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Nuveen NASDAQ 100 Dynamic Overwrite Fund

93 hedge funds and large institutions have $198M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2020 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 30 increasing their positions, 29 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 10

13% more capital invested

Capital invested by funds: $174M → $198M (+$23.5M)

2% more funds holding

Funds holding: 9193 (+2)

1.44% more ownership

Funds ownership: 19.1%20.54% (+1.4%)

3% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 29

Holders
93
Holders Change
+2
Holders Change %
+2.2%
% of All Funds
1.88%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
30
Reduced
29
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HL
51
HeadInvest LLC
Maine
$293K +$62.5K +2,525 +27%
MFG
52
Merit Financial Group
Georgia
$292K
Creative Planning
53
Creative Planning
Kansas
$289K -$7.43K -300 -2%
AAS
54
Avantax Advisory Services
Texas
$269K +$274K +11,059 New
MA
55
Mutual Advisors
Nebraska
$248K -$239K -9,665 -49%
Citigroup
56
Citigroup
New York
$247K -$113K -4,562 -31%
EH
57
Equitable Holdings
New York
$245K
GAM
58
Griffin Asset Management
New York
$228K
GW
59
GW & Wade
Massachusetts
$213K -$18.6K -753 -8%
JCM
60
Jacobi Capital Management
Pennsylvania
$209K +$2.6K +105 +1%
RJT
61
Raymond James Trust
Florida
$205K +$209K +8,442 New
Carson Wealth (CWM LLC)
62
Carson Wealth (CWM LLC)
Nebraska
$197K
ANBT
63
American National Bank & Trust
Texas
$157K
SPIA
64
Steward Partners Investment Advisory
New York
$138K
AWM
65
Adams Wealth Management
Utah
$135K -$200K -8,060 -59%
CAL
66
Capital Analysts LLC
Pennsylvania
$132K
Rockefeller Capital Management
67
Rockefeller Capital Management
New York
$123K +$125K +5,056 New
NFG
68
Next Financial Group
Texas
$105K +$107K +4,332 New
EP
69
Eudaimonia Partners
Tennessee
$100K -$150K -6,069 -60%
AF
70
Allworth Financial
California
$90K
BFEC
71
Benjamin F. Edwards & Company
Missouri
$77K +$20.8K +842 +37%
Fifth Third Bancorp
72
Fifth Third Bancorp
Ohio
$68K
PNC Financial Services Group
73
PNC Financial Services Group
Pennsylvania
$67K
GWM
74
Geneos Wealth Management
Colorado
$63K -$7.43K -300 -10%
Northwestern Mutual Wealth Management
75
Northwestern Mutual Wealth Management
Wisconsin
$49K +$47K +1,900 +1,900%

QQQX Hedge Fund Activity: Q3 2020 in Review

93 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q3 2020, worth a combined $198M — up 13% from $174M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new QQQX positions and 10 closed out — a net gain of 3 holders — while 30 added to existing stakes and 29 trimmed.

The largest buyer was Wells Fargo, adding an estimated $8.82M. The largest seller was Royal Bank of Canada, cutting an estimated $1.43M.

  • 93 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q3 2020, up from 91 in Q2 2020.
  • Funds reported $198M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q3 2020, up 13% quarter-over-quarter.
  • 13 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q3 2020 and 10 closed out, a net change of +3 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q3 2020 was Wells Fargo, an estimated $8.82M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q3 2020 was Royal Bank of Canada, an estimated $1.43M sold.

Based on aggregated 13F filings for Q3 2020.