RIV

RiverNorth Opportunities Fund
RIV

Overview Fund Activity

33 hedge funds and large institutions have $35M invested in RiverNorth Opportunities Fund in 2021 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 11 reducing their positions, and 0 closing their positions.

Holders
33
Holders Change
+5
Holders Change %
+17.86%
% of All Funds
0.58%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
11
Reduced
11
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$19.1M
2
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$752K
3
SIA
3
Sit Investment Associates
Minnesota
$550K
4
BFM
4
Boothbay Fund Management
New York
$510K
5
USCWA
5
U.S. Capital Wealth Advisors
Texas
$421K

Top Sellers

1
Janney Montgomery Scott
1
Janney Montgomery Scott
Pennsylvania
$1.99M
2
Bank of America
2
Bank of America
North Carolina
$424K
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$1.8M
4
Baird Financial Group
4
Baird Financial Group
Wisconsin
$1.07M
5
Stifel Financial
5
Stifel Financial
Missouri
$206K
Name Market Value Shares Shares
Change 		Shares
Change %
HighTower Advisors
26
HighTower Advisors
Illinois
$213K 12,500 +12,500 New
BMCM
27
Bryn Mawr Capital Management
Pennsylvania
$208K 12,230 – –
Stifel Financial
28
Stifel Financial
Missouri
$206K 12,099 -8,453 -41%
LIG
29
Lokken Investment Group
Delaware
$183K 10,790 – –
BFEC
30
Benjamin F. Edwards & Company
Missouri
$37K 2,185 – –
Citigroup
31
Citigroup
New York
$29K 1,712 -364 -18%
WWM
32
Wagner Wealth Management
South Carolina
$14K 844 -56 -6%
CFGS
33
Concourse Financial Group Securities
Alabama
– – – –
Fidelity Investments
34
Fidelity Investments
Massachusetts
$0 2 +1 +100%
1
2