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Nuveen NASDAQ 100 Dynamic Overwrite Fund

88 hedge funds and large institutions have $160M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2018 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 29 increasing their positions, 21 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

240% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 5

38% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 21

16% more funds holding

Funds holding: 7688 (+12)

0.7% more ownership

Funds ownership: 17.48%18.18% (+0.7%)

4% less capital invested

Capital invested by funds: $167M → $160M (-$7.19M)

Holders
88
Holders Change
+12
Holders Change %
+15.79%
% of All Funds
2.01%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
17
Increased
29
Reduced
21
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PP
26
Professional Planning
California
$954K +$5.94K +239 +0.6%
HighTower Advisors
27
HighTower Advisors
Illinois
$879K +$513K +20,641 +129%
MA
28
Mutual Advisors
Nebraska
$761K -$10.6K -427 -1%
BAM
29
Belpointe Asset Management
Nevada
$710K -$49.7K -2,000 -6%
LPL Financial
30
LPL Financial
California
$674K -$201K -8,084 -22%
MML Investors Services
31
MML Investors Services
Massachusetts
$642K -$403K -16,226 -38%
NA
32
NewEdge Advisors
Louisiana
$626K +$648K +26,047 New
CAN
33
Cetera Advisor Networks
California
$620K +$646K +25,974 New
ALIONA
34
Allianz Life Insurance of North America
Minnesota
$603K -$25.7K -1,035 -4%
SPC
35
Sigma Planning Corp
Michigan
$596K -$91.8K -3,694 -13%
WS
36
Wedbush Securities
California
$548K +$184K +7,397 +48%
Northwestern Mutual Wealth Management
37
Northwestern Mutual Wealth Management
Wisconsin
$538K +$25 +1 +0%
GW
38
GW & Wade
Massachusetts
$521K
AG
39
Advisor Group
Arizona
$520K +$20.5K +826 +4%
SWP
40
Stratos Wealth Partners
Ohio
$516K +$4.97K +200 +0.9%
SCM
41
Schnieders Capital Management
California
$503K +$521K +20,950 New
QCMA
42
Quad Capital Management Advisors
New York
$499K +$516K +20,760 New
SFM
43
Signet Financial Management
New Jersey
$490K -$35.2K -1,415 -6%
Citigroup
44
Citigroup
New York
$463K +$47.2K +1,900 +11%
Cambridge Investment Research Advisors
45
Cambridge Investment Research Advisors
Iowa
$438K +$245K +9,869 +118%
IA
46
IFP Advisors
Florida
$388K +$116K +4,684 +41%
PAG
47
Private Advisor Group
New Jersey
$364K +$377K +15,144 New
SB
48
Suntrust Banks
Georgia
$321K +$2.91K +117 +0.8%
APA
49
American Portfolios Advisors
New York
$321K +$212K +8,526 +177%
FAM
50
Formidable Asset Management
Ohio
$314K +$319K +12,840 New

QQQX Hedge Fund Activity: Q3 2018 in Review

88 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q3 2018, worth a combined $160M — down 4.3% from $167M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new QQQX positions and 5 closed out — a net gain of 12 holders — while 29 added to existing stakes and 21 trimmed.

The largest buyer was Shaker Financial Services, opening a new position worth an estimated $4.18M. The largest seller was Morgan Stanley, cutting an estimated $8.96M.

  • 88 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q3 2018, up from 76 in Q2 2018.
  • Funds reported $160M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q3 2018, down 4.3% quarter-over-quarter.
  • 17 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q3 2018 and 5 closed out, a net change of +12 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q3 2018 was Shaker Financial Services, an estimated $4.18M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q3 2018 was Morgan Stanley, an estimated $8.96M sold.

Based on aggregated 13F filings for Q3 2018.