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ALPS Strategic Income Fund
RIGS

44 hedge funds and large institutions have $47.7M invested in ALPS Strategic Income Fund in 2020 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 14 increasing their positions, 20 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding

Funds holding: 44 → 44 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

12.37% less ownership

Funds ownership: 52.44% → 40.07% (-12%)

23% less capital invested

Capital invested by funds: $61.6M → $47.7M (-$13.9M)

30% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 20

Holders
44
Holders Change
–
Holders Change %
0%
% of All Funds
0.78%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
14
Reduced
20
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$674K
2
PFS
Prospera Financial Services
Texas
+$175K
3
AFP
Ausdal Financial Partners
Iowa
+$134K
4
NFG
Next Financial Group
Texas
+$94K
5
UBS Group
UBS Group
Switzerland
+$92K

Top Sellers

Rank Fund Capital Flow
1
Jane Street
Jane Street
New York
-$5.27M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$4.4M
3
FF
Fluent Financial
Texas
-$3.35M
4
SIA
Strategic Investment Advisors
Michigan
-$2.21M
5
Stifel Financial
Stifel Financial
Missouri
-$1.85M
Name Holding Trade Value Shares
Change 		Change in
Stake
WGCA
26
Wolf Group Capital Advisors
Virginia
$455K +$59.6K +2,410 +15%
T
27
TRUADVICE
Florida
$412K -$36.2K -1,463 -8%
SWP
28
Stratos Wealth Partners
Ohio
$405K -$327K -13,236 -45%
Jane Street
29
Jane Street
New York
$394K -$5.27M -213,055 -93%
KAS
30
Kestra Advisory Services
Texas
$383K +$15.8K +640 +4%
ECA
31
Elevated Capital Advisors
Utah
$357K -$18.6K -753 -5%
BFEC
32
Benjamin F. Edwards & Company
Missouri
$322K +$33.3K +1,348 +12%
CIBC World Market
33
CIBC World Market
Ontario, Canada
$311K – – –
HFP
34
Holistic Financial Partners
Indiana
$250K – – –
Stifel Financial
35
Stifel Financial
Missouri
$200K -$1.85M -74,997 -90%
NFG
36
Next Financial Group
Texas
$94K +$94K +3,802 New
GWM
37
Geneos Wealth Management
Colorado
$49K – – –
ASBI
38
American State Bank (Iowa)
Iowa
$38.9K +$38.8K +1,570 New
Wells Fargo
39
Wells Fargo
California
$16K – – –
SFS
40
Sowell Financial Services
Arkansas
$13K +$11.2K +454 +721%
Citigroup
41
Citigroup
New York
$12K – – –
MCC
42
Money Concepts Capital
Florida
$7K +$7.22K +292 New
VFA
43
Valeo Financial Advisors
Indiana
$6K – – –
SWM
44
Sugarloaf Wealth Management
Georgia
$5K +$25 +1 +0.5%
FF
45
Fluent Financial
Texas
– -$3.35M -136,814 Closed
Commonwealth Equity Services
46
Commonwealth Equity Services
Massachusetts
– -$261K -10,676 Closed
CSPIA
47
Cary Street Partners Investment Advisory
Virginia
– -$20K -800 Closed
1
2

RIGS Hedge Fund Activity: Q4 2020 in Review

44 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in ALPS Strategic Income Fund (RIGS) for Q4 2020, worth a combined $47.7M — down 23% from $61.6M a quarter earlier.

Fund positioning in RIGS was balanced in Q4 2020: 3 funds opened new positions, 3 closed out, 14 added to existing stakes and 20 trimmed.

The largest buyer was Janney Montgomery Scott, adding an estimated $674K. The largest seller was Jane Street, cutting an estimated $5.27M.

  • 44 institutional investors held ALPS Strategic Income Fund (RIGS) as of Q4 2020, unchanged from Q3 2020.
  • Funds reported $47.7M of ALPS Strategic Income Fund stock for Q4 2020, down 23% quarter-over-quarter.
  • 3 funds opened new ALPS Strategic Income Fund positions in Q4 2020 and 3 closed out, a net change of 0 holders.
  • The largest ALPS Strategic Income Fund buyer in Q4 2020 was Janney Montgomery Scott, an estimated $674K added.
  • The largest ALPS Strategic Income Fund seller in Q4 2020 was Jane Street, an estimated $5.27M sold.

Based on aggregated 13F filings for Q4 2020.