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ALPS Strategic Income Fund
RIGS

63 hedge funds and large institutions have $103M invested in ALPS Strategic Income Fund in 2019 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 26 increasing their positions, 17 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

160% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 5

53% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 17

18% more capital invested

Capital invested by funds: $87.5M → $103M (+$15.6M)

13% more funds holding

Funds holding: 56 → 63 (+7)

5.04% more ownership

Funds ownership: 53.74% → 58.78% (+5%)

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
63
Holders Change
+7
Holders Change %
+12.5%
% of All Funds
1.24%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
13
Increased
26
Reduced
17
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Truist Financial
Truist Financial
North Carolina
+$6.26M
2
Koshinski Asset Management
Koshinski Asset Management
Illinois
+$5.09M
3
Morgan Stanley
Morgan Stanley
New York
+$3.96M
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$1.16M
5
GFPC
Global Financial Private Capital
Florida
+$1.1M

Top Sellers

Rank Fund Capital Flow
1
Jane Street
Jane Street
New York
-$2.21M
2
HFP
Holistic Financial Partners
Indiana
-$502K
3
RIG
RiverFront Investment Group
Virginia
-$406K
4
CWM
Cornerstone Wealth Management
Missouri
-$262K
5
FF
Fluent Financial
Texas
-$144K
Name Holding Trade Value Shares
Change 		Change in
Stake
Barclays
51
Barclays
United Kingdom
$174K – – –
AAM
52
Advisors Asset Management
Colorado
$141K -$67.9K -2,729 -32%
TA
53
TFG Advisers
Michigan
$82K +$83K +3,336 New
GWM
54
Geneos Wealth Management
Colorado
$49K +$49.7K +2,000 New
Citigroup
55
Citigroup
New York
$24K +$12.4K +500 +112%
EP
56
Eudaimonia Partners
Tennessee
$22K +$22.1K +888 New
Wells Fargo
57
Wells Fargo
California
$16K – – –
AF
58
Advisornet Financial
Minnesota
$12K – – –
SFA
59
Semmax Financial Advisors
North Carolina
$11K – – –
WAP
60
Wealthcare Advisory Partners
Pennsylvania
$8K +$199 +8 +2%
CMBA
61
C.M. Bidwell & Associates
Hawaii
$6K – – –
VFA
62
Valeo Financial Advisors
Indiana
$6K – – –
SWM
63
Sugarloaf Wealth Management
Georgia
$5K +$5.25K +211 New
HFP
64
Holistic Financial Partners
Indiana
– -$502K -20,193 Closed
FAAS
65
First Allied Advisory Services
California
– -$100K -4,022 Closed
SIM
66
Sonora Investment Management
Arizona
– -$7K -300 Closed
BHWM
67
Bay Harbor Wealth Management
Maryland
– -$6K -260 Closed
FHA
68
Flagship Harbor Advisors
Massachusetts
– -$3K -133 Closed
1 2
3

RIGS Hedge Fund Activity: Q4 2019 in Review

63 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in ALPS Strategic Income Fund (RIGS) for Q4 2019, worth a combined $103M — up 18% from $87.5M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new RIGS positions and 5 closed out — a net gain of 8 holders — while 26 added to existing stakes and 17 trimmed.

The largest buyer was Truist Financial, opening a new position worth an estimated $6.26M. The largest seller was Jane Street, cutting an estimated $2.21M.

  • 63 institutional investors held ALPS Strategic Income Fund (RIGS) as of Q4 2019, up from 56 in Q3 2019.
  • Funds reported $103M of ALPS Strategic Income Fund stock for Q4 2019, up 18% quarter-over-quarter.
  • 13 funds opened new ALPS Strategic Income Fund positions in Q4 2019 and 5 closed out, a net change of +8 holders.
  • The largest ALPS Strategic Income Fund buyer in Q4 2019 was Truist Financial, an estimated $6.26M added.
  • The largest ALPS Strategic Income Fund seller in Q4 2019 was Jane Street, an estimated $2.21M sold.

Based on aggregated 13F filings for Q4 2019.