Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
25 hedge funds and large institutions have $37.7M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 11 increasing their positions, 9 reducing their positions, and 3 closing their positions.
33% more first-time investments, than exits
New positions opened: 4 | Existing positions closed: 3
22% more repeat investments, than reductions
Existing positions increased: 11 | Existing positions reduced: 9
4% more funds holding
Funds holding: 24 → 25 (+1)
1% less capital invested
Capital invested by funds: $38M → $37.7M (-$363K)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LTFS
Ladenburg Thalmann Financial Services
Miami,
Florida
|
+$496K |
| 2 |
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
+$350K |
| 3 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$325K |
| 4 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$257K |
| 5 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
+$247K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AAM
Advisors Asset Management
Monument,
Colorado
|
-$1.52M |
| 2 |
Bank of America
Charlotte,
North Carolina
|
-$950K |
| 3 |
Invesco
Atlanta,
Georgia
|
-$762K |
| 4 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
-$199K |
| 5 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
-$189K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
Creative Planning
Overland Park,
Kansas
| – | -$47K | -3,000 | Closed |
|
27
Citigroup
New York
| – | -$11K | -700 | Closed |
|
|
AC
28
Alexandria Capital
Arlington,
Virginia
| – | -$4K | -275 | Closed |
|
QQQX Hedge Fund Activity: Q3 2013 in Review
25 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q3 2013, worth a combined $37.7M — down 0.95% from $38M a quarter earlier.
Buyers outnumbered sellers: 4 funds opened new QQQX positions and 3 closed out — a net gain of 1 holder — while 11 added to existing stakes and 9 trimmed.
The largest buyer was Ladenburg Thalmann Financial Services, adding an estimated $496K. The largest seller was Advisors Asset Management, cutting an estimated $1.52M.
- 25 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q3 2013, up from 24 in Q2 2013.
- Funds reported $37.7M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q3 2013, down 0.95% quarter-over-quarter.
- 4 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q3 2013 and 3 closed out, a net change of +1 holder.
- The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q3 2013 was Ladenburg Thalmann Financial Services, an estimated $496K added.
- The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q3 2013 was Advisors Asset Management, an estimated $1.52M sold.
Based on aggregated 13F filings for Q3 2013.