts
$352K +$28.8K +1,792 +9%
PCM
246
Parsons Capital Management
Rhode Island
$351K +$6.04K +376 +2%
TIA
247
Tiemann Investment Advisors
California
$347K
PFA
248
Pure Financial Advisors
California
$345K +$56.5K +3,512 +21%
Bank of New York Mellon
249
Bank of New York Mellon
New York
$337K -$52.8K -3,284 -14%
HB
250
Homrich & Berg
Georgia
$334K -$17.9K -1,116 -5%

SCHA Hedge Fund Activity: Q3 2017 in Review

360 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2017, worth a combined $2.25B — up 17% from $1.92B a quarter earlier.

Buyers outnumbered sellers: 40 funds opened new SCHA positions and 11 closed out — a net gain of 29 holders — while 184 added to existing stakes and 98 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $107M. The largest seller was Financial Management Professionals, cutting an estimated $27.3M.

  • 360 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2017, up from 332 in Q2 2017.
  • Funds reported $2.25B of Schwab U.S Small- Cap ETF stock for Q3 2017, up 17% quarter-over-quarter.
  • 40 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2017 and 11 closed out, a net change of +29 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2017 was Charles Schwab Investment Advisory, an estimated $107M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2017 was Financial Management Professionals, an estimated $27.3M sold.

Based on aggregated 13F filings for Q3 2017.