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Schwab U.S Small- Cap ETF

257 hedge funds and large institutions have $1.19B invested in Schwab U.S Small- Cap ETF in 2016 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 120 increasing their positions, 76 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

906% more call options, than puts

Call options by funds: $2.31M | Put options by funds: $230K

238% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 8

58% more repeat investments, than reductions

Existing positions increased: 120 | Existing positions reduced: 76

18% more capital invested

Capital invested by funds: $1B → $1.19B (+$184M)

8% more funds holding

Funds holding: 239257 (+18)

7% more funds holding in top 10

Funds holding in top 10: 2931 (+2)

4.25% more ownership

Funds ownership: 118.7%122.96% (+4.3%)

Holders
257
Holders Change
+18
Holders Change %
+7.53%
% of All Funds
6.86%
Holding in Top 10
31
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+6.9%
% of All Funds
0.83%
New
27
Increased
120
Reduced
76
Closed
8
Calls
$2.31M
Puts
$230K
Net Calls
+$2.08M
Net Calls Change
+$1.86M
Name Holding Trade Value Shares
Change
Change in
Stake
LCM
226
Liberty Capital Management
Michigan
$73K +$72.9K +5,140 New
WEC
227
Winslow Evans & Crocker
Massachusetts
$62.2K +$3.97K +280 +7%
TWA
228
TCI Wealth Advisors
Arizona
$61K
FIB
229
First Interstate Bank
Montana
$51K
ASN
230
Advisory Services Network
Georgia
$51K +$12.8K +900 +34%
MWM
231
MinichMacGregor Wealth Management
New York
$50K
ST
232
Smithfield Trust
Pennsylvania
$47K
ACM
233
Argentus Capital Management
Texas
$44K -$290K -20,416 -87%
PAI
234
Pittenger & Anderson Inc
Nebraska
$37K
JP Morgan Chase
235
JP Morgan Chase
New York
$33K +$28.9K +2,036 +760%
NFG
236
Next Financial Group
Texas
$29K +$28.2K +1,988 New
AP
237
Atwood & Palmer
Missouri
$26K
SIC
238
Salem Investment Counselors
North Carolina
$24.1K +$4.37K +308 +0.2%
AF
239
Allworth Financial
California
$23K +$113 +8 +0.5%
RCG
240
Ruggie Capital Group
Florida
$23K +$1.08K +76 +5%
PFBT
241
Parkside Financial Bank & Trust
Missouri
$21K
PG
242
Patten Group
Tennessee
$19.9K +$57 +4 +0.3%
KTC
243
Kistler-Tiffany Companies
Pennsylvania
$18K
WTC
244
WhitTier Trust Company
Nevada
$17K
PMFA
245
Plante Moran Financial Advisors
Michigan
$13K
EWM
246
Evercore Wealth Management
New York
$12K
WA
247
Winfield Associates
Ohio
$12K
TSW
248
Thompson Siegel & Walmsley
Virginia
$11K
TCM
249
TD Capital Management
Tennessee
$10K
VIA
250
Vantage Investment Advisors
Pennsylvania
$8K

SCHA Hedge Fund Activity: Q3 2016 in Review

257 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2016, worth a combined $1.19B — up 18% from $1B a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new SCHA positions and 8 closed out — a net gain of 19 holders — while 120 added to existing stakes and 76 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $55.6M. The largest seller was HBK Sorce Advisory, cutting an estimated $27.7M.

  • 257 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2016, up from 239 in Q2 2016.
  • Funds reported $1.19B of Schwab U.S Small- Cap ETF stock for Q3 2016, up 18% quarter-over-quarter.
  • 27 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2016 and 8 closed out, a net change of +19 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2016 was Charles Schwab Investment Advisory, an estimated $55.6M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2016 was HBK Sorce Advisory, an estimated $27.7M sold.

Based on aggregated 13F filings for Q3 2016.