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Nuveen NASDAQ 100 Dynamic Overwrite Fund

89 hedge funds and large institutions have $143M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2019 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 31 increasing their positions, 27 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 8

22% more capital invested

Capital invested by funds: $117M → $143M (+$25.4M)

15% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 27

3% more funds holding

Funds holding: 8689 (+3)

0.77% more ownership

Funds ownership: 16.08%16.85% (+0.77%)

Holders
89
Holders Change
+3
Holders Change %
+3.49%
% of All Funds
1.93%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
31
Reduced
27
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FSA
26
Financial Sense Advisors
California
$861K -$65.7K -3,005 -7%
VC
27
Vicus Capital
Pennsylvania
$840K -$203K -9,280 -20%
FHA
28
Flagship Harbor Advisors
Massachusetts
$807K +$1.11K +51 +0.1%
BAM
29
Belpointe Asset Management
Nevada
$782K +$43.7K +2,000 +6%
WS
30
Wedbush Securities
California
$597K +$38.2K +1,748 +7%
MA
31
Mutual Advisors
Nebraska
$591K -$127K -5,828 -18%
MML Investors Services
32
MML Investors Services
Massachusetts
$542K -$67.6K -3,092 -11%
PAG
33
Private Advisor Group
New Jersey
$531K +$185K +8,484 +55%
SCM
34
Schnieders Capital Management
California
$469K +$25.1K +1,150 +6%
SWP
35
Stratos Wealth Partners
Ohio
$462K -$26.9K -1,229 -6%
NA
36
NewEdge Advisors
Louisiana
$450K -$7.45K -341 -2%
LNC
37
Lincoln National Corp
Pennsylvania
$445K +$34.6K +1,585 +9%
GW
38
GW & Wade
Massachusetts
$443K
SFM
39
Signet Financial Management
New Jersey
$386K -$25.2K -1,153 -6%
BTS
40
BB&T Securities
Virginia
$364K +$357K +16,358 New
WGA
41
Weather Gauge Advisory
Virginia
$339K +$109 +5 +0%
SPC
42
Sigma Planning Corp
Michigan
$328K -$102K -4,685 -24%
Citigroup
43
Citigroup
New York
$323K -$21.9K -1,000 -6%
P
44
&Partners
Tennessee
$322K -$92.3K -4,225 -23%
APA
45
American Portfolios Advisors
New York
$299K -$1.09K -50 -0.4%
Creative Planning
46
Creative Planning
Kansas
$298K +$23.6K +1,078 +9%
HighTower Advisors
47
HighTower Advisors
Illinois
$285K -$21.9K -1,000 -7%
Cambridge Investment Research Advisors
48
Cambridge Investment Research Advisors
Iowa
$274K -$186K -8,522 -41%
GSWM
49
Golden State Wealth Management
California
$215K +$211K +9,638 New
Stifel Financial
50
Stifel Financial
Missouri
$208K -$60.5K -2,767 -23%

QQQX Hedge Fund Activity: Q1 2019 in Review

89 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q1 2019, worth a combined $143M — up 22% from $117M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new QQQX positions and 8 closed out — a net gain of 3 holders — while 31 added to existing stakes and 27 trimmed.

The largest buyer was Raymond James Financial Services Advisors, opening a new position worth an estimated $5.55M. The largest seller was Wolverine Asset Management, exiting entirely with an estimated $2.01M sold.

  • 89 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q1 2019, up from 86 in Q4 2018.
  • Funds reported $143M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q1 2019, up 22% quarter-over-quarter.
  • 11 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q1 2019 and 8 closed out, a net change of +3 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q1 2019 was Raymond James Financial Services Advisors, an estimated $5.55M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q1 2019 was Wolverine Asset Management, an estimated $2.01M sold.

Based on aggregated 13F filings for Q1 2019.