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Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX

86 hedge funds and large institutions have $117M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2018 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 30 increasing their positions, 27 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 27

7% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 15

2.1% less ownership

Funds ownership: 18.18% → 16.08% (-2.1%)

2% less funds holding

Funds holding: 88 → 86 (-2)

27% less capital invested

Capital invested by funds: $160M → $117M (-$42.6M)

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
86
Holders Change
-2
Holders Change %
-2.27%
% of All Funds
1.92%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
14
Increased
30
Reduced
27
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Invesco
Invesco
Georgia
+$1.76M
2
WAM
Weiss Asset Management
Massachusetts
+$968K
3
FSA
Financial Sense Advisors
California
+$921K
4
1CP
1607 Capital Partners
Virginia
+$727K
5
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$680K

Top Sellers

Rank Fund Capital Flow
1
RJFSA
Raymond James Financial Services Advisors
Florida
-$5.43M
2
SFS
Shaker Financial Services
Virginia
-$4.04M
3
NMC
Nine Masts Capital
Hong Kong
-$3.02M
4
UBS Group
UBS Group
Switzerland
-$2.03M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.92M
Name Holding Trade Value Shares
Change 		Change in
Stake
FHA
26
Flagship Harbor Advisors
Massachusetts
$724K +$657K +29,738 +459%
BAM
27
Belpointe Asset Management
Nevada
$662K +$78.7K +3,561 +12%
1CP
28
1607 Capital Partners
Virginia
$658K +$727K +32,920 New
MA
29
Mutual Advisors
Nebraska
$647K +$15.2K +688 +2%
CAN
30
Cetera Advisor Networks
California
$576K +$66.1K +2,990 +12%
LPL Financial
31
LPL Financial
California
$552K -$9.41K -426 -2%
MML Investors Services
32
MML Investors Services
Massachusetts
$548K +$15.7K +712 +3%
QAM
33
Questar Asset Management
Minnesota
$524K +$579K +26,196 New
AG
34
Advisor Group
Arizona
$502K +$76.8K +3,475 +16%
WS
35
Wedbush Securities
California
$501K +$49.5K +2,240 +10%
SWP
36
Stratos Wealth Partners
Ohio
$440K +$11.7K +528 +2%
Envestnet Asset Management
37
Envestnet Asset Management
Illinois
$421K +$465K +21,038 New
Cambridge Investment Research Advisors
38
Cambridge Investment Research Advisors
Iowa
$416K +$57.3K +2,594 +14%
SCM
39
Schnieders Capital Management
California
$399K -$22.1K -1,000 -5%
GW
40
GW & Wade
Massachusetts
$398K -$39.9K -1,805 -8%
SPC
41
Sigma Planning Corp
Michigan
$389K -$118K -5,358 -22%
LNC
42
Lincoln National Corp
Pennsylvania
$368K +$407K +18,399 New
SFM
43
Signet Financial Management
New Jersey
$362K -$50.8K -2,300 -11%
SB
44
Suntrust Banks
Georgia
$327K +$6.54K +296 +2%
Citigroup
45
Citigroup
New York
$310K -$82.6K -3,737 -19%
PAG
46
Private Advisor Group
New Jersey
$307K +$4.93K +223 +1%
WGA
47
Weather Gauge Advisory
Virginia
$304K +$336K +15,202 New
P
48
&Partners
Tennessee
$294K +$413K +18,695 New
HighTower Advisors
49
HighTower Advisors
Illinois
$275K -$504K -22,800 -62%
APA
50
American Portfolios Advisors
New York
$270K +$2.98K +135 +1%
1
2
3 4 5

QQQX Hedge Fund Activity: Q4 2018 in Review

86 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q4 2018, worth a combined $117M — down 27% from $160M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of QQQX and 14 opened new positions — a net loss of 1 holder — while 27 trimmed existing stakes and 30 added.

The largest buyer was Invesco, adding an estimated $1.76M. The largest seller was Raymond James Financial Services Advisors, exiting entirely with an estimated $5.43M sold.

  • 86 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q4 2018, down from 88 in Q3 2018.
  • Funds reported $117M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q4 2018, down 27% quarter-over-quarter.
  • 14 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q4 2018 and 15 closed out, a net change of -1 holder.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q4 2018 was Invesco, an estimated $1.76M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q4 2018 was Raymond James Financial Services Advisors, an estimated $5.43M sold.

Based on aggregated 13F filings for Q4 2018.