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Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX

92 hedge funds and large institutions have $144M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2020 Q1 according to their latest regulatory filings, with 19 funds opening new positions, 27 increasing their positions, 29 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

46% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 13

5% more funds holding

Funds holding: 88 → 92 (+4)

1.1% more ownership

Funds ownership: 18.03% → 19.13% (+1.1%)

7% less repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 29

15% less capital invested

Capital invested by funds: $169M → $144M (-$25M)

Holders
92
Holders Change
+4
Holders Change %
+4.55%
% of All Funds
2.03%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
19
Increased
27
Reduced
29
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SFS
Shaker Financial Services
Virginia
+$3.32M
2
Morgan Stanley
Morgan Stanley
New York
+$1.79M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.67M
4
LPL Financial
LPL Financial
California
+$1.65M
5
1CP
1607 Capital Partners
Virginia
+$1.48M

Top Sellers

Rank Fund Capital Flow
1
UCMOK
United Capital Management of KS
Kansas
-$1.95M
2
Bank of America
Bank of America
North Carolina
-$1.92M
3
UBS Group
UBS Group
Switzerland
-$922K
4
FSA
Financial Sense Advisors
California
-$760K
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$510K
Name Holding Trade Value Shares
Change 		Change in
Stake
PP
26
Professional Planning
California
$786K -$113K -5,005 -11%
WAM
27
Wolverine Asset Management
Illinois
$729K +$863K +38,376 New
OFG
28
OTA Financial Group
New York
$720K +$853K +37,931 New
Bank of Montreal
29
Bank of Montreal
Ontario, Canada
$673K -$205K -9,116 -20%
SI
30
Stephens Inc
Arkansas
$668K -$71.9K -3,200 -8%
HA
31
Harborview Advisors
Maine
$657K +$117K +5,207 +18%
SXL
32
Summit X LLC
Missouri
$645K +$760K +33,795 New
CAN
33
Cetera Advisor Networks
California
$640K -$267K -11,857 -26%
WS
34
Wedbush Securities
California
$620K +$97.8K +4,350 +15%
KIM
35
Karpus Investment Management
New York
$550K +$650K +28,928 New
FHA
36
Flagship Harbor Advisors
Massachusetts
$536K -$22.4K -995 -3%
RICHC
37
Renaissance Investment Consultants Holding Company
Pennsylvania
$525K -$3.55K -158 -0.6%
SCM
38
Schnieders Capital Management
California
$466K +$24.4K +1,085 +5%
NA
39
NewEdge Advisors
Louisiana
$466K +$99.3K +4,415 +22%
MA
40
Mutual Advisors
Nebraska
$438K -$24.4K -1,086 -4%
Cambridge Investment Research Advisors
41
Cambridge Investment Research Advisors
Iowa
$416K +$42.8K +1,905 +10%
FAM
42
Formidable Asset Management
Ohio
$394K +$467K +20,757 New
Stifel Financial
43
Stifel Financial
Missouri
$345K +$96.6K +4,297 +31%
EH
44
Equitable Holdings
New York
$335K +$396K +17,624 New
AWM
45
Adams Wealth Management
Utah
$312K -$67.5K -3,004 -15%
IAIM
46
International Assets Investment Management
Florida
$310K +$366K +16,295 New
SWP
47
Stratos Wealth Partners
Ohio
$304K -$7.19K -320 -2%
MML Investors Services
48
MML Investors Services
Massachusetts
$293K -$2.54K -113 -0.7%
WGA
49
Weather Gauge Advisory
Virginia
$278K -$12.1K -536 -4%
EP
50
Eudaimonia Partners
Tennessee
$256K +$230K +10,229 +317%
1
2
3 4 5

QQQX Hedge Fund Activity: Q1 2020 in Review

92 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q1 2020, worth a combined $144M — down 15% from $169M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new QQQX positions and 13 closed out — a net gain of 6 holders — while 27 added to existing stakes and 29 trimmed.

The largest buyer was Shaker Financial Services, adding an estimated $3.32M. The largest seller was United Capital Management of KS, exiting entirely with an estimated $1.95M sold.

  • 92 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q1 2020, up from 88 in Q4 2019.
  • Funds reported $144M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q1 2020, down 15% quarter-over-quarter.
  • 19 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q1 2020 and 13 closed out, a net change of +6 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q1 2020 was Shaker Financial Services, an estimated $3.32M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q1 2020 was United Capital Management of KS, an estimated $1.95M sold.

Based on aggregated 13F filings for Q1 2020.