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Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX

111 hedge funds and large institutions have $261M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2023 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 32 increasing their positions, 31 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

47% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 15

6% more funds holding

Funds holding: 105 → 111 (+6)

2.37% more ownership

Funds ownership: 22.35% → 24.72% (+2.4%)

3% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 31

0% less capital invested

Capital invested by funds: $262M → $261M (-$782K)

Holders
111
Holders Change
+6
Holders Change %
+5.71%
% of All Funds
1.76%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
22
Increased
32
Reduced
31
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
CA
Cornerstone Advisors
North Carolina
+$5.28M
2
WAM
Wolverine Asset Management
Illinois
+$4.68M
3
FHA
Flagship Harbor Advisors
Massachusetts
+$4.06M
4
Invesco
Invesco
Georgia
+$3.54M
5
ICM
Ionic Capital Management
New York
+$3.4M

Top Sellers

Rank Fund Capital Flow
1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.58M
2
Wells Fargo
Wells Fargo
California
-$1.22M
3
Morgan Stanley
Morgan Stanley
New York
-$1.12M
4
IA
IFG Advisory
Georgia
-$768K
5
KWA
Kingswood Wealth Advisors
California
-$343K
Name Holding Trade Value Shares
Change 		Change in
Stake
GS
26
GTS Securities
New York
$1.47M +$227K +9,600 +17%
LCM
27
Landscape Capital Management
New Jersey
$1.45M +$1.53M +64,717 New
SCM
28
Schnieders Capital Management
California
$1.45M -$302K -12,800 -17%
ACP
29
Aviance Capital Partners
Florida
$1.21M -$189K -8,023 -13%
EH
30
Equitable Holdings
New York
$1.17M +$220K +9,332 +22%
Baird Financial Group
31
Baird Financial Group
Wisconsin
$1.15M +$114K +4,817 +10%
WWM
32
Western Wealth Management
Colorado
$993K -$6.85K -290 -0.7%
GVAG
33
Great Valley Advisor Group
Delaware
$992K +$93.3K +3,950 +10%
EC
34
Elequin Capital
New York
$884K +$735K +31,123 +379%
AWM
35
Axxcess Wealth Management
California
$856K +$899K +38,076 New
Walleye Capital
36
Walleye Capital
New York
$847K +$890K +37,682 New
RCA
37
Ranch Capital Advisors
Florida
$845K -$2.93K -124 -0.3%
SFS
38
Shaker Financial Services
Virginia
$814K +$805K +34,074 New
Truist Financial
39
Truist Financial
North Carolina
$742K -$226K -9,582 -22%
WS
40
Wedbush Securities
California
$713K -$21.8K -922 -3%
NA
41
NewEdge Advisors
Louisiana
$667K -$208K -8,823 -23%
CWP
42
Cyndeo Wealth Partners
Florida
$660K – – –
CAN
43
Cetera Advisor Networks
California
$636K +$97.2K +4,117 +17%
SPC
44
Sigma Planning Corp
Michigan
$616K -$25.4K -1,074 -4%
Stifel Financial
45
Stifel Financial
Missouri
$615K +$9.38K +397 +1%
LC
46
Lindbrook Capital
California
$605K – – –
NS
47
NBC Securities
Alabama
$560K +$589K +24,940 New
1CP
48
1607 Capital Partners
Virginia
$549K +$577K +24,430 New
BRWA
49
B. Riley Wealth Advisors
Florida
$474K +$732 +31 +0.1%
MA
50
Mutual Advisors
Nebraska
$464K -$66.9K -2,832 -12%
1
2
3 4 5

QQQX Hedge Fund Activity: Q3 2023 in Review

111 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q3 2023, worth a combined $261M — down 0.3% from $262M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new QQQX positions and 15 closed out — a net gain of 7 holders — while 32 added to existing stakes and 31 trimmed.

The largest buyer was Cornerstone Advisors, opening a new position worth an estimated $5.28M. The largest seller was Royal Bank of Canada, cutting an estimated $1.58M.

  • 111 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q3 2023, up from 105 in Q2 2023.
  • Funds reported $261M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q3 2023, down 0.3% quarter-over-quarter.
  • 22 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q3 2023 and 15 closed out, a net change of +7 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q3 2023 was Cornerstone Advisors, an estimated $5.28M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q3 2023 was Royal Bank of Canada, an estimated $1.58M sold.

Based on aggregated 13F filings for Q3 2023.