OTA Financial Group’s Nuveen NASDAQ 100 Dynamic Overwrite Fund QQQX Stock Holding History

OTA Financial Group’s Portfolio QQQX Stock Details QQQX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-37,931	Closed	-$720K	–	54
2020 Q1	$720K	Buy	+37,931	New	+$853K	0.9%	21
2015 Q2	$769K	Buy	39,962 +2,861	+8%	+$54.3K	0.54%	38
2015 Q1	$695K	Sell	37,101 -2,861	-7%	-$54.4K	0.37%	33
2014 Q4	$769K	Buy	39,962 +26,932	+207%	+$537K	0.54%	38
2014 Q3	$244K	Buy	+13,030	New	+$250K	0.32%	56

Other funds holding QQQX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

NSLI

Nan Shan Life Insurance Taipei City, Taiwan $2.76B AUM 6.75% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

OTA Financial Group's QQQX Position: Q2 2020 in Review

OTA Financial Group sold out of Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) in Q2 2020, closing a stake of 37,931 shares — an estimated $720K sold.

OTA Financial Group first reported a position in QQQX in Q3 2014 and held it in 5 quarters. The position peaked at $769K in Q2 2015. 91 funds tracked by Wall St. Rank hold QQQX as of Q2 2020.

OTA Financial Group reported no remaining Nuveen NASDAQ 100 Dynamic Overwrite Fund position as of Q2 2020 after selling out during the quarter.
OTA Financial Group sold 37,931 Nuveen NASDAQ 100 Dynamic Overwrite Fund shares in Q2 2020, an estimated $720K.
OTA Financial Group first reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund in Q3 2014 and held it in 5 quarters.
OTA Financial Group's Nuveen NASDAQ 100 Dynamic Overwrite Fund position peaked at $769K in Q2 2015.
91 funds tracked by Wall St. Rank held Nuveen NASDAQ 100 Dynamic Overwrite Fund as of Q2 2020.

Based on OTA Financial Group's 13F filing for Q2 2020, filed 16 Jul 2020.